FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20190603E00154 
1. Date of relevant event: 29/05/2019
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): 31/05/2019
(dd/mm/yyyy)
3. Stock code: 00763
4. Name of listed corporation: ZTE Corporation - H Shares 
5. Class of shares: H Shares 
6. Number of issued shares in class: 755,502,534
7. Name of substantial shareholder: JPMorgan Chase & Co. 
8. Registered office: 383 Madison Ave., New York, NY 10179, United States
9. Principal place of business in Hong Kong: N/A 
15. Exchange on which listed: New York Stock Exchange
16. Name of listed parent and exchange on which parent is listed: N/A 
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
1704Miscellaneous
Notice filed because you ceased to have a notifiable interest in the shares of the listed corporation (you must briefly describe the relevant event in the Supplementary Information box)
2201Interest of corporation controlled by you
2201Interest of corporation controlled by you
 1,370,041 HKD 20.6000 20.2828 20.2748
3101Cash
Short position 
 
 
 		            
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position37,884,9465.01
Short position20,893,4182.76
Lending Pool20,091,4812.65
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position36,514,9054.83
Short position22,312,3672.95
Lending Pool20,091,4812.65
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2201Interest of corporation controlled by you
Long position16,244,610
Short position22,312,367
2102Investment manager
Long position64,400
Short position0
2106Person having a security interest in shares
Long position114,414
Short position0
2502Approved lending agent
Long position20,091,481
Short position0

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4102Listed derivatives - Cash settled
Long position0
Short position4,009,200
4105Unlisted derivatives - Physically settled
Long position4,306,152
Short position7,121,844
4106Unlisted derivatives - Cash settled
Long position2,419,088
Short position6,461,400
4103Listed derivatives - Convertible instruments
Long position0
Short position10
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
JPMorgan Chase Bank, N.A. - Taipei BranchNo.106, 3/F, 8/F & 9/F No.108, 3/F, 8/F, Xin Yi Trading Center Section 5, Xin Yi Road Taipei 110 Taiwan Province of ChinaJPMorgan Chase Bank, National Association100.00Y
Long position5,759,200
Short position0
J.P. Morgan Bank Luxembourg S.A. - Amsterdam BranchStrawinskylaan 1135 Amsterdam 1077XX NetherlandsJ.P. Morgan Bank Luxembourg S.A.100.00Y
Long position356,456
Short position0
J.P. Morgan Bank Luxembourg S.A.- Stockholm BankfilialHamngatan 15 Stockholm 11147 SwedenJ.P. Morgan Bank Luxembourg S.A.100.00Y
Long position148,380
Short position0
J.P. Morgan Securities LLC383 Madison Ave. New York NY 10179 United StatesJ.P. Morgan Broker-Dealer Holdings Inc.100.00Y
Long position49,414
Short position0
JPMORGAN CHASE BANK, N.A. - LONDON BRANCH25 Bank Street Canary Wharf London E14 5JP EnglandJPMorgan Chase Bank, National Association100.00Y
Long position9,780,507
Short position0
J.P. Morgan Investment Management Inc.383 Madison Avenue New York NY 10179 United StatesJPMorgan Asset Management Holdings Inc.100.00Y
Long position64,400
Short position0
J.P. Morgan Structured Products B.V.Luna Arena Herikerbergweg 238 Amsterdam 1101 CM NetherlandsJ.P. Morgan International Finance Limited100.00Y
Long position0
Short position10
JPMorgan Chase Bank, N.A. - Sydney Branch83-85 CASTLEREAGH STREET Sydney NSW 2000 AustraliaJPMorgan Chase Bank, National Association100.00Y
Long position241,530
Short position0
J.P. Morgan Bank Luxembourg S.A.European Bank & Business Centre 6, route de Treves Senningerberg L-2633 LuxembourgJ.P. Morgan International Finance Limited100.00Y
Long position24,000
Short position0
JPMorgan Chase Bank, National Association1111 Polaris Parkway Columbus OH 43240 United StatesJPMorgan Chase & Co.100.00Y
Long position2,774,284
Short position0
JPMorgan Chase Bank, N.A. - Hong Kong Branch7/F, 20/F, 22/F-29/F Chater House, 8 Connaught Road Central Hong Kong Hong KongJPMorgan Chase Bank, National Association100.00Y
Long position313,599
Short position0
J.P. Morgan (Suisse) SA8, rue de la confederation, PO Box 5160, 1211 Geneva 1211, Switzerland Geneva 1211 SwitzerlandJ.P. Morgan International Finance Limited100.00Y
Long position693,576
Short position0
J.P. MORGAN SECURITIES PLC25 Bank Street Canary Wharf London E14 5JP EnglandJ.P. MORGAN CAPITAL HOLDINGS LIMITED100.00Y
Long position16,309,559
Short position22,312,357
JPMorgan Chase Bank, National Association1111 Polaris Parkway Columbus OH 43240 United StatesJPMorgan Chase & Co.100.00N
Long position33,626,807
Short position22,312,367
J.P. Morgan Bank Luxembourg S.A.European Bank & Business Centre 6, route de Treves Senningerberg L-2633 LuxembourgJ.P. Morgan International Finance Limited100.00N
Long position504,836
Short position0
J.P. Morgan International Finance Limited383 Madison Avenue New York NY 10179 United StatesJPMorgan Chase Bank, National Association100.00N
Long position17,531,971
Short position22,312,367
J.P. Morgan Broker-Dealer Holdings Inc.4 Chase Metrotech Center 14th Floor Brooklyn NY 11245 United StatesJPMorgan Chase Holdings LLC100.00N
Long position49,414
Short position0
JPMorgan Chase Holdings LLC383 Madison Avenue New York NY 10179 United StatesJPMorgan Chase & Co.100.00N
Long position113,814
Short position0
JPMorgan Asset Management Holdings Inc.383 Madison Avenue New York NY 10179 United StatesJPMorgan Chase Holdings LLC100.00N
Long position64,400
Short position0
J.P. MORGAN CAPITAL HOLDINGS LIMITED25 Bank Street Canary Wharf London E14 5JP EnglandJ.P. Morgan International Finance Limited100.00N
Long position16,309,559
Short position22,312,357

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information: JP Morgan Chase & Co. ceased to have a notifiable interest in the shares.
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 03/06/2019
(dd/mm/yyyy)