FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20180910E00236
1.
Date of relevant event
:
07/09/2018
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
01052
4.
Name of listed corporation
:
Yuexiu Transport Infrastructure Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
1,673,162,295
7.
Name of substantial shareholder
:
Yue Xiu Enterprises (Holdings) Limited
8.
Registered office
:
26/F., Yue Xiu Building, 160 Lockhart Road, Wanchai, Hong Kong
9.
Principal place of business in Hong Kong
:
N/A
15.
Exchange on which listed
:
16.
Name of listed parent and exchange on which parent is listed
:
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1203
The percentage level of your interest in the shares has reduced because:
you delivered the shares or an amount due under equity derivatives
2201
Interest of corporation controlled by you
16,516,192
HKD
Short position
1503
You ceased to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares decreased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2201
Interest of corporation controlled by you
16,516,192
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
888,516,004
53.10
Short position
148,989,840
8.90
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
871,999,812
52.12
Short position
132,473,648
7.92
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2101
Beneficial owner
Long position
8,653
2201
Interest of corporation controlled by you
Long position
871,991,159
Short position
132,473,648
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
First Dynamic Limited
Sea Meadow House, Blackburne Highway, P.O. Box 116, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Yue Xiu Enterprises (Holdings) Limited
100.00
N
Long position
367,500,000
Housemaster Holdings Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
First Dynamic Limited
100.00
Y
Long position
367,500,000
Grace Lord Group Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
Yue Xiu Enterprises (Holdings) Limited
100.00
Y
Long position
435,632,699
Excellence Enterprises Co., Ltd,
Tropic Isle Building, P.O. Box 438, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Yue Xiu Enterprises (Holdings) Limited
100.00
N
Long position
13,761,460
Perfect Goal Development Co., Ltd.
Tropic Isle Building, P.O. Box 438, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Excellence Enterprises Co., Ltd.
100.00
N
Long position
13,761,460
Greenwood Pacific Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
Perfect Goal Development Co., Ltd.
100.00
Y
Long position
13,761,460
Yue Xiu Finance Company Limited
24/F., Yue Xiu Building, 160-174 Lockhart Road, Wanchai, Hong Kong (Hong Kong)
Yue Xiu Enterprises (Holdings) Limited
100.00
Y
Long position
54,443,000
Yue Xiu Finance Company Limited
24/F., Yue Xiu Building, 160-174 Lockhart Road, Wanchai, Hong Kong (Hong Kong)
Yue Xiu Enterprises (Holdings) Limited
100.00
N
Long position
654,000
Dragon Year Industries Limited
24/F., Yue Xiu Building, 160-174 Lockhart Road, Wanchai, Hong Kong (Hong Kong)
Yue Xiu Finance Company Limited
100.00
Y
Long position
654,000
Asia View Limited
Palm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Yue Xiu Enterprises (Holdings) Limited
100.00
Y
Short position
132,473,648
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
A subsidiary of Yue Xiu Enterprises (Holdings) Limited executed relevant transfer documents to transfer 16,516,192 shares held by it to certain exchangeable bondholders pursuant to such bondholders’ exercise of exchange rights.
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
10/09/2018
(dd/mm/yyyy)