FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20190429E00050
(Amendment to CS20190426E00418)
 
1. Date of relevant event: 26/04/2019
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 00631
4. Name of listed corporation: Sany Heavy Equipment International Holdings Co. Ltd. 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 3,097,915,500
7. Name of substantial shareholder: Sany Heavy Equipment Investments Company Limited 
8. Registered office: P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
9. Principal place of business in Hong Kong: N/A 
15. Exchange on which listed: N/A
16. Name of listed parent and exchange on which parent is listed: Sany Heavy Equipment International Holdings Company Limited, Hong Kong Stock Exchange 
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
1213The percentage level of your interest in the shares has reduced because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2201Interest of corporation controlled by you
36,132,500 HKD 3.4900
3101Cash
Short position 
 
 
 
           
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position2,614,361,22284.39
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position2,578,228,72283.22
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2201Interest of corporation controlled by you
Long position2,578,228,722

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4107Unlisted derivatives - Convertible instruments
Long position479,781,034
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Sany Hongkong Group LimitedRoom 2010 20th Floor Landmark North No.39 Lung Sum Avenue Sheung Shui, HongKongSany Heavy Equipment Investments Company Limited100.00Y
Long position2,578,228,722

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
Liang WengenAddresses of individuals are not displayed.
6104Controller is a director
56.38
 
27. Supplementary information: In Box 17, the percentage level of Sany Heavy Equipment Investments Company Limited's interests in the shares has reduced because Sany Hongkong Group Limited, the company wholly held by Sany Heavy Equipment Investments Company Limited, completed a sales of the shares. Also, compared to last submission, the boxes that have been corrected in this form are: Box 6, 7, 9 ,11, 12, 15, 16, 18, 19 and 22.
28. Log/Serial Number of the previous form: CS20190426E00418
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 29/04/2019
(dd/mm/yyyy)