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Form Serial Number: |
CS20180416E00440 |
| 1.
Date of relevant event: |
11/04/2018
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
13/04/2018
(dd/mm/yyyy)
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| 3.
Stock code: |
00268 |
| 4.
Name of listed corporation: |
KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
3,044,513,966 |
| 7.
Name of substantial shareholder: |
Nomura Holdings Inc |
| 8.
Registered office: |
1-9-1, Nihonbashi, Chuo-ku, Tokyo 103-8645, Japan |
| 9.
Principal place of business in Hong Kong: |
31/F, 2 International Finance Centre, Central, Hong Kong |
| 15.
Exchange on which listed: |
Tokyo, Nagoya, Singapore and New York |
| 16.
Name of listed parent and exchange on which parent is listed: |
N/A |
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| 17.
Details of relevant event: |
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Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
|
After relevant event
|
Highest price (per share)
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Average price (per share)
|
Average consideration (per share)
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Nature of consideration
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|
Long position |
| 1004 | You first acquire a notifiable interest because:
you acquired a security interest in the shares |
|
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| 2302 | Custodian (other than an exempt custodian interest) |
|
852,000 |
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| Short position |
| 1503 | You ceased to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares decreased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
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38,549,678 |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 151,727,520 | 4.98 |
| Short position | 149,773,678 | 4.91 |
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|
| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 152,579,520 | 5.01 |
| Short position | 111,224,000 | 3.65 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| | Long position | 82,761,520 | | Short position | 42,506,000 |
|
| 2302 | Custodian (other than an exempt custodian interest) |
| | Long position | 1,100,000 | | Short position | 0 |
|
| 2106 | Person having a security interest in shares |
| | Long position | 68,718,000 | | Short position | 68,718,000 |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4103 | Listed derivatives - Convertible instruments |
| | Long position | 40,066,416 | | Short position | 0 |
|
| 4106 | Unlisted derivatives - Cash settled |
| | Long position | 42,420,000 | | Short position | 40,112,416 |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Nomura Holding America Inc. | Worldwide Plaza,309 West 49th Street, New York, New York 10019, U.S.A. | Nomura Holdings, Inc. | 100.00 | N | | Long position | 28,607,699 | | Short position | 28,607,699 |
|
| Nomura Europe Holdings plc | 1 Angel Lane London EC4R 3AB, United Kingdom | Nomura Holdings, Inc. | 100.00 | N | | Long position | 122,871,821 | | Short position | 82,616,301 |
|
| Nomura Asia Pacific Holdings Co.Ltd | 1-9-1, Nihonbashi, Chuo-ku, Tokyo 103-8645, Japan | Nomura Holdings, Inc. | 100.00 | N | | Long position | 1,100,000 | | Short position | 0 |
|
| Nomura Asia Holding N.V. | Rembrandt Tower, Amstelplein 1, 1096 HA Amsterdam, The Netherlands | Nomura Asia Pacific Holdings Co.Ltd | 100.00 | N | | Long position | 1,100,000 | | Short position | 0 |
|
| Nomura Securities International, Inc. | Worldwide Plaza,309 West 49th Street, New York, New York 10019, U.S.A. | Nomura Holding America Inc. | 100.00 | Y | | Long position | 28,607,699 | | Short position | 28,607,699 |
|
| Nomura International Plc | 1 Angel Lane London EC4R 3AB, United Kingdom | Nomura Europe Holdings plc | 100.00 | Y | | Long position | 122,871,821 | | Short position | 82,616,301 |
|
| Nomura Singapore Limited | 10 Marina Boulevard, Marina Bay Financial Centre Tower 2, #36-01, Singapore 01898 | Nomura Asia Holding N.V. | 100.00 | Y | | Long position | 1,100,000 | | Short position | 0 |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
| | | |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
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| 27.
Supplementary information: |
Closing down the Hedge
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| 28.
Log/Serial Number of the previous form: |
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
16/04/2018
(dd/mm/yyyy)
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