表格 2 - 法團大股東通知
表格序號
:
CS20190617E00077
1.
有關事件的日期
:
12/06/2019
(日 / 月 / 年)
2.
大股東知悉有關事件／股份權益的日期(如在有關事件的日期之後)
:
13/06/2019
(日 / 月 / 年)
3.
股份代號
:
01099
4.
上市法團的名稱
:
Sinopharm Group Co. Ltd. - H Shares
5.
股份類別
:
H股
6.
該類別的已發行股份的數目
:
1,192,810,740
7.
大股東的名稱
:
Morgan Stanley
8.
註冊辦事處
:
1585 Broadway, New York 10036, New York, USA
9.
香港主要營業地點
:
No place of business in Hong Kong
15.
在哪一家交易所上市
:
New York Stock Exchange
16.
上市母公司的名稱及母公司在哪一家交易所上市
:
Not applicable
17.
有關事件的詳情
:
有關事件的簡述
以前／現時持有股份的身分
買／賣或涉及的股份數目
交易的貨幣
場內
場外
有關事件之前
有關事件之後
最高價（每股）
平均價（每股）
平均代價（每股）
代價的性質
好倉
1013
你首次取得須具報權益，原因是：
任何其他事件（你必須在補充資料方格簡述有關事件）
2201
你所控制的法團的權益
20,309,891
HKD
淡倉
18.
緊接在有關事件之前的股份總數
:
股份總數
百分率數字(%)
好倉
42,988,580
3.60
淡倉
20,196,041
1.69
可供借出的股份
0
0.00
19.
緊接在有關事件之後的股份總數
:
股份總數
百分率數字(%)
好倉
63,298,471
5.30
淡倉
27,098,552
2.27
可供借出的股份
0
0.00
20.
以何種身分持有方格19所披露的權益
:
切合身分的代號
股份數目
2201
你所控制的法團的權益
好倉
63,298,471
淡倉
27,098,552
21.
有關衍生權益的進一步資料
:
衍生工具的代號
股份數目
4101
上市衍生工具 - 以實物交收
好倉
9,945
淡倉
0
4105
非上市衍生工具 - 以實物交收
好倉
376,960
淡倉
1,134,610
4106
非上市衍生工具 - 以現金交收
好倉
2,273,437
淡倉
4,988,405
22.
有關由大股東所控制的法團的權益的進一步資料
:
受控法團的名稱
地址及註冊成立地點
控權人士的姓名或名稱
控制百分率%
直接權益(Y/N)
股份數目
Morgan Stanley Capital Management, LLC
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley
100.00
N
好倉
63,007,560
淡倉
27,098,552
Morgan Stanley Domestic Holdings, Inc.
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley Capital Management, LLC
100.00
N
好倉
62,967,778
淡倉
27,098,552
Morgan Stanley International Incorporated
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley
90.00
N
好倉
61,324,049
淡倉
23,164,977
Morgan Stanley International Incorporated
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
10.00
N
好倉
61,324,049
淡倉
23,164,977
MSDW Investment Holdings (US) LLC
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley International Incorporated
100.00
N
好倉
61,324,049
淡倉
23,164,977
Morgan Stanley International Holdings Inc.
1585 Broadway, New York, New York, 10036, New York. Place of incorporation: USA
Morgan Stanley
72.00
N
好倉
61,324,049
淡倉
23,164,977
Morgan Stanley International Holdings Inc.
1585 Broadway, New York, New York, 10036, New York. Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
10.00
N
好倉
61,324,049
淡倉
23,164,977
Morgan Stanley International Holdings Inc.
1585 Broadway, New York, New York, 10036, New York. Place of incorporation: USA
Morgan Stanley International Incorporated
18.00
N
好倉
61,324,049
淡倉
23,164,977
Morgan Stanley International Holdings Inc.
1585 Broadway, New York, New York, 10036, New York. Place of incorporation: USA
MSDW Investment Holdings (US) LLC
0.00
N
好倉
61,324,049
淡倉
23,164,977
Morgan Stanley International Limited
25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOM
Morgan Stanley International Holdings Inc.
