FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20180302E00265
1.
Date of relevant event
:
27/02/2018
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
01658
4.
Name of listed corporation
:
Postal Savings Bank of China Co., Ltd. - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
19,856,167,000
7.
Name of substantial shareholder
:
CITIC Securities Company Limited
8.
Registered office
:
North Tower, Excellence Times Plaza II, No.8 Zhongxin San Road, Futian District, Shenzhen, Guangdong Province, China
9.
Principal place of business in Hong Kong
:
N/A
15.
Exchange on which listed
:
SEHK and Shanghai Stock Exchange
16.
Name of listed parent and exchange on which parent is listed
:
N/A
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
11035
The percentage level of your interest in the shares has increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you have any of the rights or obligations referred to in 11031 to 11034 above embedded in a contract or instrument
2201
Interest of corporation controlled by you
74,745,229
Short position
14015
You came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you have any of the rights or obligations referred to in 14011 to 14014 above embedded in a contract or instrument
2201
Interest of corporation controlled by you
60,304,348
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
2,348,846,756
11.83
Short position
3,635,890,366
18.31
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
2,423,591,985
12.21
Short position
3,696,194,714
18.61
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
2,423,591,985
Short position
3,696,194,714
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4103
Listed derivatives - Convertible instruments
Long position
415,860,391
Short position
1,297,692,946
4106
Unlisted derivatives - Cash settled
Long position
382,731,594
Short position
773,503,768
4105
Unlisted derivatives - Physically settled
Long position
1,625,000,000
Short position
1,624,998,000
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
CITIC Securities International Company Limited
26/F CITIC Tower, 1 Tim Mei Avenue Central, Hong Kong (Hong Kong)
CITIC Securities Company Limited
100.00
N
Long position
2,423,591,985
Short position
3,696,194,714
CLSA B.V.
Atrium Building 4th Floor, Strawinskylaan 3501, 1077 ZX Amsterdam (Pays-Bas)
CITIC Securities International Company Limited
100.00
N
Long position
2,423,591,985
Short position
3,696,194,714
CITIC CLSA Global Markets Holdings Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG 1110, British Virgin Islands
CLSA B.V.
100.00
N
Long position
798,591,985
Short position
773,503,768
CSI Capital Management Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
CITIC CLSA Global Markets Holdings Limited
100.00
Y
Long position
798,591,985
Short position
20,905,507
CSI Financial Products Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
CITIC CLSA Global Markets Holdings Limited
100.00
Y
Long position
0
Short position
752,598,261
CLSA Direct Investments Holdings Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
CLSA B.V.
100.00
N
Long position
1,625,000,000
Short position
2,922,690,946
Poseidon Finance 1 Limited
P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
CLSA Direct Investments Holdings Limited
100.00
Y
Long position
1,625,000,000
Short position
2,922,690,946
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
02/03/2018
(dd/mm/yyyy)