FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20190506E00339 
1. Date of relevant event: 01/05/2019
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 02318
4. Name of listed corporation: Ping An Insurance (Group) Co. of China, Ltd. - H Shares 
5. Class of shares: H Shares 
6. Number of issued shares in class: 7,447,576,912
7. Name of substantial shareholder: UBS Group AG 
8. Registered office: BAHNHOFSTRASSE 45 8001 ZURICH SWITZERLAND
9. Principal place of business in Hong Kong: 52/F TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG 
15. Exchange on which listed: SIX Swiss Exchange AG
16. Name of listed parent and exchange on which parent is listed:  
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
Short position 
15014You ceased to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares decreased because:
expiry or cancellation without exercise of equity derivatives under which (choose one):
you are under an obligation to pay another person an amount if the price of the underlying shares is above a certain level
 
2201Interest of corporation controlled by you
 
 		 16,814,571           
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position1,882,062,93825.27
Short position2,011,978,65527.02
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position1,882,062,93825.27
Short position1,995,164,08426.79
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2106Person having a security interest in shares
Long position27,287,552
Short position0
2201Interest of corporation controlled by you
Long position1,854,775,386
Short position1,995,164,084

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4101Listed derivatives - Physically settled
Long position54,884,706
Short position24,475,605
4102Listed derivatives - Cash settled
Long position5,492,480
Short position6,364,150
4105Unlisted derivatives - Physically settled
Long position1,219,818,348
Short position834,781,769
4106Unlisted derivatives - Cash settled
Long position436,483,256
Short position500,857,788
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
UBS AGBahnhofstrasse 45, Zürich, SwitzerlandUBS Group AG100.00Y
Long position1,636,676,204
Short position1,968,487,098
UBS Bank (Canada)154 University Avenue, Toronto, Ontario, CanadaUBS Group AG100.00Y
Long position106,001
Short position0
UBS Europe SEBockenheimer Landstrasse 2-4 OpernTurm, Frankfurt am Main GermanyUBS Group AG100.00Y
Long position128,000
Short position0
UBS Financial Services Inc.Corporation Service Company 251 Little Falls Drive, Wilmington, New Castle / DE , USAUBS Group AG100.00Y
Long position139,408
Short position0
UBS La Maison de Gestion4 place Saint-Thomas d'Aquin, Paris, FranceUBS Group AG100.00Y
Long position148,500
Short position0
UBS Swiss Financial Advisers AGLowenstrasse 49, Zurich, SwitzerlandUBS Group AG100.00Y
Long position100,500
Short position0
UBS Switzerland AGBahnhofstrasse 45, Zürich, SwitzerlandUBS Group AG100.00Y
Long position22,029,357
Short position0
UBS Trustees (Bahamas) LimitedEast Bay Street, Nassau, BahamasUBS Group AG100.00Y
Long position129,500
Short position0
UBS Trustees (Cayman) LimitedCayman Corporate Centre, 27 Hospital Road ,George Town, Grand Cayman, Cayman IslandsUBS Group AG100.00Y
Long position12,000
Short position0
UBS Trustees (Jersey) Limited1 IFC, St. Helier ,JerseyUBS Group AG100.00Y
Long position40,500
Short position0
UBS Trustees (Singapore) LimitedOne Raffles Quay, #50-01 North Tower, SingaporeUBS Group AG100.00Y
Long position14,000
Short position0
UBS Asset Management (Americas) Inc.Corporation Service Company, 251 Little Falls Drive, Wilmington, Delaware, USAUBS Group AG100.00Y
Long position4,628,104
Short position0
UBS Asset Management (Australia) LtdLevel 16, Chifley Tower, 2 Chifley Square, Sydney, AustraliaUBS Group AG100.00Y
Long position686,000
Short position0
UBS Asset Management (Canada) Inc.161 Bay Street, BCE Place Suite 4100, Toronto, CanadaUBS Group AG100.00Y
Long position3,406,500
Short position0
UBS Asset Management (Deutschland) GmbHBockenheimer Landstrasse 2-4, Frankfurt am Main, GermanyUBS Group AG100.00Y
Long position691,724
Short position0
UBS Asset Management (Hong Kong) Ltd43-52 Floors, Two International Finance Centre, 8 Finance Street, Central, Hong KongUBS Group AG100.00Y
Long position15,471,166
Short position0
UBS Asset Management (Japan) LtdOtemachi First Square, 5-1 Otemachi 1-chome, Chiyoda-ku, Tokyo, JapanUBS Group AG100.00Y
Long position1,071,000
Short position0
UBS Asset Management Life Ltd5 Broadgate, London, United KingdomUBS Group AG100.00Y
Long position681,500
Short position0
UBS Asset Management (Singapore) LtdOne Raffles Quay, #50-01 North Tower, SingaporeUBS Group AG100.00Y
Long position28,274,500
Short position0
UBS Asset Management Trust CompanyIllinois Corporation Service Company 801 Adlai Stevenson Drive, Springfield, IL, USAUBS Group AG100.00Y
Long position3,690,500
Short position0
UBS Asset Management (UK) Limited5 Broadgate, London, United KingdomUBS Group AG100.00Y
Long position21,679,566
Short position0
UBS Fund Management (Luxembourg) S.A.33A avenue J.F. Kennedy, LuxembourgUBS Group AG100.00Y
Long position73,712,699
Short position0
UBS Fund Management (Switzerland) AGAeschenplatz 6, Basel, SwitzerlandUBS Group AG100.00Y
Long position14,094,000
Short position0
UBS Hana Asset Management Company Ltd15/F Hana Financial Investment Bldg, 82 Uisadang daero/Yeongdeungpo-gu,Seoul, Korea, SouthUBS Group AG51.00Y
Long position167,500
Short position0
UBS Third Party Management Company S.A.33A avenue J.F. Kennedy, LuxembourgUBS Group AG100.00Y
Long position319,671
Short position0
UBS Securities LLCCorporation Service Company 251 Little Falls Drive, Wilmington, Delaware, USAUBS Group AG100.00Y
Long position26,676,986
Short position26,676,986

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information:
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 06/05/2019
(dd/mm/yyyy)