FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20180910E00232 
1. Date of relevant event: 05/09/2018
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): 07/09/2018
(dd/mm/yyyy)
3. Stock code: 02318
4. Name of listed corporation: Ping An Insurance (Group) Co. of China, Ltd. - H Shares 
5. Class of shares: H Shares 
6. Number of issued shares in class: 7,447,576,912
7. Name of substantial shareholder: JPMorgan Chase & Co. 
8. Registered office: 270 Park Avenue, New York 10017, United States
9. Principal place of business in Hong Kong: N/A 
15. Exchange on which listed: New York Stock Exchange
16. Name of listed parent and exchange on which parent is listed: N/A 
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
1101The percentage level of your interest in the shares has increased because:
you purchased the shares
2201Interest of corporation controlled by you
2201Interest of corporation controlled by you
 20,662,556 HKD 77.5032 76.3028 75.0910
3101Cash
Short position 
 
 
 		            
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position1,254,045,35816.83
Short position600,962,1738.06
Lending Pool220,096,9722.95
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position1,274,707,91417.11
Short position601,695,7158.07
Lending Pool220,864,4342.96
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2201Interest of corporation controlled by you
Long position743,225,744
Short position577,715,215
2102Investment manager
Long position310,211,602
Short position23,980,500
2106Person having a security interest in shares
Long position369,828
Short position0
2301Trustee
Long position36,306
Short position0
2502Approved lending agent
Long position220,864,434
Short position0

