FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20190410E00177
1.
Date of relevant event
:
04/04/2019
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
00268
4.
Name of listed corporation
:
Kingdee International Software Group Co. Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
3,305,974,921
7.
Name of substantial shareholder
:
Citigroup Inc.
8.
Registered office
:
388 Greenwich Street, New York, 10013, USA
9.
Principal place of business in Hong Kong
:
50/F, Champion Tower, 3 Garden Road, Central, Hong Kong
15.
Exchange on which listed
:
NYSE
16.
Name of listed parent and exchange on which parent is listed
:
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1316
There has been a change in nature of your interest in the shares because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
9,795,181
HKD
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
165,823,521
5.01
Short position
20,366,308
0.61
Lending Pool
128,773,523
3.89
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
175,594,648
5.31
Short position
24,656,308
0.74
Lending Pool
133,540,650
4.03
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2106
Person having a security interest in shares
Long position
14,544,000
Short position
0
2201
Interest of corporation controlled by you
Long position
27,509,998
Short position
24,656,308
2502
Approved lending agent
Long position
133,540,650
Short position
0
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4106
Unlisted derivatives - Cash settled
Long position
6,762,000
Short position
0
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Citicorp LLC
388 Greenwich Street, New York, NY, 10013, United States
Citigroup Inc.
100.00
N
Long position
133,540,650
Short position
0
Citibank, N.A.
701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United States
Citicorp LLC
100.00
Y
Long position
133,540,650
Short position
0
Citigroup Global Markets Holdings Inc.
388 Greenwich Street, New York, NY, 10013, United States
Citigroup Inc.
100.00
N
Long position
42,053,998
Short position
24,656,308
Citigroup Financial Products Inc.
388 Greenwich Street, New York, NY, 10013, United States
Citigroup Global Markets Holdings Inc.
100.00
N
Long position
42,053,998
Short position
24,656,308
Citigroup Global Markets Inc.
388 Greenwich Street, New York, NY, 10013, United States
Citigroup Financial Products Inc.
100.00
Y
Long position
9,109,000
Short position
4,059,000
Citigroup Global Markets Holdings Bahamas Limited
Citibank Buliding, 110 Thompson Blvd., Nassau, New Providence, Bahamas
Citigroup Financial Products Inc.
90.00
N
Long position
32,944,998
Short position
20,597,308
Citigroup Global Markets Limited
Citigroup Centre, Canada Square, Canary Wharf, London, TBD, E14 5LB, England
Citigroup Global Markets Holdings Bahamas Limited
100.00
Y
Long position
32,944,998
Short position
20,597,308
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
The percentage level of Citigroup Inc.'s interest in the borrowed shares has increased. Hence, the percentage figure of shares in which our interest is unchanged passed through a percentage level.
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
10/04/2019
(dd/mm/yyyy)