FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20180502E00242
1.
Date of relevant event
:
26/04/2018
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
30/04/2018
(dd/mm/yyyy)
3.
Stock code
:
01052
4.
Name of listed corporation
:
Yuexiu Transport Infrastructure Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
1,673,162,295
7.
Name of substantial shareholder
:
JPMorgan Chase & Co.
8.
Registered office
:
270 Park Avenue, New York 10017, United States
9.
Principal place of business in Hong Kong
:
N/A
15.
Exchange on which listed
:
New York Stock Exchange
16.
Name of listed parent and exchange on which parent is listed
:
N/A
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
16011
Approved Lending Agents
Notice under section 5(4) of the Securities and Futures (Disclosure of Interests – Securities Borrowing and Lending) Rules by an approved lending agent (choose one):
the percentage level of your interest in the shares held in your lending pool is taken to have increased
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
308,000
HKD
0.0000
0.0000
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
133,728,922
7.99
Short position
1,132,000
0.06
Lending Pool
21,462,000
1.28
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
134,036,922
8.01
Short position
1,132,000
0.06
Lending Pool
21,776,000
1.30
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2101
Beneficial owner
Long position
11,777,593
Short position
1,132,000
2102
Investment manager
Long position
100,483,329
Short position
0
2502
Approved lending agent
Long position
21,776,000
Short position
0
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4105
Unlisted derivatives - Physically settled
Long position
26,848,814
Short position
1,066,000
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
JF Asset Management Limited
21st Floor, Chater House,8 Connaught Road Central, Hong Kong., Hong Kong, Hong Kong
JPMorgan Asset Management Holdings Inc
0.01
Y
Long position
78,548,000
Short position
0
JF Asset Management Limited
21st Floor, Chater House,8 Connaught Road Central, Hong Kong., Hong Kong, Hong Kong
JPMorgan Asset Management (Asia) Inc.
99.99
Y
Long position
78,548,000
Short position
0
JPMorgan Asset Management (Taiwan) Limited
20F & 21, No.1 Song Zhi Rd,Xin Yi District, Taipei City, Taiwan., Taipei, 110, Taiwan Province of China
JPMorgan Asset Management (Asia) Inc.
100.00
Y
Long position
946,000
Short position
0
J.P. Morgan Securities plc
25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
J.P. Morgan Capital Holdings Limited
100.00
Y
Long position
11,777,593
Short position
1,132,000
JPMorgan Chase Bank, N.A.
1111 Polaris Parkway, Columbus, OH21, OH, 43240, United States
JPMorgan Chase & Co.
100.00
Y
Long position
21,776,000
Short position
0
JPMorgan Asset Management (UK) Limited
60 Victoria Embankment, London, EC4Y0JP, England
JPMorgan Asset Management Holdings (UK) Limited
100.00
Y
Long position
20,989,329
Short position
0
J.P. Morgan Capital Holdings Limited
6 route de Trèves, Senningerberg, L-2633, Luxembourg
J.P. Morgan International Finance Limited
100.00
N
Long position
11,777,593
Short position
1,132,000
JPMorgan Asset Management Holdings Inc
c/o CT Corporation, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
JPMorgan Chase Holdings LLC
100.00
N
Long position
179,031,329
Short position
0
JPMorgan Asset Management International Limited
60 Victoria Embankment, London, EC4Y0JP, England
JPMorgan Asset Management Holdings Inc
100.00
N
Long position
20,989,329
Short position
0
JPMorgan Chase Bank, N.A.
1111 Polaris Parkway, Columbus, OH21, OH, 43240, United States
JPMorgan Chase & Co.
100.00
N
Long position
11,777,593
Short position
1,132,000
J.P. Morgan International Finance Limited
500 Stanton Christiana Road, Newark, DE2, DE, 19713, United States
JPMorgan Chase Bank, N.A.
100.00
N
Long position
11,777,593
Short position
1,132,000
JPMorgan Asset Management (Asia) Inc.
Corporation Trust Center, 1209 Orange Street, Wilmington, DE2, DE, 19801, United States
JPMorgan Asset Management Holdings Inc
100.00
N
Long position
79,494,000
Short position
0
JPMorgan Asset Management Holdings (UK) Limited
60 Victoria Embankment, London, EC4Y0JP, England
JPMorgan Asset Management International Limited
100.00
N
Long position
20,989,329
Short position
0
JPMorgan Chase Holdings LLC
270 Park Avenue, New York, New York, NY, NY, 10017, United States
JPMorgan Chase & Co.
100.00
N
Long position
179,031,329
Short position
0
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
02/05/2018
(dd/mm/yyyy)