100.00
N
好倉
44,746,449
淡倉
23,164,977
Morgan Stanley Investments (UK)
20 Bank Street, Canary Wharf, London, E14 4AD, Place of incorporation: UNITED KINGDOM
Morgan Stanley International Limited
100.00
N
好倉
44,746,449
淡倉
23,164,977
Morgan Stanley & Co. International plc
Legal & Compliance Department, 25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOM
Morgan Stanley Investments (UK)
100.00
Y
好倉
44,715,249
淡倉
23,164,977
Morgan Stanley Swiss Holdings GmbH
Place of incorporation: SWITZERLAND
Morgan Stanley Domestic Holdings, Inc.
100.00
N
好倉
16,577,600
淡倉
0
Morgan Stanley (Switzerland) GmbH
Bahnhofstrasse 92, Zurich, CH-8021, Place of incorporation: SWITZERLAND
Morgan Stanley Swiss Holdings GmbH
100.00
N
好倉
16,577,600
淡倉
0
Morgan Stanley Asia Holdings Limited
P.O. Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Grand Cayman. Place of incorporation: CAYMAN ISLANDS
Morgan Stanley (Switzerland) GmbH
10.00
N
好倉
16,577,600
淡倉
0
Morgan Stanley Asia Holdings Limited
P.O. Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Grand Cayman. Place of incorporation: CAYMAN ISLANDS
Morgan Stanley International Holdings Inc.
90.00
N
好倉
16,577,600
淡倉
0
MSJL Holdings Limited
Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Place of incorporation: CAYMAN ISLANDS
Morgan Stanley Asia Holdings Limited
100.00
N
好倉
8,800,000
淡倉
0
Morgan Stanley Asia Regional (Holdings) IV Limited
Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Place of incorporation: CAYMAN ISLANDS
Morgan Stanley Asia Holdings Limited
100.00
N
好倉
8,800,000
淡倉
0
MS CYM Preferred Ltd.
Maples Corporate Services Limited, PO Box 309, Ugland House, George Town, KY1-1104, Place of incorporation: CAYMAN ISLANDS
MSJL Holdings Limited
100.00
N
好倉
8,800,000
淡倉
0
MSJS Preferred YK
Otemachi Financial City South Tower, 9-7, Otemachi 1-chome, Chiyoda-ku, Tokyo, Place of incorporation: JAPAN
MS CYM Preferred Ltd.
100.00
N
好倉
8,800,000
淡倉
0
Morgan Stanley Japan Holdings Co., Ltd.
Otemachi Financial City South Tower, 9-7, Otemachi 1-chome, Chiyoda-ku, Tokyo, 100-8109, Place of incorporation: JAPAN
Morgan Stanley Asia Regional (Holdings) IV Limited
0.32
N
好倉
8,800,000
淡倉
0
Morgan Stanley Japan Holdings Co., Ltd.
Otemachi Financial City South Tower, 9-7, Otemachi 1-chome, Chiyoda-ku, Tokyo, 100-8109, Place of incorporation: JAPAN
MSJL Holdings Limited
91.93
N
好倉
8,800,000
淡倉
0
Morgan Stanley Japan Holdings Co., Ltd.
Otemachi Financial City South Tower, 9-7, Otemachi 1-chome, Chiyoda-ku, Tokyo, 100-8109, Place of incorporation: JAPAN
MSJS Preferred YK
5.30
N
好倉
8,800,000
淡倉
0
MM Partnership
2-4-1 Marunouchi, Tokyo, 100-6334, Place of incorporation: JAPAN
Morgan Stanley Japan Holdings Co., Ltd.
