FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20190110E00074
1.
Date of relevant event
:
07/01/2019
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
09/01/2019
(dd/mm/yyyy)
3.
Stock code
:
01666
4.
Name of listed corporation
:
Tong Ren Tang Technologies Co. Ltd. - H Shares
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
628,704,000
7.
Name of substantial shareholder
:
Credit Suisse Group AG
8.
Registered office
:
Paradeplatz 8 , Zurich , 8001, Switzerland
9.
Principal place of business in Hong Kong
:
N/A
15.
Exchange on which listed
:
Switzerland, ADS in New York
16.
Name of listed parent and exchange on which parent is listed
:
N/A
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1113
The percentage level of your interest in the shares has increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
153,999
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
43,933,865
6.99
Short position
40,849,642
6.50
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
44,087,864
7.01
Short position
40,976,642
6.52
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
44,087,864
Short position
40,976,642
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4106
Unlisted derivatives - Cash settled
Long position
1,438,010
Short position
1,428,000
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Credit Suisse AG
Paradeplatz 8, Zurich, 8001, Switzerland
Credit Suisse Group AG
100.00
N
Long position
1,383,000
Credit Suisse (Hong Kong) Limited
6th Floor, Alexandra House,18 Chater Road, Central,Hong Kong
Credit Suisse AG
100.00
Y
Long position
1,383,000
Credit Suisse AG
Paradeplatz 8, Zurich, 8001, Switzerland
Credit Suisse Group AG
100.00
Y
Long position
1,202,000
Short position
375,000
Credit Suisse AG
Paradeplatz 8, Zurich, 8001, Switzerland
Credit Suisse Group AG
100.00
N
Long position
197,000
Short position
0
Credit Suisse Asset Management International Holding Ltd
Uetlibergstrasse 231, Zurich, 8045, Switzerland
Credit Suisse AG
100.00
N
Long position
197,000
Short position
0
Credit Suisse (Schweiz) AG
Paradeplatz 8, Zurich, 8001, Switzerland
Credit Suisse AG
100.00
N
Long position
197,000
Short position
0
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG
Uetlibergstrasse 231, Zurich, 8045, Switzerland
Credit Suisse (Schweiz) AG
49.00
N
Long position
197,000
Short position
0
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG
Uetlibergstrasse 231, Zurich, 8045, Switzerland
Credit Suisse Asset Management International Holding Ltd
51.00
N
Long position
197,000
Short position
0
Credit Suisse Fund Management S.A.
5, rue Jean Monnet,Luxembourg,2180
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG
100.00
Y
Long position
197,000
Short position
0
Credit Suisse AG
Paradeplatz 8, Zurich, 8001, Switzerland
Credit Suisse Group AG
100.00
N
Long position
30,590,854
Short position
30,752,642
Credit Suisse Investments (UK)
One Cabot Square, London E14 4QJ, England
Credit Suisse AG, Guernsey Branch
31.00
N
Long position
30,590,854
Short position
30,752,642
Credit Suisse Investments (UK)
One Cabot Square, London E14 4QJ, England
Credit Suisse AG
69.00
N
Long position
30,590,854
Short position
30,752,642
Credit Suisse Investment Holdings (UK)
One Cabot Square, London E14 4QJ, England
Credit Suisse Investments (UK)
100.00
N
Long position
30,590,854
Short position
30,752,642
Credit Suisse Securities (Europe) Limited
One Cabot Square, London E14 4QJ, England
Credit Suisse Investments Holdings (UK)
100.00
Y
Long position
30,590,854
Short position
30,752,642
Credit Suisse AG
Paradeplatz 8, Zurich, 8001, Switzerland
Credit Suisse Group AG
100.00
N
Long position
9,800,000
Short position
9,800,000
Credit Suisse Holdings (USA), Inc.
11 Madison Avenue, New York, NY 10010, USA
Credit Suisse AG
100.00
N
Long position
9,800,000
Short position
9,800,000
Credit Suisse (USA), Inc.
11 Madison Avenue, New York, NY 10010, USA
Credit Suisse Holdings (USA), Inc.
