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Form Serial Number: |
CS20181016E00486 |
1.
Date of relevant event: |
11/10/2018 (dd/mm/yyyy)
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2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
00956 |
4.
Name of listed corporation: |
China Suntien Green Energy Corporation Ltd. - H Shares |
5.
Class of shares: |
H Shares |
6.
Number of issued shares in class: |
1,839,004,396 |
7.
Name of substantial shareholder: |
Citigroup Inc. |
8.
Registered office: |
388 Greenwich Street, New York, 10013, USA |
9.
Principal place of business in Hong Kong: |
50/F, Champion Tower, 3 Garden Road, Central, Hong Kong |
15.
Exchange on which listed: |
NYSE |
16.
Name of listed parent and exchange on which parent is listed: |
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17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
1316 | There has been a change in nature of your interest in the shares because: any other event (you must briefly describe the relevant event in the Supplementary Information box) |
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2502 | Approved lending agent |
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2502 | Approved lending agent |
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1,749,573 |
HKD |
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Short position |
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18.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 276,035,504 | 15.01 |
Short position | 346,000 | 0.01 |
Lending Pool | 275,060,736 | 14.95 |
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19.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 277,658,864 | 15.09 |
Short position | 346,000 | 0.01 |
Lending Pool | 276,510,096 | 15.03 |
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20.
Capacity in which interests disclosed in Box 19 are held: |
Capacity code | Number of shares |
2106 | Person having a security interest in shares |
| Long position | 599,000 | Short position | 0 |
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2201 | Interest of corporation controlled by you |
| Long position | 549,768 | Short position | 346,000 |
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2502 | Approved lending agent |
| Long position | 276,510,096 | Short position | 0 |
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21.
Further information in respect of derivative interests: |
Derivatives code | Number of shares |
4106 | Unlisted derivatives - Cash settled |
| Long position | 0 | Short position | 346,000 |
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22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Citicorp LLC | 388 Greenwich Street, New York, NY, 10013, United States | Citigroup Inc. | 100.00 | N | Long position | 276,510,096 | Short position | 0 |
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Citibank, N.A. | 701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United States | Citicorp LLC | 100.00 | Y | Long position | 276,510,096 | Short position | 0 |
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Citigroup Global Markets Holdings Inc. | 388 Greenwich Street, New York, NY, 10013, United States | Citigroup Inc. | 100.00 | N | Long position | 1,148,768 | Short position | 346,000 |
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Citigroup Financial Products Inc. | 388 Greenwich Street, New York, NY, 10013, United States | Citigroup Global Markets Holdings Inc. | 100.00 | N | Long position | 1,148,768 | Short position | 346,000 |
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Citigroup Global Markets Holdings Bahamas Limited | Citibank Building, 110 Thompson Blvd, Bahamas (The) | Citigroup Financial Products Inc. | 90.00 | N | Long position | 1,148,768 | Short position | 346,000 |
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Citigroup Global Markets Limited | Citigroup Centre, Canada Square, Canary Wharf, London, TBD, E14 5LB, England | Citigroup Global Markets Holdings Bahamas Limited | 100.00 | Y | Long position | 1,148,768 | Short position | 346,000 |
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23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
Names of trust | Address | Status code | Number of shares |
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25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
Names | Address | Relationship Code | Percentage (%) |
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27.
Supplementary information: |
The percentage level of Citigroup Inc.'s interest in the shares held in the lending pool of the approved lending agent has increased. Hence, the percentage figure of shares in which our interest is unchanged passed through a percentage level.
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28.
Log/Serial Number of the previous form: |
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29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
16/10/2018 (dd/mm/yyyy)
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