FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20190220E00073 
1. Date of relevant event: 15/02/2019
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 02318
4. Name of listed corporation: Ping An Insurance (Group) Co. of China, Ltd. - H Shares 
5. Class of shares: H Shares 
6. Number of issued shares in class: 7,447,576,912
7. Name of substantial shareholder: UBS Group AG 
8. Registered office: BAHNHOFSTRASSE 45 8001 ZURICH SWITZERLAND
9. Principal place of business in Hong Kong: 52/F TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG 
15. Exchange on which listed: SIX Swiss Exchange AG
16. Name of listed parent and exchange on which parent is listed:  
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
11032The percentage level of your interest in the shares has increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you are under an obligation to take the underlying shares
2201Interest of corporation controlled by you
 2,925,140 HKD
Short position 
 
 
 		            
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position1,935,137,95925.98
Short position2,096,712,91928.15
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position1,938,063,09926.02
Short position2,096,712,91928.15
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2106Person having a security interest in shares
Long position50,858,214
Short position0
2201Interest of corporation controlled by you
Long position1,887,204,885
Short position2,096,712,919

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4101Listed derivatives - Physically settled
Long position63,623,330
Short position59,602,600
4102Listed derivatives - Cash settled
Long position3,518,340
Short position9,750,050
4105Unlisted derivatives - Physically settled
Long position1,281,101,192
Short position943,956,291
4106Unlisted derivatives - Cash settled
Long position474,187,369
Short position611,748,129
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
UBS AGBahnhofstrasse 45, Zürich, SwitzerlandUBS Group AG100.00Y
Long position1,682,541,748
Short position2,060,479,633
UBS Bank (Canada)154 University Avenue, Toronto, Ontario, CanadaUBS Group AG100.00Y
Long position106,501
Short position0
UBS Europe SEBockenheimer Landstrasse 2-4 OpernTurm, Frankfurt am Main GermanyUBS Group AG100.00Y
Long position66,500
Short position0
UBS Europe SE (Luxembourg Branch)33A avenue J.F. Kennedy, LuxembourgUBS Group AG100.00Y
Long position49,500
Short position0
UBS Financial Services Inc.Corporation Service Company 251 Little Falls Drive, Wilmington, New Castle / DE , USAUBS Group AG100.00Y
Long position105,314
UBS La Maison de Gestion4 place Saint-Thomas d'Aquin, Paris, FranceUBS Group AG100.00Y
Long position154,000
Short position0
UBS Swiss Financial Advisers AGLowenstrasse 49, Zurich, SwitzerlandUBS Group AG100.00Y
Long position100,500
UBS Switzerland AGBahnhofstrasse 45, Zürich, SwitzerlandUBS Group AG100.00Y
Long position864,500
Short position0
UBS Trustees (Bahamas) LimitedEast Bay Street, Nassau, BahamasUBS Group AG100.00Y
Long position137,000
Short position0
UBS Trustees (Cayman) LimitedCayman Corporate Centre, 27 Hospital Road ,George Town, Grand Cayman, Cayman IslandsUBS Group AG100.00Y
Long position12,000
Short position0
UBS Trustees (Jersey) Limited1 IFC, St. Helier ,JerseyUBS Group AG100.00Y
Long position42,000
Short position0
UBS Trustees (Singapore) LimitedOne Raffles Quay, #50-01 North Tower, SingaporeUBS Group AG100.00Y
Long position14,000
Short position0
UBS Asset Management (Americas) Inc.Corporation Service Company, 251 Little Falls Drive, Wilmington, Delaware, USAUBS Group AG100.00Y
Long position3,426,176
Short position0
UBS Asset Management (Australia) LtdLevel 16, Chifley Tower, 2 Chifley Square, Sydney, AustraliaUBS Group AG100.00Y
Long position554,000
Short position0
UBS Asset Management (Canada) Inc.161 Bay Street, BCE Place Suite 4100, Toronto, CanadaUBS Group AG100.00Y
Long position3,159,000
Short position0
UBS Asset Management (Deutschland) GmbHBockenheimer Landstrasse 2-4, Frankfurt am Main, GermanyUBS Group AG100.00Y
Long position653,224
Short position0
UBS Asset Management (Hong Kong) Ltd43-52 Floors, Two International Finance Centre, 8 Finance Street, Central, Hong KongUBS Group AG100.00Y
Long position15,341,166
Short position0
UBS Asset Management (Japan) LtdOtemachi First Square, 5-1 Otemachi 1-chome, Chiyoda-ku, Tokyo, JapanUBS Group AG100.00Y
Long position1,082,000
Short position0
UBS Asset Management Life Limited5 Broadgate, London, United KingdomUBS Group AG100.00Y
Long position681,500
Short position0
UBS Asset Management (Singapore) LtdOne Raffles Quay, #50-01 North Tower, SingaporeUBS Group AG100.00Y
Long position29,137,000
Short position0
UBS Asset Management Trust CompanyIllinois Corporation Service Company 801 Adlai Stevenson Drive, Springfield, IL, USAUBS Group AG100.00Y
Long position3,432,500
Short position0
UBS Asset Management (UK) Limited5 Broadgate, London, United KingdomUBS Group AG100.00Y
Long position21,668,066
Short position0
UBS Fund Management (Luxembourg) S.A.33A avenue J.F. Kennedy, LuxembourgUBS Group AG100.00Y
Long position73,503,629
Short position0
UBS Fund Management (Switzerland) AGAeschenplatz 6, Basel, SwitzerlandUBS Group AG100.00Y
Long position13,799,000
Short position0
UBS Third Party Management Company S.A.33A avenue J.F. Kennedy, LuxembourgUBS Group AG100.00Y
Long position340,775
Short position0
UBS Limited5 Broadgate, London, United KingdomUBS Group AG100.00Y
Long position1,900,000
Short position1,900,000
UBS Securities LLCCorporation Service Company 251 Little Falls Drive, Wilmington, Delaware, USAUBS Group AG100.00Y
Long position34,333,286
Short position34,333,286

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information:
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 20/02/2019
(dd/mm/yyyy)