FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20180816E00264
1.
Date of relevant event
:
13/08/2018
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
02318
4.
Name of listed corporation
:
Ping An Insurance (Group) Co. of China, Ltd. - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
7,447,576,912
7.
Name of substantial shareholder
:
UBS Group AG
8.
Registered office
:
BAHNHOFSTRASSE 45 8001 ZURICH SWITZERLAND
9.
Principal place of business in Hong Kong
:
52/F TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
15.
Exchange on which listed
:
SIX Swiss Exchange AG
16.
Name of listed parent and exchange on which parent is listed
:
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1201
The percentage level of your interest in the shares has reduced because:
you completed a sale of the shares
2201
Interest of corporation controlled by you
7,891,910
HKD
84.8077
72.7515
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
1,942,620,121
26.08
Short position
2,296,677,100
30.84
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
1,934,728,211
25.98
Short position
2,296,677,100
30.84
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2106
Person having a security interest in shares
Long position
56,760,972
Short position
0
2201
Interest of corporation controlled by you
Long position
1,877,967,239
Short position
2,296,677,100
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4101
Listed derivatives - Physically settled
Long position
41,807,728
Short position
54,631,870
4102
Listed derivatives - Cash settled
Long position
255,600
Short position
7,793,350
4105
Unlisted derivatives - Physically settled
Long position
1,220,773,906
Short position
959,590,010
4106
Unlisted derivatives - Cash settled
Long position
553,605,225
Short position
795,638,833
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
UBS AG
Bahnhofstrasse 45, 8001 Zürich, Switzerland
UBS Group AG
100.00
Y
Long position
1,695,025,016
Short position
2,255,453,525
UBS Bank (Canada)
154 University Avenue, Toronto ONT M5H 3Z4 Ontario, Canada
UBS Group AG
100.00
Y
Long position
140,501
Short position
0
UBS Europe SE
Bockenheimer Landstrasse 2-4 OpernTurm, 60306 Frankfurt am Main Germany
UBS Group AG
100.00
Y
Long position
42,000
Short position
0
UBS Financial Services Inc.
Corporation Service Company, 2711 Centerville Road, Suite 400, Wilmington DE 19808, Delaware, USA
UBS Group AG
100.00
Y
Long position
121,752
Short position
0
UBS Gestión S.G.I.I.C., SA
María de Molina 4-3a, Madrid, Spain
UBS Group AG
100.00
Y
Long position
2,500
Short position
0
UBS Swiss Financial Advisers AG
Lowenstrasse 49 8001 Zurich, Switzerland
UBS Group AG
100.00
Y
Long position
102,000
Short position
0
UBS Switzerland AG
Bahnhofstrasse 45, 8001 Zürich, Switzerland
UBS Group AG
100.00
Y
Long position
879,000
Short position
20,000
UBS Trustees (Bahamas) Limited
UBS House, East Bay Street Nassau, Bahamas
UBS Group AG
100.00
Y
Long position
139,000
Short position
0
UBS Trustees (Cayman) Limited
Cayman Corporate Centre, 27 Hospital Road ,George Town, Grand Cayman, Cayman Islands
UBS Group AG
100.00
Y
Long position
11,000
Short position
0
UBS Trustees (Jersey) Limited
Durell House 28 New Street St. Helier ,Jersey
UBS Group AG
100.00
Y
Long position
40,000
Short position
0
UBS Trustees (Singapore) Limited
One Raffles Quay, #50-01 North Tower, Singapore
UBS Group AG
100.00
Y
Long position
21,500
Short position
0
UBS Asset Management (Americas) Inc.
Corporation Service Company, 2711 Centerville Road, Suite 400, Wilmington, 19808 DE, USA
UBS Group AG
100.00
Y
Long position
3,077,058
Short position
0
UBS Asset Management (Australia) Ltd
Level 16, Chifley Tower, 2 Chifley Square, Sydney NSW 2000, Australia
UBS Group AG
100.00
Y
Long position
435,500
Short position
0
UBS Asset Management (Canada) Inc.
161 Bay Street, BCE Place Suite 4100, Toronto, Canada
UBS Group AG
100.00
Y
Long position
3,159,000
Short position
0
UBS Asset Management (Deutschland) GmbH
Bockenheimer Landstrasse 2-4, 60306 Frankfurt am Main, Germany
UBS Group AG
100.00
Y
Long position
591,224
Short position
0
UBS Asset Management France SA
69 Boulevard Haussmann, Paris, France.
UBS Group AG
100.00
Y
Long position
154,000
Short position
0
UBS Asset Management (Hong Kong) Ltd
45-52 Floors, Two International Finance Centre, 8 Finance Street, Central, Hong Kong
UBS Group AG
100.00
Y
Long position
12,724,166
Short position
330,000
UBS Asset Management (Japan) Ltd
Otemachi First Square, 5-1 Otemachi 1-chome, Chiyoda-ku, Tokyo 100-0004, Japan
UBS Group AG
100.00
Y
Long position
1,063,500
Short position
0
UBS Asset Management Life Limited
21 Lombard Street, London EC3V9AH, United Kingdom
UBS Group AG
100.00
Y
Long position
678,500
Short position
0
UBS Asset Management (Singapore) Ltd
One Raffles Quay, #50-01 North Tower, Singapore 048583, Singapore
UBS Group AG
100.00
Y
Long position
21,870,000
Short position
0
UBS Asset Management Trust Company
Illinois Corporation Service Company 801 Adlai Stevenson Drive, Springfield 62703, USA
UBS Group AG
100.00
Y
Long position
2,861,000
Short position
0
UBS Asset Management (UK) Limited
21 Lombard Street, London EC3V9AH, United Kingdom
UBS Group AG
100.00
Y
Long position
21,204,066
Short position
0
UBS Fund Management (Luxembourg) S.A.
33A avenue J.F. Kennedy, Luxembourg
UBS Group AG
100.00
Y
Long position
59,814,597
Short position
0
UBS Fund Management (Switzerland) AG
Brunngässlein 12, 4052 Basel, Switzerland
UBS Group AG
100.00
Y
Long position
12,570,500
Short position
0
UBS Third Party Management Company S.A.
33A avenue J.F. Kennedy, Luxembourg
UBS Group AG
100.00
Y
Long position
366,284
Short position
0
UBS Securities LLC
Corporation Service Company, 2711 Centerville Road, Suite 400, Wilmington DE 19808, Delaware, USA
UBS Group AG
100.00
Y
Long position
40,873,575
Short position
40,873,575
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
16/08/2018
(dd/mm/yyyy)