100.00
N
Long position
9,800,000
Short position
9,800,000
Credit Suisse Securities (USA) LLC
11 Madison Avenue, New York, NY 10010, USA
Credit Suisse (USA), Inc.
100.00
Y
Long position
9,800,000
Short position
9,800,000
Credit Suisse AG
Paradeplatz 8, Zurich, 8001, Switzerland
Credit Suisse Group AG
100.00
N
Long position
4,010
Short position
49,000
Credit Suisse Holdings (USA), Inc.
11 Madison Avenue, New York, NY 10010, USA
Credit Suisse AG
100.00
N
Long position
4,010
Short position
49,000
Credit Suisse (USA), Inc.
11 Madison Avenue, New York, NY 10010, USA
Credit Suisse Holdings (USA), Inc.
100.00
N
Long position
4,010
Short position
49,000
CSAM Americas Holding Corp.
11 Madison Avenue, New York, NY 10010, USA
Credit Suisse (USA), Inc.
100.00
N
Long position
4,010
Short position
49,000
Credit Suisse MB LLC
11 Madison Avenue, New York, NY 10010, USA
CSAM Americas Holding Corp.
100.00
N
Long position
4,010
Short position
49,000
Merchant Holding, LLC
11 Madison Avenue, New York, NY 10010, USA
Credit Suisse MB LLC
100.00
N
Long position
4,010
Short position
49,000
QT Fund Ltd
1 Madison Avenue,New York,New York,10010
Merchant Holding, LLC
100.00
Y
Long position
4,010
Short position
49,000
Credit Suisse AG
Paradeplatz 8, Zurich, 8001, Switzerland
Credit Suisse Group AG
100.00
N
Long position
0
Credit Suisse International
One Cabot Square, London E14 4QJ, England
Credit Suisse Group AG
50.00
Y
Long position
0
Credit Suisse International
One Cabot Square, London E14 4QJ, England
Credit Suisse AG
50.00
Y
Long position
0
Credit Suisse AG
Paradeplatz 8, Zurich, 8001, Switzerland
Credit Suisse Group AG
100.00
N
Long position
775,000
Credit Suisse Asset Management International Holding Ltd
Uetlibergstrasse 231, Zurich, 8045, Switzerland
Credit Suisse AG
100.00
N
Long position
775,000
Credit Suisse (Schweiz) AG
Paradeplatz 8, Zurich, 8001, Switzerland
Credit Suisse AG
100.00
N
Long position
775,000
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG
Uetlibergstrasse 231, Zurich, 8045, Switzerland
Credit Suisse (Schweiz) AG
49.00
N
Long position
775,000
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG
Uetlibergstrasse 231, Zurich, 8045, Switzerland
Credit Suisse Asset Management International Holding Ltd
51.00
N
Long position
775,000
Credit Suisse Funds AG
Uetlibergstrasse 231, Zurich, 8045, Switzerland
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG
100.00
Y
Long position
775,000
Credit Suisse AG
Paradeplatz 8, Zurich, 8001, Switzerland
Credit Suisse Group AG
100.00
N
Long position
136,000
Credit Suisse Asset Management International Holding Ltd
Uetlibergstrasse 231, Zurich, 8045, Switzerland
Credit Suisse AG
100.00
N
Long position
136,000
Credit Suisse (Schweiz) AG
Paradeplatz 8, Zurich, 8001, Switzerland
Credit Suisse AG
100.00
N
Long position
136,000
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG
Uetlibergstrasse 231, Zurich, 8045, Switzerland
Credit Suisse (Schweiz) AG
49.00
N
Long position
136,000
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG
Uetlibergstrasse 231, Zurich, 8045, Switzerland
Credit Suisse Asset Management International Holding Ltd
51.00
N
Long position
136,000
Credit Suisse Asset Management (Schweiz) AG
Kalandergasse 4,Zurich,8045
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG
100.00
Y
Long position
136,000
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
Stock borrow
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
10/01/2019
(dd/mm/yyyy)