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Form Serial Number: |
CS20190104E00010 |
| 1.
Date of relevant event: |
02/01/2019
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
03/01/2019
(dd/mm/yyyy)
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| 3.
Stock code: |
01299 |
| 4.
Name of listed corporation: |
AIA Group Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
12,077,063,781 |
| 7.
Name of substantial shareholder: |
The Bank of New York Mellon Corporation |
| 8.
Registered office: |
Corporate Trust Center, 1209 Orange Street, Wilmington, Delaware, 19801 USA |
| 9.
Principal place of business in Hong Kong: |
N/A |
| 15.
Exchange on which listed: |
New York Stock Exchange |
| 16.
Name of listed parent and exchange on which parent is listed: |
N/A |
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| 17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
| 16021 | Approved Lending Agents
Notice under section 5(4) of the Securities and Futures (Disclosure of Interests – Securities Borrowing and Lending) Rules by a person that controls an approved lending agent (choose one):
the percentage level of your interest in the shares held in the lending pool of the approved lending agent is taken to have increased |
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| 2201 | Interest of corporation controlled by you |
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24,344,096 |
HKD |
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| Short position |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,066,570,254 | 8.83 |
| Short position | 277,657,592 | 2.30 |
| Lending Pool | 744,267,837 | 6.16 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,090,306,734 | 9.03 |
| Short position | 277,570,960 | 2.30 |
| Lending Pool | 768,611,933 | 6.36 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 1,090,306,734 | | Short position | 277,570,960 |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4105 | Unlisted derivatives - Physically settled |
| | Short position | 277,570,960 |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| The Bank of New York Mellon | 240 Greenwich Street, New York, NY 10286 USA | The Bank of New York Mellon Corporation | 100.00 | Y | | Long position | 1,088,392,366 | | Short position | 277,570,960 |
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| B.N.Y. Holdings (Delaware) Corporation | 301 Bellevue Parkway, Wilmington, DE 19809 USA | The Bank of New York Mellon Corporation | 100.00 | N | |
| BNY Mellon Trust of Delaware | 301 Bellevue Parkway, Wilmington, DE 19809 USA | B.N.Y. Holdings (Delaware) Corporation | 100.00 | Y | |
| BNY Mellon, National Association | One Mellon Center, 500 Grant Street, Pittsburgh, Pennsylvania 15258 USA | The Bank of New York Mellon Corporation | 100.00 | Y | |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
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| 27.
Supplementary information: |
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| 28.
Log/Serial Number of the previous form: |
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
0
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Date of filing this Form 2: |
04/01/2019
(dd/mm/yyyy)
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