FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20181010E00156 
1. Date of relevant event: 05/10/2018
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 02318
4. Name of listed corporation: Ping An Insurance (Group) Co. of China, Ltd. - H Shares 
5. Class of shares: H Shares 
6. Number of issued shares in class: 7,447,576,912
7. Name of substantial shareholder: UBS Group AG 
8. Registered office: BAHNHOFSTRASSE 45 8001 ZURICH SWITZERLAND
9. Principal place of business in Hong Kong: 52/F TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG 
15. Exchange on which listed: SIX Swiss Exchange AG
16. Name of listed parent and exchange on which parent is listed:  
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
11035The percentage level of your interest in the shares has increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you have any of the rights or obligations referred to in 11031 to 11034 above embedded in a contract or instrument
2201Interest of corporation controlled by you
 76,901,224 HKD
Short position 
14015You came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you have any of the rights or obligations referred to in 14011 to 14014 above embedded in a contract or instrument
 
 
2201Interest of corporation controlled by you
 		 76,901,224           
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position1,863,007,39725.01
Short position2,187,413,82229.37
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position1,939,908,62126.05
Short position2,264,315,04630.40
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2106Person having a security interest in shares
Long position50,025,635
Short position0
2201Interest of corporation controlled by you
Long position1,889,882,986
Short position2,264,315,046

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4101Listed derivatives - Physically settled
Long position35,609,595
Short position35,106,853
4102Listed derivatives - Cash settled
Long position1,439,950
Short position2,900,450
4105Unlisted derivatives - Physically settled
Long position1,279,802,653
Short position1,004,101,740
4106Unlisted derivatives - Cash settled
Long position524,367,735
Short position729,556,045
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
UBS AGBahnhofstrasse 45, 8001 Zürich, SwitzerlandUBS Group AG100.00Y
Long position1,690,931,456
Short position2,215,075,871
UBS Bank (Canada)154 University Avenue, Toronto ONT M5H 3Z4 Ontario, CanadaUBS Group AG100.00Y
Long position94,501
Short position0
UBS Europe SEBockenheimer Landstrasse 2-4 OpernTurm, 60306 Frankfurt am Main GermanyUBS Group AG100.00Y
Long position59,500
Short position0
UBS Europe SE (Spain Branch)Calle María de Molina 4, Madrid, SpainUBS Group AG100.00Y
Long position1,800
Short position0
UBS Financial Services Inc.Corporation Service Company 251 Little Falls Drive, Wilmington, Delaware, USAUBS Group AG100.00Y
Long position120,124
Short position0
UBS Gestión S.G.I.I.C., SAMaría de Molina 4-3a, Madrid, SpainUBS Group AG100.00Y
Long position2,500
Short position0
UBS La Maison de Gestion4 place Saint-Thomas d'Aquin, Paris, FranceUBS Group AG100.00Y
Long position154,000
Short position0
UBS Swiss Financial Advisers AGLowenstrasse 49 8001 Zurich, SwitzerlandUBS Group AG100.00Y
Long position104,500
Short position0
UBS Switzerland AGBahnhofstrasse 45, 8001 Zürich, SwitzerlandUBS Group AG100.00Y
Long position4,186,800
Short position24,800
UBS Trustees (Bahamas) LimitedUBS House, East Bay Street Nassau, BahamasUBS Group AG100.00Y
Long position147,500
Short position0
UBS Trustees (Cayman) LimitedCayman Corporate Centre, 27 Hospital Road ,George Town, Grand Cayman, Cayman IslandsUBS Group AG100.00Y
Long position11,000
Short position0
UBS Trustees (Jersey) LimitedDurell House 28 New Street St. Helier ,JerseyUBS Group AG100.00Y
Long position41,000
Short position0
UBS Trustees (Singapore) LimitedOne Raffles Quay, #50-01 North Tower, SingaporeUBS Group AG100.00Y
Long position17,000
Short position0
UBS Asset Management (Americas) Inc.Corporation Service Company, 251 Little Falls Drive, Wilmington, Delaware, USAUBS Group AG100.00Y
Long position3,338,620
Short position0
UBS Asset Management (Australia) LtdLevel 16, Chifley Tower, 2 Chifley Square, Sydney NSW 2000, AustraliaUBS Group AG100.00Y
Long position461,000
Short position0
UBS Asset Management (Canada) Inc.161 Bay Street, BCE Place Suite 4100, Toronto, CanadaUBS Group AG100.00Y
Long position3,159,000
Short position0
UBS Asset Management (Deutschland) GmbHBockenheimer Landstrasse 2-4, 60306 Frankfurt am Main, GermanyUBS Group AG100.00Y
Long position621,224
Short position0
UBS Asset Management (Hong Kong) Ltd45-52 Floors, Two International Finance Centre, 8 Finance Street, Central, Hong KongUBS Group AG100.00Y
Long position12,946,166
Short position0
UBS Asset Management (Japan) LtdOtemachi First Square, 5-1 Otemachi 1-chome, Chiyoda-ku, Tokyo 100-0004, JapanUBS Group AG100.00Y
Long position1,063,500
Short position0
UBS Asset Management Life Limited5 Broadgate, London, United KingdomUBS Group AG100.00Y
Long position678,500
Short position0
UBS Asset Management (Singapore) LtdOne Raffles Quay, #50-01 North Tower, Singapore 048583, SingaporeUBS Group AG100.00Y
Long position23,634,500
Short position0
UBS Asset Management Trust CompanyIllinois Corporation Service Company 801 Adlai Stevenson Drive, Springfield 62703, USAUBS Group AG100.00Y
Long position3,261,000
Short position0
UBS Asset Management (UK) Limited5 Broadgate, London, United KingdomUBS Group AG100.00Y
Long position21,808,066
Short position0
UBS Fund Management (Luxembourg) S.A.33A avenue J.F. Kennedy, LuxembourgUBS Group AG100.00Y
Long position60,964,097
Short position0
UBS Fund Management (Switzerland) AGAeschenplatz 6, Basel, SwitzerlandUBS Group AG100.00Y
Long position12,481,500
Short position0
UBS Third Party Management Company S.A.33A avenue J.F. Kennedy, LuxembourgUBS Group AG100.00Y
Long position369,969
Short position0
UBS Limited5 Broadgate, London, United KingdomUBS Group AG100.00Y
Long position1,909,788
Short position1,900,000
UBS Securities LLCCorporation Service Company 251 Little Falls Drive, Wilmington, Delaware, USAUBS Group AG100.00Y
Long position47,314,375
Short position47,314,375

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information:
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 10/10/2018
(dd/mm/yyyy)