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Form Serial Number: |
CS20181208E00007 |
| 1.
Date of relevant event: |
03/12/2018
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
00980 |
| 4.
Name of listed corporation: |
Lianhua Supermarket Holdings Co., Ltd. - H Shares |
| 5.
Class of shares: |
Domestic Shares |
| 6.
Number of issued shares in class: |
715,397,400 |
| 7.
Name of substantial shareholder: |
Alibaba Group Holding Limited |
| 8.
Registered office: |
Trident Trust Company (Cayman) Limited, Fourth Floor, One Capital Place, P.O. Box 847, George Town, Grand Cayman, Cayman Islands |
| 9.
Principal place of business in Hong Kong: |
N/A |
| 15.
Exchange on which listed: |
New York Stock Exchange |
| 16.
Name of listed parent and exchange on which parent is listed: |
N/A |
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| 17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
| 1702 | Miscellaneous
Notice filed to remove outdated information (if you select this Code you must state the outdated information in the Supplementary Information box and identify the box which contains the updated information) |
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| 2201 | Interest of corporation controlled by you |
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| 2201 | Interest of corporation controlled by you |
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| Short position |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 201,528,000 | 28.17 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 201,528,000 | 28.17 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| 2201 | Interest of corporation controlled by you |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Taobao Holding Limited ("THL") | Trident Trust Company (Cayman) Limited, Fourth Floor, One Capital Place, P.O. Box 847, George Town, Grand Cayman, Cayman Islands (Cayman Islands) | Alibaba Group Holding Limited ("AGH") | 100.00 | N | |
| Taobao China Holding Limited ("TCHL") | 26/F, Tower One, Times Square, 1 Matheson Street, Causeway Bay, Hong Kong (Hong Kong) | THL | 100.00 | N | |
| 淘宝（中国）软件有限公司 ("淘宝") | 杭州市余杭区五常街道荆丰村 (PRC) | TCHL | 100.00 | N | |
| 阿里巴巴（中国）网络技术有限公司 ("阿里") | 中国浙江省杭州市滨江区网商路699号（PRC） | 淘宝 | 78.42 | Y | |
| 阿里 | 中国浙江省杭州市滨江区网商路699号（PRC） | Alibaba.com China Limited ("ACL") | 21.58 | Y | |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
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| 27.
Supplementary information: |
AGH, through its wholly owned subsidiary THL, owns 100% interests in TCHL, which in turn holds 100% interests in 淘宝. 淘宝 subscribed for and became interested in 78.42% of 阿里which holds 28.17% of the Domestic Shares in Lianhua Supermarket Holdings Co., Ltd. The remaining 21.58% interests in阿里is held by ACL, which is 100% owned by Alibaba.com Investment Holding Limited, which in turn is 100% owned by Alibaba.com Limited. Alibaba.com Limited is 100% owned by AGH. See box 22.
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| 28.
Log/Serial Number of the previous form: |
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
08/12/2018
(dd/mm/yyyy)
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