FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20180412E00286 
1. Date of relevant event: 09/04/2018
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 02800
4. Name of listed corporation: Tracker Fund of Hong Kong 
5. Class of shares: Units / Unit Trusts 
6. Number of issued shares in class: 3,177,992,500
7. Name of substantial shareholder: Citigroup Inc. 
8. Registered office: 399 Park Avenue, New York, 10043, USA
9. Principal place of business in Hong Kong: 50/F, Champion Tower, 3 Garden Road, Central, Hong Kong 
15. Exchange on which listed: NYSE
16. Name of listed parent and exchange on which parent is listed:  
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
Short position 
14012You came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you are under an obligation to deliver the underlying shares
 
 
2201Interest of corporation controlled by you
 		 46,425,000           
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position327,949,90110.40
Short position232,564,7877.37
Lending Pool00.00
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position328,461,70110.33
Short position278,989,7878.77
Lending Pool00.00
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2201Interest of corporation controlled by you
Long position328,461,701
Short position278,989,787

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4105Unlisted derivatives - Physically settled
Long position1,042,886
Short position145,786
4106Unlisted derivatives - Cash settled
Long position278,550,000
Short position278,844,000
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Citicorp LLC388 Greenwich Street, New York, New York, NY, 10013, United StatesCitigroup Inc.100.00N
Long position145,786
Short position145,787
Citibank, N.A.701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United StatesCiticorp LLC100.00Y
Long position145,786
Short position145,787
Citigroup Global Markets Holdings Inc.388 Greenwich Street, New York, New York, NY, 10013, United StatesCitigroup Inc.100.00N
Long position328,315,915
Short position278,844,000
Citigroup Financial Products Inc.388 Greenwich Street, New York, New York, NY, 10013, United StatesCitigroup Global Markets Holdings Inc.100.00N
Long position328,315,915
Short position278,844,000
Citigroup Global Markets Hong Kong Limited50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong Kong, Hong KongCitigroup Financial Products Inc.100.00Y
Long position186,959,100
Short position93,144,000
Citigroup Global Markets (International) Finance AGPrime Tower, Hardstrasse 201, CH-8005, Zurich, ZH, SwitzerlandCitigroup Financial Products Inc.100.00N
Long position141,356,815
Short position185,700,000
Citigroup Global Markets Holdings Bahamas LimitedCitibank Buliding, 110 Thompson Blvd., Nassau, New Providence, BahamasCitigroup Global Markets (International) Finance AG50.20N
Long position141,356,815
Short position185,700,000
Citigroup Global Markets Holdings Bahamas LimitedCitibank Buliding, 110 Thompson Blvd., Nassau, New Providence, BahamasCitigroup Financial Products Inc.49.50N
Long position141,356,815
Short position185,700,000
Citigroup Global Markets LimitedCitigroup Centre, Canada Square, Canary Wharf, London, TBD, E14 5LB, EnglandCitigroup Global Markets Holdings Bahamas Limited92.00Y
Long position141,356,815
Short position185,700,000

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information:
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 12/04/2018
(dd/mm/yyyy)