表格 2 - 法團大股東通知
 
表格序號: CS20181207E00421 
1. 有關事件的日期: 04/12/2018
(日 / 月 / 年)
2. 大股東知悉有關事件/股份權益的日期(如在有關事件的日期之後): 06/12/2018
(日 / 月 / 年)
3. 股份代號: 01088
4. 上市法團的名稱: China Shenhua Energy Co. Ltd. - H Shares 
5. 股份類別: H股 
6. 該類別的已發行股份的數目: 3,398,582,500
7. 大股東的名稱: JPMorgan Chase & Co. 
8. 註冊辦事處: 270 Park Avenue, New York 10017, United States
9. 香港主要營業地點: N/A 
15. 在哪一家交易所上市: New York Stock Exchange
16. 上市母公司的名稱及母公司在哪一家交易所上市: N/A 
17. 有關事件的詳情:
  有關事件的簡述 以前/現時持有股份的身分 買/賣或涉及的股份數目 交易的貨幣 場內 場外
有關事件之前 有關事件之後 最高價(每股) 平均價(每股) 平均代價(每股) 代價的性質
好倉
16021核准借出代理人
控制核准借出代理人的人根據《證券及期貨(權益披露 – 證券借貸)規則》第5(4)條作出通知(選擇一項):
你於核准借出代理人的可供借出的股份中持有的股份權益的百分率水平被視為有所上升
2201你所控制的法團的權益
2201你所控制的法團的權益
19,017,377 HKD 17.9600 17.8486 17.8443
3101現金
淡倉 
 
 
 
           
18. 緊接在有關事件之前的股份總數:
 股份總數百分率數字(%)
好倉196,468,0305.78
淡倉8,487,3360.24
可供借出的股份80,573,8122.37
19. 緊接在有關事件之後的股份總數:
 股份總數百分率數字(%)
好倉215,485,4076.34
淡倉8,519,3920.25
可供借出的股份98,597,4742.90
20. 以何種身分持有方格19所披露的權益:
切合身分的代號股份數目
2201你所控制的法團的權益
好倉55,585,728
淡倉8,519,392
2102投資經理
好倉49,826,939
淡倉0
2106持有股份的保證權益的人
好倉11,426,446
淡倉0
2301受託人
好倉48,820
淡倉0
2502核准借出代理人
好倉98,597,474
淡倉0