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4101Listed derivatives - Physically settled
Long position112,872,000
Short position61,682,500
4102Listed derivatives - Cash settled
Long position15,028,400
Short position22,897,650
4105Unlisted derivatives - Physically settled
Long position590,935,945
Short position194,158,335
4106Unlisted derivatives - Cash settled
Long position27,796,926
Short position152,517,354
4103Listed derivatives - Convertible instruments
Long position4,446,502
Short position73,155,817
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
China International Fund Management Co., Ltd.25th Floor, Zhendan Mansion 99 Fucheng Road Shanghai 200120 ChinaJPMORGAN ASSET MANAGEMENT (UK) LIMITED49.00Y
Long position2,890,500
Short position0
J.P. Morgan AGTaunusTurm Taunustor 1 Frankfurt am Main Frankfurt 60310 GermanyJ.P. Morgan International Finance Limited100.00Y
Long position171,940
Short position0
Highbridge Capital Management, LLC40 West 57th Street Floor 32 New York NY 10019 United StatesJPMorgan Asset Management Holdings Inc.100.00Y
Long position35,445,980
Short position23,980,500
J.P. Morgan Securities LLC383 Madison Ave. New York NY 10179 United StatesJ.P. Morgan Broker-Dealer Holdings Inc.100.00Y
Long position4,099,731
Short position4,090,009
J.P. Morgan Whitefriars LLC500 Stanton Christiana Road /DE File No. 0867618 Newark DE 19713 United StatesJ.P. Morgan Overseas Capital LLC100.00Y
Long position31,000
Short position0
J.P. Morgan Investment Management Inc.270 Park Avenue New York NY 10017 United StatesJPMorgan Asset Management Holdings Inc.100.00Y
Long position152,289,222
Short position0
JPMorgan Asset Management (Japan) LimitedTokyo Building, 7-3 Marunouchi 2 Chome, Chiyoda-ku, Tokyo, Japan. Tokyo 100 6432 JapanJPMorgan Asset Management (Asia) Inc.100.00Y
Long position1,520,500
Short position0
JPMorgan Asset Management (Taiwan) Limited20F & 21, No.1 Song Zhi Rd, Xin Yi District, Taipei City, Taiwan. Taipei 110 Taiwan Province of ChinaJPMorgan Asset Management (Asia) Inc.100.00Y
Long position3,148,500
Short position0
JPMORGAN ASSET MANAGEMENT (UK) LIMITED60 Victoria Embankment London EC4Y0JP EnglandJPMORGAN ASSET MANAGEMENT HOLDINGS (UK) LIMITED100.00Y
Long position30,045,500
Short position0
J.P. Morgan Prime Inc.383 Madison Avenue New York NY 10179 United StatesJ.P. Morgan Securities LLC100.00Y
Long position5,500
Short position5,500
Copthall Mauritius Investment Limitedc/o SGG Corporate Services (Mauritius) Ltd 33 Edith Cavell Street Port Louis 11324 MauritiusJ.P. Morgan Holdings (Hong Kong) Limited100.00Y
Long position1,535,500
Short position0
J.P. Morgan Structured Products B.V.Luna Arena Herikerbergweg 238 Amsterdam 1101 CM NetherlandsJ.P. Morgan International Finance Limited100.00Y
Long position0
Short position198
J.P. Morgan Chase Bank BerhadLevel 18 Integra Tower The Intermark 348 Jalan Tun Razak Kuala Lumpur 50400 MalaysiaJ.P. Morgan International Finance Limited100.00Y
Long position0
Short position13,060,000
J.P. Morgan Bank (Ireland) Public Limited CompanyJPMorgan House International Financial Services Centre Dublin 1, Ireland, Reg. No.: 7566 Dublin 1 IrelandJ.P. Morgan International Finance Limited100.00Y
Long position36,500
Short position0
J.P. Morgan Bank Luxembourg S.A.European Bank & Business Centre 6, route de Treves Senningerberg L-2633 LuxembourgJ.P. Morgan International Finance Limited99.99Y
Long position20,557,468
Short position0
J.P. Morgan Trust Company of Delaware500 Stanton Christiana Road Newark DE 19713-2107 United StatesJ.P. Morgan Equity Holdings, Inc.100.00Y
Long position32,710
Short position0
JPMorgan Chase Bank, National Association1111 Polaris Parkway Columbus OH 43240 United StatesJPMorgan Chase & Co.100.00Y
Long position203,180,104
Short position43,438,096
JF Asset Management Limited21st Floor, Chater House, 8 Connaught Road Central, Hong Kong. Hong Kong Hong KongJPMorgan Asset Management (Asia) Inc.99.99Y
Long position62,838,500
Short position0
J.P. MORGAN EUROPE LIMITED25 Bank Street Canary Wharf London E14 5JP EnglandJ.P. MORGAN SECURITIES PLC100.00Y
Long position15,195,018
Short position0
J.P. MORGAN SECURITIES PLC25 Bank Street Canary Wharf London E14 5JP EnglandJ.P. MORGAN CAPITAL HOLDINGS LIMITED100.00Y
Long position737,889,241
Short position517,121,412
JF International Management Inc.Palm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands. Tortola VG1110 British Virgin IslandsJPMorgan Asset Management (Asia) Inc.100.00Y
Long position198,000
Short position0
J.P. Morgan (Suisse) SA8, rue de la confederation, PO Box 5160, 1211 Geneva 1211, Switzerland Geneva 1211 SwitzerlandJ.P. Morgan International Finance Limited100.00Y
Long position3,596,500
Short position0
JPMORGAN ASSET MANAGEMENT (UK) LIMITED60 Victoria Embankment London EC4Y0JP EnglandJPMORGAN ASSET MANAGEMENT HOLDINGS (UK) LIMITED100.00N
Long position2,890,500
Short position0
JPMORGAN ASSET MANAGEMENT HOLDINGS (UK) LIMITED60 Victoria Embankment London EC4Y0JP EnglandJPMORGAN ASSET MANAGEMENT INTERNATIONAL LIMITED100.00N
Long position32,936,000
Short position0
JPMORGAN ASSET MANAGEMENT INTERNATIONAL LIMITED60 Victoria Embankment London EC4Y0JP EnglandJPMorgan Asset Management Holdings Inc.100.00N
Long position32,936,000
Short position0
JPMorgan Asset Management Holdings Inc.270 Park Avenue New York NY 10017 United StatesJPMorgan Chase Holdings LLC100.00N
Long position288,376,702
Short position23,980,500
JPMorgan Chase Holdings LLC270 Park Avenue New York NY 10017 United StatesJPMorgan Chase & Co.100.00N
Long position292,514,643
Short position28,076,009
J.P. Morgan International Finance Limited500 Stanton Christian Road Newark DE 19713 United StatesJPMorgan Chase Bank, National Association100.00N
Long position779,013,167
Short position530,181,610
JPMorgan Chase Bank, National Association1111 Polaris Parkway Columbus OH 43240 United StatesJPMorgan Chase & Co.100.00N
Long position779,013,167
Short position530,181,610
J.P. Morgan Broker-Dealer Holdings Inc.270 Park Avenue New York NY 10017 United StatesJPMorgan Chase Holdings LLC100.00N
Long position4,105,231
Short position4,095,509
J.P. Morgan Overseas Capital LLC500 Stanton Christiana Road Newark DE 19713-2107 United StatesJ.P. Morgan International Finance Limited100.00N
Long position31,000
Short position0
JPMorgan Asset Management (Asia) Inc.270 Park Avenue New York NY 10017 United StatesJPMorgan Asset Management Holdings Inc.100.00N
Long position67,705,500
Short position0
J.P. Morgan Securities LLC383 Madison Ave. New York NY 10179 United StatesJ.P. Morgan Broker-Dealer Holdings Inc.100.00N
Long position5,500
Short position5,500
J.P. Morgan Holdings (Hong Kong) Limited33/F One Island East 18 Westlands Road Island East Hong Kong Hong KongJ.P. Morgan International Finance Limited100.00N
Long position1,535,500
Short position0
J.P. Morgan Equity Holdings, Inc.201 North Walnut Street Wilmington DE 19801 United StatesJPMorgan Chase Holdings LLC100.00N
Long position32,710
Short position0
J.P. MORGAN SECURITIES PLC25 Bank Street Canary Wharf London E14 5JP EnglandJ.P. MORGAN CAPITAL HOLDINGS LIMITED100.00N
Long position15,195,018
Short position0
J.P. MORGAN CAPITAL HOLDINGS LIMITED(Primary place of business) 6 route de Trves Senningerberg L-2633 LuxembourgJ.P. Morgan International Finance Limited100.00N
Long position753,084,259
Short position517,121,412

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
N.AAddresses of individuals are not displayed.
5101Trustee of a trust
Long position36,306
Short position0
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information:
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 10/09/2018
(dd/mm/yyyy)