FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20181212E00372
1.
Date of relevant event
:
07/12/2018
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
02318
4.
Name of listed corporation
:
Ping An Insurance (Group) Co. of China, Ltd. - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
7,447,576,912
7.
Name of substantial shareholder
:
UBS Group AG
8.
Registered office
:
BAHNHOFSTRASSE 45 8001 ZURICH SWITZERLAND
9.
Principal place of business in Hong Kong
:
52/F TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
15.
Exchange on which listed
:
SIX Swiss Exchange AG
16.
Name of listed parent and exchange on which parent is listed
:
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
Short position
1403
You came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2201
Interest of corporation controlled by you
30,846,500
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
1,993,406,967
26.77
Short position
2,230,990,096
29.96
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
1,993,406,967
26.77
Short position
2,261,836,596
30.37
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2106
Person having a security interest in shares
Long position
48,740,982
Short position
0
2201
Interest of corporation controlled by you
Long position
1,944,665,985
Short position
2,261,836,596
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4101
Listed derivatives - Physically settled
Long position
64,305,313
Short position
47,840,600
4102
Listed derivatives - Cash settled
Long position
1,911,050
Short position
10,384,300
4105
Unlisted derivatives - Physically settled
Long position
1,312,606,733
Short position
1,020,200,184
4106
Unlisted derivatives - Cash settled
Long position
506,699,127
Short position
687,167,275
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
UBS AG
Bahnhofstrasse 45, 8001 Zürich, Switzerland
UBS Group AG
100.00
Y
Long position
1,737,804,843
Short position
2,217,371,821
UBS Bank (Canada)
154 University Avenue, Toronto ONT M5H 3Z4 Ontario, Canada
UBS Group AG
100.00
Y
Long position
102,002
Short position
0
UBS Europe SE
Bockenheimer Landstrasse 2-4 OpernTurm, 60306 Frankfurt am Main Germany
UBS Group AG
100.00
Y
Long position
58,500
Short position
0
UBS Europe SE (Luxembourg Branch)
33A avenue J.F. Kennedy, Luxembourg
UBS Group AG
100.00
Y
Long position
49,500
Short position
0
UBS Europe SE (Spain Branch)
Calle María de Molina 4, Madrid, Spain
UBS Group AG
100.00
Y
Long position
4,680
Short position
0
UBS Financial Services Inc.
Corporation Service Company 251 Little Falls Drive, Wilmington, Delaware, USA
UBS Group AG
100.00
Y
Long position
103,302
Short position
0
UBS Gestión S.G.I.I.C., SA
María de Molina 4-3a, Madrid, Spain
UBS Group AG
100.00
Y
Long position
2,500
Short position
0
UBS La Maison de Gestion
4 place Saint-Thomas d'Aquin, Paris, France
UBS Group AG
100.00
Y
Long position
154,000
Short position
0
UBS Swiss Financial Advisers AG
Lowenstrasse 49 8001 Zurich, Switzerland
UBS Group AG
100.00
Y
Long position
103,500
Short position
0
UBS Switzerland AG
Bahnhofstrasse 45, 8001 Zürich, Switzerland
UBS Group AG
100.00
Y
Long position
851,500
Short position
20,000
UBS Trustees (Bahamas) Limited
UBS House, East Bay Street Nassau, Bahamas
UBS Group AG
100.00
Y
Long position
137,000
Short position
0
UBS Trustees (Cayman) Limited
Cayman Corporate Centre, 27 Hospital Road ,George Town, Grand Cayman, Cayman Islands
UBS Group AG
100.00
Y
Long position
12,000
Short position
0
UBS Trustees (Jersey) Limited
Durell House 28 New Street St. Helier ,Jersey
UBS Group AG
100.00
Y
Long position
42,000
Short position
0
UBS Trustees (Singapore) Limited
One Raffles Quay, #50-01 North Tower, Singapore
UBS Group AG
100.00
Y
Long position
14,000
Short position
0
UBS Asset Management (Americas) Inc.
Corporation Service Company, 251 Little Falls Drive, Wilmington, Delaware, USA
UBS Group AG
100.00
Y
Long position
3,415,472
Short position
0
UBS Asset Management (Australia) Ltd
Level 16, Chifley Tower, 2 Chifley Square, Sydney NSW 2000, Australia
UBS Group AG
100.00
Y
Long position
462,500
Short position
0
UBS Asset Management (Canada) Inc.
161 Bay Street, BCE Place Suite 4100, Toronto, Canada
UBS Group AG
100.00
Y
Long position
3,159,000
Short position
0
UBS Asset Management (Deutschland) GmbH
Bockenheimer Landstrasse 2-4, 60306 Frankfurt am Main, Germany
UBS Group AG
100.00
Y
Long position
633,724
Short position
0
UBS Asset Management (Hong Kong) Ltd
43-52 Floors, Two International Finance Centre, 8 Finance Street, Central, Hong Kong
UBS Group AG
100.00
Y
Long position
15,341,666
Short position
250,000
UBS Asset Management (Japan) Ltd
Otemachi First Square, 5-1 Otemachi 1-chome, Chiyoda-ku, Tokyo 100-0004, Japan
UBS Group AG
100.00
Y
Long position
1,060,500
Short position
0
UBS Asset Management Life Limited
5 Broadgate, London, United Kingdom
UBS Group AG
100.00
Y
Long position
681,500
Short position
0
UBS Asset Management (Singapore) Ltd
One Raffles Quay, #50-01 North Tower, Singapore 048583, Singapore
UBS Group AG
100.00
Y
Long position
26,965,500
Short position
250,000
UBS Asset Management Trust Company
Illinois Corporation Service Company 801 Adlai Stevenson Drive, Springfield 62703, USA
UBS Group AG
100.00
Y
Long position
3,261,000
Short position
0
UBS Asset Management (UK) Limited
5 Broadgate, London, United Kingdom
UBS Group AG
100.00
Y
Long position
21,087,066
Short position
0
UBS Fund Management (Luxembourg) S.A.
33A avenue J.F. Kennedy, Luxembourg
UBS Group AG
100.00
Y
Long position
71,533,024
Short position
0
UBS Fund Management (Switzerland) AG
Aeschenplatz 6, Basel, Switzerland
UBS Group AG
100.00
Y
Long position
13,335,000
Short position
0
UBS Third Party Management Company S.A.
33A avenue J.F. Kennedy, Luxembourg
UBS Group AG
100.00
Y
Long position
345,931
Short position
0
UBS Limited
5 Broadgate, London, United Kingdom
UBS Group AG
100.00
Y
Long position
1,900,000
Short position
1,900,000
UBS Securities LLC
Corporation Service Company 251 Little Falls Drive, Wilmington, Delaware, USA
UBS Group AG
100.00
Y
Long position
42,044,775
Short position
42,044,775
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
Disclosure triggered due to 1) borrowed the shares under a securities borrowing and lending agreement, and 2) you became the holder of, wrote or issued equity derivatives under which you have a right to require another person to take delivery of the underlying shares or you are under an obligation to deliver the underlying shares
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
12/12/2018
(dd/mm/yyyy)