FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20180706E00271
1.
Date of relevant event
:
03/07/2018
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
00914
4.
Name of listed corporation
:
Anhui Conch Cement Co. Ltd. - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
1,299,600,000
7.
Name of substantial shareholder
:
Bank of America Corporation
8.
Registered office
:
Bank of America Corporate Center, 100 North Tryon Street, Charlotte, NC 28255, United States
9.
Principal place of business in Hong Kong
:
19/F, Kowloon Commerce Centre, 51 Kwai Cheong Road, Kwai Chung, Hong Kong
15.
Exchange on which listed
:
New York Stock Exchange
16.
Name of listed parent and exchange on which parent is listed
:
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1104
The percentage level of your interest in the shares has increased because:
you acquired a security interest in the shares
2201
Interest of corporation controlled by you
13,002,284
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
104,253,972
8.02
Short position
98,498,046
7.58
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
117,256,256
9.02
Short position
111,480,114
8.58
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
117,256,256
Short position
111,480,114
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4106
Unlisted derivatives - Cash settled
Long position
45,026,568
Short position
552,000
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
NB Holdings Corporation
The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, United States. Incorporated in: United States
Bank of America Corporation
100.00
N
Long position
117,256,256
Short position
111,480,114
BAC North America Holding Company
Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, United States. Incorporated in: United States
NB Holdings Corporation
100.00
N
Long position
5,030,037
Short position
48,000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
One Bryant Park, New York NY 10036, United States. Incorporated in: United States
BAC North America Holding Company
100.00
Y
Long position
83,445
Short position
48,000
BANA Holding Corporation
100 North Tryon Street, Charlotte, USA. Incorporated in: United States
BAC North America Holding Company
100.00
N
Long position
4,946,592
Short position
0
Bank of America, National Association
100 North Tryon Street, Charlotte, USA. Incorporated in: United States
BANA Holding Corporation
100.00
Y
Long position
4,946,592
Short position
0
U.S. Trust Company of Delaware
1017 North Walnut Street, Wilmington, Delaware, United States. Incorporated in: United States
Bank of America, National Association
100.00
Y
Long position
270
Short position
0
Managed Account Advisors LLC
Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, United States. Incorporated in: United States
Bank of America, National Association
100.00
Y
Long position
3,718,061
Short position
0
BofAML Jersey Holdings Limited
13 Castle Street, St. Helier, Jersey JE4 5UT Jersey. Incorporated in: Jersey
NB Holdings Corporation
100.00
N
Long position
112,226,219
Short position
111,432,114
BofAML EMEA Holdings 2 Limited
13 Castle Street, St. Helier, Jersey JE4 5UT Jersey. Incorporated in: Jersey
BofAML Jersey Holdings Limited
100.00
N
Long position
112,226,219
Short position
111,432,114
ML UK Capital Holdings
2 King Edward Street, London, England, EC1A 1HQ, United Kingdom. Incorporated in: United Kingdom
BofAML EMEA Holdings 2 Limited
80.10
N
Long position
112,226,219
Short position
111,432,114
Merrill Lynch International
2 King Edward Street, London, England, EC1A 1HQ, United Kingdom. Incorporated in: United Kingdom
ML UK Capital Holdings
100.00
Y
Long position
112,226,219
Short position
111,432,114
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
06/07/2018
(dd/mm/yyyy)