FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20180426E00277 
1. Date of relevant event: 23/04/2018
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 02318
4. Name of listed corporation: Ping An Insurance (Group) Co. of China, Ltd. - H Shares 
5. Class of shares: H Shares 
6. Number of issued shares in class: 7,447,576,912
7. Name of substantial shareholder: Citigroup Inc. 
8. Registered office: 399 Park Avenue, New York, 10043, USA
9. Principal place of business in Hong Kong: 50/F, Champion Tower, 3 Garden Road, Central, Hong Kong 
15. Exchange on which listed: NYSE
16. Name of listed parent and exchange on which parent is listed:  
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
1013You first acquire a notifiable interest because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2502Approved lending agent
 198,460,243 HKD
Short position 
 
 
 		            
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position189,201,5912.54
Short position23,446,5180.31
Lending Pool136,540,4411.83
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position387,661,8345.20
Short position23,248,2710.31
Lending Pool336,034,3194.51
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2106Person having a security interest in shares
Long position130,000
Short position0
2201Interest of corporation controlled by you
Long position51,497,515
Short position23,248,271
2502Approved lending agent
Long position336,034,319
Short position0

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4101Listed derivatives - Physically settled
Long position14,455,210
Short position5,794,000
4105Unlisted derivatives - Physically settled
Long position6,138,216
Short position9,463,115
4106Unlisted derivatives - Cash settled
Long position12,878,882
Short position1,855,470
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Citicorp LLC388 Greenwich Street, New York, New York, NY, 10013, United StatesCitigroup Inc.100.00N
Long position349,930,511
Short position993,207
Citibank, N.A.701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United StatesCiticorp LLC100.00Y
Long position349,827,044
Short position993,207
Citigroup Global Markets Holdings Inc.388 Greenwich Street, New York, New York, NY, 10013, United StatesCitigroup Inc.100.00N
Long position37,210,421
Short position22,255,064
Citigroup Financial Products Inc.388 Greenwich Street, New York, New York, NY, 10013, United StatesCitigroup Global Markets Holdings Inc.100.00N
Long position37,210,421
Short position22,255,064
Citigroup Global Markets (International) Finance AGPrime Tower, Hardstrasse 201, CH-8005, Zurich, ZH, SwitzerlandCitigroup Financial Products Inc.100.00N
Long position15,554,845
Short position5,930,944
Citigroup Global Markets Overseas Finance LimitedCiti Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong, Hong KongCitigroup Global Markets (International) Finance AG51.86N
Long position518,500
Short position0
Citigroup Global Markets Overseas Finance LimitedCiti Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong, Hong KongCitigroup Global Markets Switzerland Holding GmbH48.14N
Long position518,500
Short position0
Citigroup Global Markets Hong Kong Holdings Limited50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong Kong, Hong KongCitigroup Global Markets Overseas Finance Limited100.00N
Long position518,500
Short position0
Citigroup First Investment Management Limited50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong Kong, Hong KongCitigroup Global Markets Overseas Finance Limited100.00Y
Long position518,500
Short position0
Citigroup Global Markets Hong Kong Limited50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong Kong, Hong Kong, Hong KongCitigroup Financial Products Inc.100.00Y
Long position21,633,862
Short position16,324,120
Citigroup Global Markets Inc.388 Greenwich Street, New York, New York, NY, 10013, United StatesCitigroup Financial Products Inc.100.00Y
Long position21,714
Short position0
Citigroup Global Markets Holdings Bahamas LimitedCitibank Buliding, 110 Thompson Blvd., Nassau, New Providence, BahamasCitigroup Global Markets (International) Finance AG50.20N
Long position15,036,345
Short position5,930,944
Citigroup Global Markets Holdings Bahamas LimitedCitibank Buliding, 110 Thompson Blvd., Nassau, New Providence, BahamasCitigroup Financial Products Inc.49.50N
Long position15,036,345
Short position5,930,944
