Hong Kong Exchanges and Clearing Limited

FORM 2 - Corporate Substantial Shareholder Notice

Form Serial Number:

CS20190509E00360

1. Date of relevant event:

06/05/2019
(dd/mm/yyyy)

2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later):

08/05/2019
(dd/mm/yyyy)

3. Stock code:

00763

4. Name of listed corporation:

ZTE Corporation - H Shares

5. Class of shares:

H Shares

6. Number of issued shares in class:

755,502,534

7. Name of substantial shareholder:

JPMorgan Chase & Co.

8. Registered office:

383 Madison Ave., New York, NY 10179, United States

9. Principal place of business in Hong Kong:

N/A

15. Exchange on which listed:

New York Stock Exchange

16. Name of listed parent and exchange on which parent is listed:

N/A

17. Details of relevant event:

Brief description of relevant event

Capacity in which shares were/are held

Number of shares bought/sold or involved

Currency of transaction

On Exchange

Off Exchange

Before relevant event

After relevant event

Highest price (per share)

Average price (per share)

Average consideration (per share)

Nature of consideration

Long position

1001	You first acquire a notifiable interest because: you purchased the shares

2201	Interest of corporation controlled by you

2201	Interest of corporation controlled by you

4,639,283

HKD

24.0000

23.1108

23.1141

3101

Cash

Short position

1403	You came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased because: any other event (you must briefly describe the relevant event in the Supplementary Information box)

2201	Interest of corporation controlled by you

2201	Interest of corporation controlled by you

1,237,203

18. Total shares immediately before the relevant event:

	Total number of shares	Percentage figure (%)
Long position	33,596,726	4.44
Short position	17,303,738	2.29
Lending Pool	18,447,125	2.44

19. Total shares immediately after the relevant event:

	Total number of shares	Percentage figure (%)
Long position	38,236,009	5.06
Short position	16,066,535	2.12
Lending Pool	19,450,025	2.57

20. Capacity in which interests disclosed in Box 19 are held:

Capacity code

Number of shares

2201	Interest of corporation controlled by you

Long position	18,118,164
Short position	16,066,535

2102	Investment manager

Long position	575,200
Short position	0

2106	Person having a security interest in shares

Long position	92,620
Short position	0

2502	Approved lending agent

Long position	19,450,025
Short position	0

21. Further information in respect of derivative interests:

Derivatives code

Number of shares

4102	Listed derivatives - Cash settled

Long position	0
Short position	2,398,600

4105	Unlisted derivatives - Physically settled

Long position	5,032,590
Short position	5,742,910

4106	Unlisted derivatives - Cash settled

Long position	713,600
Short position	3,439,112

22. Further information in relation to interests of corporations controlled by substantial shareholder:

Name of controlled corporation

Address and place of incorporation

Name of controlling person

% control

Direct interest (Y/N)

Number of shares

China International Fund Management Co., Ltd.

25th Floor, Zhendan Mansion 99 Fucheng Road Shanghai 200120 China

JPMORGAN ASSET MANAGEMENT (UK) LIMITED

49.00

Long position	510,800
Short position	0

JPMorgan Chase Bank, N.A. - Taipei Branch

No.106, 3/F, 8/F & 9/F No.108, 3/F, 8/F, Xin Yi Trading Center Section 5, Xin Yi Road Taipei 110 Taiwan Province of China

JPMorgan Chase Bank, National Association

100.00

Long position	4,609,200
Short position	0

J.P. Morgan Bank Luxembourg S.A. - Amsterdam Branch

Strawinskylaan 1135 Amsterdam 1077XX Netherlands

J.P. Morgan Bank Luxembourg S.A.

100.00

Long position	356,456
Short position	0

J.P. Morgan Bank Luxembourg S.A.- Stockholm Bankfilial

Hamngatan 15 Stockholm 11147 Sweden

J.P. Morgan Bank Luxembourg S.A.

100.00

Long position	148,380
Short position	0

J.P. Morgan Securities LLC

383 Madison Ave. New York NY 10179 United States

J.P. Morgan Broker-Dealer Holdings Inc.

100.00

Long position	92,620
Short position	0

JPMORGAN CHASE BANK, N.A. - LONDON BRANCH

25 Bank Street Canary Wharf London E14 5JP England

JPMorgan Chase Bank, National Association

100.00

Long position	10,289,051
Short position	0

J.P. Morgan Investment Management Inc.

