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Form Serial Number: |
CS20190309E00031
(Amendment to CS20190103E00509) |
| 1.
Date of relevant event: |
28/12/2018
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
02318 |
| 4.
Name of listed corporation: |
Ping An Insurance (Group) Company of China, Ltd. |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
7,447,576,912 |
| 7.
Name of substantial shareholder: |
BFAM Partners (Cayman) Limited |
| 8.
Registered office: |
c/o Intertrust Corporate Services (Cayman) Limited at 190 Elgin Avenue, George Town, KY1-9005, Cayman Islands |
| 9.
Principal place of business in Hong Kong: |
c/o BFAM Partners (Hong Kong) Limited at Suite 1-3A, 35th Floor, 148 Electric Road, Hong Kong |
| 15.
Exchange on which listed: |
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| 16.
Name of listed parent and exchange on which parent is listed: |
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| 17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
| 12045 | The percentage level of your interest in the shares has reduced because:
expiry or cancellation without exercise of equity derivatives under which (choose one):
you had any of the rights or obligations referred to in 12041 to 12044 above embedded in a contract or instrument |
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| 2201 | Interest of corporation controlled by you |
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| 2201 | Interest of corporation controlled by you |
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77,553,694 |
HKD |
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| Short position |
| 1503 | You ceased to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares decreased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
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| 2201 | Interest of corporation controlled by you |
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| 2201 | Interest of corporation controlled by you |
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93,140,588 |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 391,617,931 | 5.26 |
| Short position | 385,194,313 | 5.17 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 314,064,237 | 4.22 |
| Short position | 292,053,725 | 3.92 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 314,064,237 | | Short position | 292,053,725 |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4101 | Listed derivatives - Physically settled |
| | Long position | 24,391,000 | | Short position | 7,000,500 |
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| 4105 | Unlisted derivatives - Physically settled |
| | Long position | 109,782,000 | | Short position | 157,340,407 |
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| 4106 | Unlisted derivatives - Cash settled |
| | Long position | 179,336,537 | | Short position | 127,712,818 |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| BFAM Asian Opportunities Master GP Limited | c/o BFAM Partners (Hong Kong) Limited, Suite 1-3A, 35th Floor, 148 Electric Road, Hong Kong (Cayman Islands) | BFAM Partners (Cayman) Limited | 100.00 | N | | Long position | 314,064,237 | | Short position | 292,053,725 |
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| BFAM Asian Opportunities Master Fund, L.P | c/o BFAM Partners (Hong Kong) Limited, Suite 1-3A, 35th Floor, 148 Electric Road, Hong Kong (Cayman Islands) | BFAM Asian Opportunities Master GP Limited | 0.00 | Y | | Long position | 314,064,237 | | Short position | 292,053,725 |
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| BFAM Asian Opportunities Fund Limited | c/o BFAM Partners (Hong Kong) Limited, Suite 1-3A, 35th Floor, 148 Electric Road, Hong Kong (Cayman Islands) | BFAM Partners (Cayman) Limited | 100.00 | N | | Long position | 314,064,237 | | Short position | 292,053,725 |
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| BFAM Asian Opportunities Master Fund, L.P | c/o BFAM Partners (Hong Kong) Limited, Suite 1-3A, 35th Floor, 148 Electric Road, Hong Kong (Cayman Islands) | BFAM Asian Opportunities Fund Limited | 89.10 | Y | | Long position | 314,064,237 | | Short position | 292,053,725 |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
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| 27.
Supplementary information: |
Short position supplemented - the reduction in the percentage level interest of the short position was due to some changes in the holdings of equity derivatives in respect of the shares of the issuer.
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| 28.
Log/Serial Number of the previous form: |
CS20190103E00509
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
09/03/2019
(dd/mm/yyyy)
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