| |
|
Form Serial Number: |
CS20180806E00117 |
| 1.
Date of relevant event: |
01/08/2018
(dd/mm/yyyy)
|
| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
03/08/2018
(dd/mm/yyyy)
|
| 3.
Stock code: |
02601 |
| 4.
Name of listed corporation: |
China Pacific Insurance (Group) Co., Ltd. - H Shares |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
2,775,300,000 |
| 7.
Name of substantial shareholder: |
JPMorgan Chase & Co. |
| 8.
Registered office: |
270 Park Avenue, New York 10017, United States |
| 9.
Principal place of business in Hong Kong: |
N/A |
| 15.
Exchange on which listed: |
New York Stock Exchange |
| 16.
Name of listed parent and exchange on which parent is listed: |
N/A |
|
| 17.
Details of relevant event: |
|
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
|
Off Exchange
|
| Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Nature of consideration
|
|
Long position |
| 1704 | Miscellaneous
Notice filed because you ceased to have a notifiable interest in the shares of the listed corporation (you must briefly describe the relevant event in the Supplementary Information box) |
|
| 2201 | Interest of corporation controlled by you |
|
| 2201 | Interest of corporation controlled by you |
|
6,113,402 |
HKD |
31.1000 |
30.4743 |
30.5009 |
|
| Short position |
|
|
|
|
|
|
|
|
|
|
|
| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 142,027,873 | 5.11 |
| Short position | 24,962,696 | 0.89 |
| Lending Pool | 53,050,855 | 1.91 |
|
|
| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 135,914,471 | 4.89 |
| Short position | 25,792,023 | 0.92 |
| Lending Pool | 53,013,255 | 1.91 |
|
|
| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| | Long position | 45,211,598 | | Short position | 25,792,023 |
|
| | Long position | 34,680,800 | | Short position | 0 |
|
| 2106 | Person having a security interest in shares |
| | Long position | 3,008,818 | | Short position | 0 |
|
| 2502 | Approved lending agent |
| | Long position | 53,013,255 | | Short position | 0 |
|
|
|
|
|
| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4101 | Listed derivatives - Physically settled |
| | Long position | 11,686,000 | | Short position | 9,101,000 |
|
| 4102 | Listed derivatives - Cash settled |
| | Long position | 0 | | Short position | 763,000 |
|
| 4105 | Unlisted derivatives - Physically settled |
| | Long position | 6,482,509 | | Short position | 12,295,215 |
|
| 4106 | Unlisted derivatives - Cash settled |
| | Long position | 48,600 | | Short position | 2,269,200 |
|
| 4103 | Listed derivatives - Convertible instruments |
| | Long position | 0 | | Short position | 8 |
|
|
|
| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| | | | | |
|
|
|
| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
|
|
| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
| | | |
|
|
| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
|
|
| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
| | | |
|
| |
| 27.
Supplementary information: |
JP Morgan Chase & Co. ceased to have a notifiable interest in the shares.
|
| 28.
Log/Serial Number of the previous form: |
|
| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
|
|
Date of filing this Form 2: |
06/08/2018
(dd/mm/yyyy)
|
|
|
|
|