383 Madison Avenue New York NY 10179 United States

JPMorgan Asset Management Holdings Inc.

100.00

Long position	64,400
Short position	0

JPMorgan Chase Bank, N.A. - Sydney Branch

83-85 CASTLEREAGH STREET Sydney NSW 2000 Australia

JPMorgan Chase Bank, National Association

100.00

Long position	241,530
Short position	0

J.P. Morgan Bank Luxembourg S.A.

European Bank & Business Centre 6, route de Treves Senningerberg L-2633 Luxembourg

J.P. Morgan International Finance Limited

100.00

Long position	24,000
Short position	0

JPMorgan Chase Bank, National Association

1111 Polaris Parkway Columbus OH 43240 United States

JPMorgan Chase & Co.

100.00

Long position	2,774,284
Short position	0

JPMorgan Chase Bank, N.A. - Hong Kong Branch

7/F, 20/F, 22/F-29/F Chater House, 8 Connaught Road Central Hong Kong Hong Kong

JPMorgan Chase Bank, National Association

100.00

Long position	313,599
Short position	0

J.P. Morgan (Suisse) SA

8, rue de la confederation, PO Box 5160, 1211 Geneva 1211, Switzerland Geneva 1211 Switzerland

J.P. Morgan International Finance Limited

100.00

Long position	693,576
Short position	0

J.P. MORGAN SECURITIES PLC

25 Bank Street Canary Wharf London E14 5JP England

J.P. MORGAN CAPITAL HOLDINGS LIMITED

100.00

Long position	18,118,113
Short position	16,066,535

JPMORGAN ASSET MANAGEMENT (UK) LIMITED

60 Victoria Embankment London EC4Y0JP England

JPMORGAN ASSET MANAGEMENT HOLDINGS (UK) LIMITED

100.00

Long position	510,800
Short position	0

JPMORGAN ASSET MANAGEMENT HOLDINGS (UK) LIMITED

60 Victoria Embankment London EC4Y0JP England

JPMORGAN ASSET MANAGEMENT INTERNATIONAL LIMITED

100.00

Long position	510,800
Short position	0

JPMORGAN ASSET MANAGEMENT INTERNATIONAL LIMITED

60 Victoria Embankment London EC4Y0JP England

JPMorgan Asset Management Holdings Inc.

100.00

Long position	510,800
Short position	0

JPMorgan Asset Management Holdings Inc.

383 Madison Avenue New York NY 10179 United States

JPMorgan Chase Holdings LLC

100.00

Long position	575,200
Short position	0

JPMorgan Chase Holdings LLC

383 Madison Avenue New York NY 10179 United States

JPMorgan Chase & Co.

100.00

Long position	667,820
Short position	0

JPMorgan Chase Bank, National Association

1111 Polaris Parkway Columbus OH 43240 United States

JPMorgan Chase & Co.

100.00

Long position	34,793,905
Short position	16,066,535

J.P. Morgan Bank Luxembourg S.A.

European Bank & Business Centre 6, route de Treves Senningerberg L-2633 Luxembourg

J.P. Morgan International Finance Limited

100.00

Long position	504,836
Short position	0

J.P. Morgan International Finance Limited

383 Madison Avenue New York NY 10179 United States

JPMorgan Chase Bank, National Association

100.00

Long position	19,340,525
Short position	16,066,535

J.P. Morgan Broker-Dealer Holdings Inc.

4 Chase Metrotech Center 14th Floor Brooklyn NY 11245 United States

JPMorgan Chase Holdings LLC

100.00

Long position	92,620
Short position	0

J.P. MORGAN CAPITAL HOLDINGS LIMITED

25 Bank Street Canary Wharf London E14 5JP England

J.P. Morgan International Finance Limited

100.00

Long position	18,118,113
Short position	16,066,535

23. Further information in relation to interests held by substantial shareholder jointly with another person:

Name of joint shareholder	Address	Number of shares

24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:

Names of trust	Address	Status code	Number of shares

25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):

Names of other parties	Address	Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:

Names	Address	Relationship Code	Percentage (%)

27. Supplementary information:

JP Morgan Chase & Co. came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased.

28. Log/Serial Number of the previous form:

29. Number of concert party document(s) under section 317 attached/uploaded:

Date of filing this Form 2:

09/05/2019
(dd/mm/yyyy)