FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20180423E00156
1.
Date of relevant event
:
18/04/2018
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
20/04/2018
(dd/mm/yyyy)
3.
Stock code
:
01658
4.
Name of listed corporation
:
Postal Savings Bank of China Co., Ltd. - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
19,856,167,000
7.
Name of substantial shareholder
:
JPMorgan Chase & Co.
8.
Registered office
:
270 Park Avenue, New York 10017, United States
9.
Principal place of business in Hong Kong
:
N/A
15.
Exchange on which listed
:
New York Stock Exchange
16.
Name of listed parent and exchange on which parent is listed
:
N/A
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1004
You first acquire a notifiable interest because:
you acquired a security interest in the shares
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
19,049,587
HKD
5.3050
5.2580
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
986,822,397
4.96
Short position
60,314,945
0.30
Lending Pool
60,914,524
0.30
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
1,005,871,984
5.06
Short position
60,298,234
0.30
Lending Pool
60,914,524
0.30
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2101
Beneficial owner
Long position
754,712,943
Short position
60,298,234
2102
Investment manager
Long position
190,244,517
Short position
0
2502
Approved lending agent
Long position
60,914,524
Short position
0
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4101
Listed derivatives - Physically settled
Long position
7,143,804
Short position
11,505,234
4102
Listed derivatives - Cash settled
Long position
0
Short position
11,752,000
4105
Unlisted derivatives - Physically settled
Long position
75,532,517
Short position
7,041,000
4106
Unlisted derivatives - Cash settled
Long position
30,000,000
Short position
30,000,000
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
J.P. Morgan Securities LLC
383 Madison Ave., New York, New York, NY, 10179, United States
J.P. Morgan Broker-Dealer Holdings Inc
100.00
Y
Long position
474,000
Short position
0
JF International Management Inc.
Palm Grove House,P.O. Box 438, Road Town, Tortola, British Virgin Islands., Tortola, British Virgin Islands
JPMorgan Asset Management (Asia) Inc.
100.00
Y
Long position
735,000
Short position
0
JF Asset Management Limited
21st Floor, Chater House,8 Connaught Road Central, Hong Kong., Hong Kong, Hong Kong
JPMorgan Asset Management Holdings Inc
0.01
Y
Long position
113,775,000
Short position
0
JF Asset Management Limited
21st Floor, Chater House,8 Connaught Road Central, Hong Kong., Hong Kong, Hong Kong
JPMorgan Asset Management (Asia) Inc.
99.99
Y
Long position
113,775,000
Short position
0
JPMorgan Asset Management (Taiwan) Limited
20F & 21, No.1 Song Zhi Rd,Xin Yi District, Taipei City, Taiwan., Taipei, 110, Taiwan Province of China
JPMorgan Asset Management (Asia) Inc.
100.00
Y
Long position
2,149,000
Short position
0
CIFM Asset Management (Hong Kong) Limited
Unit 1702, 17th Floor, Tower 2, Lippo Centre,No.89 Queensway, Hong Kong., Hong Kong, Hong Kong
China International Fund Management Co Ltd
100.00
Y
Long position
100,000
Short position
0
JPMorgan China Investment Company II Limited
270 Park Avenue, New York, New York, NY, 10017, United States
JPMorgan China Investment Company Limited
100.00
Y
Long position
642,670,000
Short position
0
J.P. Morgan Investment Management Inc.
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801-1120, United States
JPMorgan Asset Management Holdings Inc
100.00
Y
Long position
15,025,039
Short position
0
J.P. Morgan International Finance Limited
500 Stanton Christiana Road, Newark, DE2, DE, 19713, United States
JPMorgan Chase Bank, N.A.
100.00
N
Long position
111,568,943
Short position
30,298,234
JPMorgan Asset Management (UK) Limited
60 Victoria Embankment, London, EC4Y0JP, England
JPMorgan Asset Management Holdings (UK) Limited
100.00
N
Long position
100,000
Short position
0
China International Fund Management Co Ltd
99 Fu Cheng Road, 20th Floor, Aurora Plaza, Shanghai, 200120, China
JPMorgan Asset Management (UK) Limited
49.00
N
Long position
100,000
Short position
0
J.P. Morgan GT Corporation
Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
JPMorgan Chase Holdings LLC
100.00
Y
Long position
0
Short position
30,000,000
J.P. Morgan Securities plc
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
J.P. Morgan Capital Holdings Limited
100.00
Y
Long position
111,568,943
Short position
30,298,234
JPMorgan Chase Bank, N.A.
1111 Polaris Parkway, Columbus, OH21, OH, 43240, United States
JPMorgan Chase & Co.
100.00
Y
Long position
60,914,524
Short position
0
JPMorgan Asset Management (UK) Limited
60 Victoria Embankment, London, EC4Y0JP, England
JPMorgan Asset Management Holdings (UK) Limited
100.00
Y
Long position
58,460,478
Short position
0
J.P. Morgan Broker-Dealer Holdings Inc
Corporation Trust Center, 1209 Orange Street, Wilmingtom, DE2, DE, 19801, United States
JPMorgan Chase Holdings LLC
100.00
N
Long position
474,000
Short position
0
J.P. Morgan Capital Holdings Limited
6 route de Trèves, Senningerberg, L-2633, Luxembourg
J.P. Morgan International Finance Limited
100.00
N
Long position
111,568,943
Short position
30,298,234
JPMorgan Asset Management Holdings Inc
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
JPMorgan Chase Holdings LLC
100.00
N
Long position
304,019,517
Short position
0
JPMorgan Asset Management (Asia) Inc.
Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
JPMorgan Asset Management Holdings Inc
100.00
N
Long position
116,659,000
Short position
0
JPMorgan Asset Management Holdings (UK) Limited
60 Victoria Embankment, London, EC4Y0JP, England
JPMorgan Asset Management International Limited
100.00
N
Long position
58,560,478
Short position
0
JPMorgan China Investment Company Limited
270 Park Avenue, New York, New York, NY, NY, 10017, United States
JPMorgan Chase Funding Inc.
100.00
N
Long position
642,670,000
Short position
0
JPMorgan Chase Holdings LLC
270 Park Avenue, New York, New York, NY, NY, 10017, United States
JPMorgan Chase & Co.
100.00
N
Long position
304,493,517
Short position
30,000,000
JPMorgan Chase Funding Inc.
270 Park Avenue, New York, New York, NY, NY, 10017, United States
JPMorgan Chase & Co.
100.00
N
Long position
642,670,000
Short position
0
JPMorgan Asset Management International Limited
60 Victoria Embankment, London, EC4Y0JP, England
JPMorgan Asset Management Holdings Inc
100.00
N
Long position
58,560,478
Short position
0
JPMorgan Chase Bank, N.A.
1111 Polaris Parkway, Columbus, OH21, OH, 43240, United States
JPMorgan Chase & Co.
100.00
N
Long position
111,568,943
Short position
30,298,234
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
23/04/2018
(dd/mm/yyyy)