21. 有關衍生權益的進一步資料:
衍生工具的代號股份數目
4101上市衍生工具 - 以實物交收
好倉22,500
淡倉30,000
4102上市衍生工具 - 以現金交收
好倉0
淡倉305,000
4105非上市衍生工具 - 以實物交收
好倉1,994,103
淡倉3,521,010
4106非上市衍生工具 - 以現金交收
好倉2,005,500
淡倉3,928,878
4103上市衍生工具 - 可轉換文書
好倉0
淡倉4
22. 有關由大股東所控制的法團的權益的進一步資料:
受控法團的名稱地址及註冊成立地點控權人士的姓名或名稱控制百分率%直接權益(Y/N)股份數目
China International Fund Management Co., Ltd.25th Floor, Zhendan Mansion 99 Fucheng Road Shanghai 200120 ChinaJPMORGAN ASSET MANAGEMENT (UK) LIMITED49.00Y
好倉135,000
淡倉0
JPMorgan Chase Bank, N.A. - Taipei BranchNo.106, 3/F, 8/F & 9/F No.108, 3/F, 8/F, Xin Yi Trading Center Section 5, Xin Yi Road Taipei 110 Taiwan Province of ChinaJPMorgan Chase Bank, National Association100.00Y
好倉3,259,500
淡倉0
J.P. Morgan Bank Luxembourg S.A. - Amsterdam BranchStrawinskylaan 1135 Amsterdam 1077XX NetherlandsJ.P. Morgan Bank Luxembourg S.A.100.00Y
好倉3,505,000
淡倉0
J.P. Morgan Securities LLC383 Madison Ave. New York NY 10179 United StatesJ.P. Morgan Broker-Dealer Holdings Inc.100.00Y
好倉282,728
淡倉106,500
JPMORGAN CHASE BANK, N.A. - LONDON BRANCH25 Bank Street Canary Wharf London E14 5JP EnglandJPMorgan Chase Bank, National Association100.00Y
好倉36,242,635
淡倉0
J.P. Morgan Whitefriars LLC500 Stanton Christiana Road /DE File No. 0867618 Newark DE 19713 United StatesJ.P. Morgan Overseas Capital LLC100.00Y
好倉18,331,654
淡倉0
J.P. Morgan Investment Management Inc.270 Park Avenue New York NY 10017 United StatesJPMorgan Asset Management Holdings Inc.100.00Y
好倉26,373,757
淡倉0
JPMorgan Asset Management (Taiwan) Limited20F & 21, No.1 Song Zhi Rd, Xin Yi District, Taipei City, Taiwan. Taipei 110 Taiwan Province of ChinaJPMorgan Asset Management (Asia) Inc.100.00Y
好倉822,500
淡倉0
JPMORGAN ASSET MANAGEMENT (UK) LIMITED60 Victoria Embankment London EC4Y0JP EnglandJPMORGAN ASSET MANAGEMENT HOLDINGS (UK) LIMITED100.00Y
好倉9,005,762
淡倉0
J.P. Morgan Europe (UK), Copenhagen Br, filial af J.P. Morgan Europe Ltd, StorbritannienKalvebod Brygge 39-41 1560 Kobenhavn V Copenhagen 1560 DenmarkJ.P. MORGAN EUROPE LIMITED100.00Y
好倉496,000
淡倉0
J.P. Morgan Structured Products B.V.Luna Arena Herikerbergweg 238 Amsterdam 1101 CM NetherlandsJ.P. Morgan International Finance Limited100.00Y
好倉0
淡倉4
J.P. Morgan Bank (Ireland) Public Limited CompanyJPMorgan House International Financial Services Centre Dublin 1, Ireland, Reg. No.: 7566 Dublin 1 IrelandJ.P. Morgan International Finance Limited100.00Y
好倉23,500
淡倉0
JPMorgan Chase Bank, N.A. - Sydney Branch83-85 CASTLEREAGH STREET Sydney NSW 2000 AustraliaJPMorgan Chase Bank, National Association100.00Y
好倉4,346,751
淡倉0
J.P. Morgan Bank Luxembourg S.A.European Bank & Business Centre 6, route de Treves Senningerberg L-2633 LuxembourgJ.P. Morgan International Finance Limited100.00Y
好倉17,873,500
淡倉0
J.P. Morgan Trust Company of Delaware500 Stanton Christiana Road Newark DE 19713-2107 United StatesJ.P. Morgan Equity Holdings, Inc.100.00Y
好倉45,424
淡倉0
JPMorgan Chase Bank, National Association1111 Polaris Parkway Columbus OH 43240 United StatesJPMorgan Chase & Co.100.00Y
好倉32,708,232
淡倉0