Citigroup Global Markets LimitedCitigroup Centre, Canada Square, Canary Wharf, London, TBD, E14 5LB, EnglandCitigroup Global Markets Holdings Bahamas Limited92.00Y
Long position15,036,345
Short position5,930,944
Citicorp Banking CorporationNew Castle Corporate Commons, Operations One Bldg., One Penn's Way, New Castle, New Castle, DE, 19720, United StatesCitigroup Inc.100.00N
Long position301,500
Short position0
Citibank (Switzerland) AGPrime Tower, Hardstrasse 201, CH-8005, Zurich, ZH, SwitzerlandCiticorp Banking Corporation100.00Y
Long position301,500
Short position0
Citibank, N.A.701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United StatesCiticorp LLC100.00N
Long position103,467
Short position0
Citibank Overseas Investment CorporationNew Castle Corporate Commons, Operations One Bldg., One Penn's Way, New Castle, New Castle, DE, 19720, United StatesCitibank, N.A.100.00N
Long position81,215
Short position0
Citi Overseas Investments Bahamas Inc.110 Thompson Blvd., P. O. Box N1576, Nassau, New Providence, BahamasCitibank Overseas Investment Corporation100.00N
Long position81,215
Short position0
Citigroup International Luxembourg Limited31, Z.A. Bourmicht, Bertrange, L-8070, LuxembourgCiti Overseas Investments Bahamas Inc.100.00N
Long position81,215
Short position0
Citigroup Participation Luxembourg Limited31, Z.A. Bourmicht, Bertrange, L-8070, LuxembourgCitigroup International Luxembourg Limited100.00N
Long position81,215
Short position0
Cititrust (Bahamas) Limited110 Thompson Boulevard, Nassau, New Providence, BahamasCitigroup Participation Luxembourg Limited100.00Y
Long position81,215
Short position0
Citicorp Trust Delaware, National Association20 Montchanin Road, Suite 180, Greenville, New Castle, DE, 19807, United StatesCitibank, N.A.100.00Y
Long position7,238
Short position0
Citicorp Trust South Dakota701 East 60th Street N., Sioux Falls, Minnehaha, SD, 57104, United StatesCitibank, N.A.100.00Y
Long position15,014
Short position0
Citi GSCP Inc.388 Greenwich Street, New York, New York, NY, 10013, United StatesCitigroup Inc.100.00N
Long position219,402
Short position0
Citigroup Niagara Holdings LLC390 Greenwich Street, 4th Floor, New York, New York, NY, 10013, United StatesCiti GSCP Inc.85.00N
Long position219,402
Short position0
TRV Holdings LLCThe Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle, DE, 19801, United StatesCitigroup Niagara Holdings LLC100.00N
Long position219,402
Short position0
TRV Investments LLC388 Greenwich Street, New York, New York, NY, 10013, United StatesTRV Holdings LLC100.00N
Long position219,402
Short position0
COHM Overseas Mexico Holding, S. de R.L. de C.V.Actuaria Roberto Medellin No 800, Col. Santa Fe, Mexico City, Mexico, CP 01219, MexicoTRV Investments LLC99.99N
Long position219,402
Short position0
Citigroup Capital Partners Mexico, S. de R.L. de C.V.Actuaria Roberto Medellin No 800, Col. Santa Fe, Mexico City, Mexico, CP 01219, MexicoCOHM Overseas Mexico Holding, S. de R.L. de C.V.99.99N
Long position219,402
Short position0
NAMGK Mexico Holding, S. de R.L. de C.V.Actuaria Roberto Medellin No 800, Col. Santa Fe, Mexico City, Mexico, CP 01219, MexicoCitigroup Capital Partners Mexico, S. de R.L. de C.V.99.99N
Long position219,402
Short position0
Citicorp (Mexico) Holdings LLCIsabel La Catolica N 165, Mexico City, Col. Obrera, DF, 06800, MexicoNAMGK Mexico Holding, S. de R.L. de C.V.100.00N
Long position219,402
Short position0
Grupo Financiero Banamex, S.A. de C.V.Paseo de la Reforma 398, Mexico City, Colonia Juarez, Mexico City, 6600, MexicoCiticorp (Mexico) Holdings LLC100.00N
Long position219,402
Short position0
Acciones y Valores Banamex, S.A. de C.V. Casa de Bolsa, Integrante del Grupo Financiero BanamexPaseo de la Reforma 398, Mexico City, Colonia Juarez, Mexico City, 6600, MexicoGrupo Financiero Banamex, S.A. de C.V.100.00N
Long position219,402
Short position0
Impulsora de Fondos Banamex, S.A. de C.V., Sociedad Operadora de Sociedades de InversionPaseo de la Reforma 398, Mexico City, Colonia Juarez, Mexico City, 6600, MexicoAcciones y Valores Banamex, S.A. de C.V. Casa de Bolsa, Integrante del Grupo Financiero Banamex100.00Y
Long position219,402
Short position0

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information: Percentage level of Citigroup Inc.'s interest in the shares held in the lending pool has increased.
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 26/04/2018
(dd/mm/yyyy)