FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20180807E00146 
1. Date of relevant event: 02/08/2018
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): 06/08/2018
(dd/mm/yyyy)
3. Stock code: 01548
4. Name of listed corporation: Genscript Biotech Corporation 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 1,834,575,779
7. Name of substantial shareholder: JPMorgan Chase & Co. 
8. Registered office: 270 Park Avenue, New York 10017, United States
9. Principal place of business in Hong Kong: N/A 
15. Exchange on which listed: New York Stock Exchange
16. Name of listed parent and exchange on which parent is listed: N/A 
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
1001You first acquire a notifiable interest because:
you purchased the shares
2201Interest of corporation controlled by you
2201Interest of corporation controlled by you
16,425,211 HKD 19.2800 19.2656 19.2482
3101Cash
Short position 
14015You came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you have any of the rights or obligations referred to in 14011 to 14014 above embedded in a contract or instrument
 
2201Interest of corporation controlled by you
 
2201Interest of corporation controlled by you
 
8,282,288           
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position75,970,5464.14
Short position56,498,2943.08
Lending Pool22,155,4571.20
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position92,395,7575.03
Short position48,216,0062.62
Lending Pool21,255,5181.15
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2101Beneficial owner
Long position70,786,239
Short position48,216,006
2102Investment manager
Long position6,000
Short position0
2106Person having a security interest in shares
Long position348,000
Short position0
2502Approved lending agent
Long position21,255,518
Short position0

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4102Listed derivatives - Cash settled
Long position0
Short position4,276,800
4105Unlisted derivatives - Physically settled
Long position0
Short position606,727
4106Unlisted derivatives - Cash settled
Long position14,784,000
Short position12,568,000
4103Listed derivatives - Convertible instruments
Long position0
Short position6
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
J.P. Morgan Securities LLC383 Madison Ave. New York NY 10179 United StatesJ.P. Morgan Broker-Dealer Holdings Inc.100.00Y
Long position26,419,473
Short position26,419,473
J.P. Morgan Investment Management Inc.270 Park Avenue New York NY 10017 United StatesJPMorgan Asset Management Holdings Inc.100.00Y
Long position6,000
Short position0
J.P. Morgan Structured Products B.V.Luna Arena Herikerbergweg 238 Amsterdam 1101 CM NetherlandsJ.P. Morgan International Finance Limited100.00Y
Long position0
Short position6
J.P. Morgan Bank (Ireland) Public Limited CompanyJPMorgan House International Financial Services Centre Dublin 1, Ireland, Reg. No.: 7566 Dublin 1 IrelandJ.P. Morgan International Finance Limited100.00Y
Long position6,000
Short position0
J.P. Morgan Bank Luxembourg S.A.European Bank & Business Centre 6, route de Treves Senningerberg L-2633 LuxembourgJ.P. Morgan International Finance Limited99.99Y
Long position120,000
Short position0
JPMorgan Chase Bank, National Association1111 Polaris Parkway Columbus OH 43240 United StatesJPMorgan Chase & Co.100.00Y
Long position20,283,518
Short position0
J.P. MORGAN EUROPE LIMITED25 Bank Street Canary Wharf London E14 5JP EnglandJ.P. MORGAN SECURITIES PLC100.00Y
Long position304,000
Short position0
J.P. Morgan (Suisse) SA8, rue de la confederation, PO Box 5160, 1211 Geneva 1211, Switzerland Geneva 1211 SwitzerlandJ.P. Morgan International Finance Limited100.00Y
Long position542,000
Short position0
J.P. MORGAN SECURITIES PLC25 Bank Street Canary Wharf London E14 5JP EnglandJ.P. MORGAN CAPITAL HOLDINGS LIMITED100.00Y
Long position44,714,766
Short position21,796,527
J.P. Morgan Broker-Dealer Holdings Inc.270 Park Avenue New York NY 10017 United StatesJPMorgan Chase Holdings LLC100.00N
Long position26,419,473
Short position26,419,473
JPMorgan Chase Holdings LLC270 Park Avenue New York NY 10017 United StatesJPMorgan Chase & Co.100.00N
Long position26,425,473
Short position26,419,473
JPMorgan Asset Management Holdings Inc.270 Park Avenue New York NY 10017 United StatesJPMorgan Chase Holdings LLC100.00N
Long position6,000
Short position0
J.P. Morgan International Finance Limited500 Stanton Christian Road Newark DE 19713 United StatesJPMorgan Chase Bank, National Association100.00N
Long position45,686,766
Short position21,796,533
JPMorgan Chase Bank, National Association1111 Polaris Parkway Columbus OH 43240 United StatesJPMorgan Chase & Co.100.00N
Long position45,686,766
Short position21,796,533
J.P. MORGAN SECURITIES PLC25 Bank Street Canary Wharf London E14 5JP EnglandJ.P. MORGAN CAPITAL HOLDINGS LIMITED100.00N
Long position304,000
Short position0
J.P. MORGAN CAPITAL HOLDINGS LIMITED(Primary place of business) 6 route de Trves Senningerberg L-2633 LuxembourgJ.P. Morgan International Finance Limited100.00N
Long position45,018,766
Short position21,796,527

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information:
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 07/08/2018
(dd/mm/yyyy)