JPMorgan Chase Bank, N.A. - Hong Kong Branch7/F, 20/F, 22/F-29/F Chater House, 8 Connaught Road Central Hong Kong Hong KongJPMorgan Chase Bank, National Association100.00Y
好倉6,886,752
淡倉0
JF Asset Management Limited21st Floor, Chater House, 8 Connaught Road Central, Hong Kong. Hong Kong Hong KongJPMorgan Asset Management (Asia) Inc.99.99Y
好倉6,748,500
淡倉0
J.P. MORGAN SECURITIES PLC25 Bank Street Canary Wharf London E14 5JP EnglandJ.P. MORGAN CAPITAL HOLDINGS LIMITED100.00Y
好倉48,398,212
淡倉8,412,888
JPMORGAN ASSET MANAGEMENT (UK) LIMITED60 Victoria Embankment London EC4Y0JP EnglandJPMORGAN ASSET MANAGEMENT HOLDINGS (UK) LIMITED100.00N
好倉135,000
淡倉0
JPMORGAN ASSET MANAGEMENT HOLDINGS (UK) LIMITED60 Victoria Embankment London EC4Y0JP EnglandJPMORGAN ASSET MANAGEMENT INTERNATIONAL LIMITED100.00N
好倉9,140,762
淡倉0
JPMORGAN ASSET MANAGEMENT INTERNATIONAL LIMITED60 Victoria Embankment London EC4Y0JP EnglandJPMorgan Asset Management Holdings Inc.100.00N
好倉9,140,762
淡倉0
JPMorgan Asset Management Holdings Inc.270 Park Avenue New York NY 10017 United StatesJPMorgan Chase Holdings LLC100.00N
好倉43,085,519
淡倉0
JPMorgan Chase Holdings LLC270 Park Avenue New York NY 10017 United StatesJPMorgan Chase & Co.100.00N
好倉43,413,671
淡倉106,500
JPMorgan Chase Bank, National Association1111 Polaris Parkway Columbus OH 43240 United StatesJPMorgan Chase & Co.100.00N
好倉139,363,504
淡倉8,412,892
J.P. Morgan Bank Luxembourg S.A.European Bank & Business Centre 6, route de Treves Senningerberg L-2633 LuxembourgJ.P. Morgan International Finance Limited100.00N
好倉3,505,000
淡倉0
J.P. Morgan International Finance Limited270 Park Avenue New York NY 10017 United StatesJPMorgan Chase Bank, National Association100.00N
好倉88,627,866
淡倉8,412,892
J.P. Morgan Broker-Dealer Holdings Inc.4 Chase Metrotech Center Floor 14 Brooklyn NY 11245 United StatesJPMorgan Chase Holdings LLC100.00N
好倉282,728
淡倉106,500
J.P. Morgan Overseas Capital LLC500 Stanton Christiana Road Newark DE 19713-2107 United StatesJ.P. Morgan International Finance Limited100.00N
好倉18,331,654
淡倉0
JPMorgan Asset Management (Asia) Inc.270 Park Avenue New York NY 10017 United StatesJPMorgan Asset Management Holdings Inc.100.00N
好倉7,571,000
淡倉0
J.P. MORGAN EUROPE LIMITED25 Bank Street Canary Wharf London E14 5JP EnglandJ.P. MORGAN SECURITIES PLC100.00N
好倉496,000
淡倉0
J.P. MORGAN SECURITIES PLC25 Bank Street Canary Wharf London E14 5JP EnglandJ.P. MORGAN CAPITAL HOLDINGS LIMITED100.00N
好倉496,000
淡倉0
J.P. MORGAN CAPITAL HOLDINGS LIMITED(Primary place of business) 6 route de Trves Senningerberg L-2633 LuxembourgJ.P. Morgan International Finance Limited100.00N
好倉48,894,212
淡倉8,412,888
J.P. Morgan Equity Holdings, Inc.201 North Walnut Street Wilmington DE 19801 United StatesJPMorgan Chase Holdings LLC100.00N
好倉45,424
淡倉0

23. 有關由大股東與另一人共同持有的權益的進一步資料:
聯合股東的姓名或名稱地址股份數目
 
24. 來自受託人、信託受益人或酌情信託成立人的進一步資料:
信託的名稱地址與信託有關的身分代號股份數目
N.A此欄不會顯示個人地址
5101信託的受託人
好倉48,820
淡倉0
25. 來自第317條所指的協議的一方的進一步資料(關於所需的進一步資料,請參閱註釋):
其他方的姓名或名稱地址股份數目
 
根據第317及318條,大股東持有權益的股份總數
26. 大股東或其董事慣於按照其指令行事的人士的詳情:
姓名地址關係代號百分率(%)
  
 
27. 補充資料:
28. 過往的表格的編號/序號:
29. 夾附/上載第317條所指的一致行動人士文件的數目:
將本表格2送交存檔的日期: 07/12/2018
(日 / 月 / 年)