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Form Serial Number: |
CS20190527E00296 |
1.
Date of relevant event: |
22/05/2019 (dd/mm/yyyy)
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2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
01211 |
4.
Name of listed corporation: |
BYD Co. Ltd. - H Shares |
5.
Class of shares: |
H Shares |
6.
Number of issued shares in class: |
915,000,000 |
7.
Name of substantial shareholder: |
The Goldman Sachs Group, Inc. |
8.
Registered office: |
Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA |
9.
Principal place of business in Hong Kong: |
Nil |
15.
Exchange on which listed: |
New York Stock Exchange |
16.
Name of listed parent and exchange on which parent is listed: |
Nil |
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17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
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Short position |
1503 | You ceased to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares decreased because: any other event (you must briefly describe the relevant event in the Supplementary Information box) | |
2201 | Interest of corporation controlled by you | |
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1,680,000 |
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18.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 46,041,551 | 5.03 |
Short position | 46,654,282 | 5.10 |
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19.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 46,041,551 | 5.03 |
Short position | 44,974,282 | 4.92 |
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20.
Capacity in which interests disclosed in Box 19 are held: |
Capacity code | Number of shares |
2201 | Interest of corporation controlled by you |
| Long position | 46,041,551 | Short position | 44,974,282 |
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21.
Further information in respect of derivative interests: |
Derivatives code | Number of shares |
4101 | Listed derivatives - Physically settled |
| Long position | 1,106,000 | Short position | 388,000 |
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4102 | Listed derivatives - Cash settled |
| Long position | 0 | Short position | 1,685,800 |
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4105 | Unlisted derivatives - Physically settled |
| Long position | 0 | Short position | 4,709,104 |
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4106 | Unlisted derivatives - Cash settled |
| Long position | 15,644,976 | Short position | 296,366 |
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22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Goldman Sachs (UK) L.L.C. | Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA | The Goldman Sachs Group, Inc. | 100.00 | N | Long position | 22,209,363 | Short position | 21,340,464 |
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Goldman Sachs Group UK Limited | Peterborough Court, 133 Fleet Street, London EC4A 2BB, GBR | Goldman Sachs (UK) L.L.C. | 100.00 | N | Long position | 22,209,363 | Short position | 21,340,464 |
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Goldman Sachs International | Peterborough Court, 133 Fleet Street, London EC4A 2BB, GBR | Goldman Sachs Group UK Limited | 100.00 | Y | Long position | 22,209,363 | Short position | 21,340,464 |
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Goldman Sachs & Co. LLC | 200 West Street, New York, 10282, USA | The Goldman Sachs Group, Inc. | 100.00 | Y | Long position | 23,795,065 | Short position | 23,561,318 |
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GOLDMAN SACHS BANK AG | Claridenstrasse 25, Zurich, Switzerland | The Goldman Sachs Group, Inc. | 100.00 | Y | Long position | 17,000 | Short position | 0 |
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GSAM Holdings L.L.C. | 251 Little Falls Dr., Wilmington DE 19808, USA | The Goldman Sachs Group, Inc. | 100.00 | N | Long position | 20,123 | Short position | 72,500 |
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Goldman Sachs Asset Management, L.P. | Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA | GSAM Holdings L.L.C. | 99.00 | Y | Long position | 20,123 | Short position | 72,500 |
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23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
Names of trust | Address | Status code | Number of shares |
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25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
Names | Address | Relationship Code | Percentage (%) |
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27.
Supplementary information: |
The percentage level of our short position in the shares has reduced due to expiration of warrants
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28.
Log/Serial Number of the previous form: |
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29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
27/05/2019 (dd/mm/yyyy)
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