40.00
N
好倉
8,800,000
淡倉
0
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
Otemachi Financial City Grand Cube, 9-2, Otemachi 1-chome, Chiyoda-ku, Tokyo, Place of incorporation: JAPAN
MM Partnership
40.00
Y
好倉
8,800,000
淡倉
0
Morgan Stanley Asia Regional (Holdings) III LLC
P.O. Box 309GT, Ugland House, South Church Street, George Town, Place of incorporation: CAYMAN ISLANDS
Morgan Stanley Asia Holdings Limited
100.00
N
好倉
7,106,000
淡倉
0
Morgan Stanley (Singapore) Holdings Pte. Ltd.
#16-01 Capital Square, 23 Church Street, Singapore, 049481, Place of incorporation: SINGAPORE
Morgan Stanley Asia Regional (Holdings) III LLC
100.00
N
好倉
7,106,000
淡倉
0
Morgan Stanley Investment Management Company
#16-01 Capital Square, 23 Church Street, Singapore, 049481, Place of incorporation: SINGAPORE
Morgan Stanley (Singapore) Holdings Pte. Ltd.
100.00
Y
好倉
7,106,000
淡倉
0
Morgan Stanley Capital Services LLC
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
100.00
Y
好倉
1,269,100
淡倉
3,933,575
Morgan Stanley (Hong Kong) Holdings Limited
Level 46, International Commerce Centre, 1 Austin Road West, Kowloon, Place of incorporation: HONG KONG
Morgan Stanley Asia Holdings Limited
100.00
N
好倉
671,600
淡倉
0
Morgan Stanley Hong Kong 1238 Limited
Level 46, International Commerce Centre, 1 Austin Road West, Kowloon, Place of incorporation: HONG KONG
Morgan Stanley (Hong Kong) Holdings Limited
100.00
N
好倉
671,600
淡倉
0
Morgan Stanley Asia Limited
Level 46, International Commerce Centre, 1 Austin Road West, Kowloon, Place of incorporation: HONG KONG
Morgan Stanley Hong Kong 1238 Limited
100.00
Y
好倉
671,600
淡倉
0
Morgan Stanley & Co. LLC
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
100.00
Y
好倉
364,684
淡倉
0
MSDW Offshore Equity Services Inc.
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley
100.00
N
好倉
290,911
淡倉
0
FUNDLOGIC SAS
61 rue de Monceau, Paris, 75008, Place of incorporation: FRANCE
MSDW Offshore Equity Services Inc.
100.00
Y
好倉
290,911
淡倉
0
Morgan Stanley Investment Management Limited
25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOM
Morgan Stanley Investments (UK)
100.00
Y
好倉
31,200
淡倉
0
Morgan Stanley Investment Management Inc.
522 5th Avenue, 6th Floor, New York, 10036, Place of incorporation: USA
Morgan Stanley Capital Management, LLC
100.00
N
好倉
26,982
淡倉
0
Morgan Stanley AIP GP LP
One Tower Bridge, 100 Front Street, Suite 400, West Conshohocken, 19428, Place of incorporation: USA
Morgan Stanley Investment Management Inc.
100.00
Y
好倉
26,982
淡倉
0
Morgan Stanley Investment Management Inc.
522 5th Avenue, 6th Floor, New York, 10036, Place of incorporation: USA
Morgan Stanley Capital Management, LLC
100.00
Y
好倉
12,800
淡倉
0
Morgan Stanley Smith Barney LLC
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
100.00
Y
好倉
9,945
淡倉
0
23.
有關由大股東與另一人共同持有的權益的進一步資料
:
聯合股東的姓名或名稱
地址
股份數目
24.
來自受託人、信託受益人或酌情信託成立人的進一步資料
:
信託的名稱
地址
與信託有關的身分代號
股份數目
25.
來自第317條所指的協議的一方的進一步資料（關於所需的進一步資料，請參閱註釋）
:
其他方的姓名或名稱
地址
股份數目
根據第317及318條，大股東持有權益的股份總數
0
26.
大股東或其董事慣於按照其指令行事的人士的詳情
:
姓名
地址
關係代號
百分率(%)
27.
補充資料
:
Increase in Shares held in respect of which Morgan Stanley may exercise its right to rehypothecate or dispose of
28.
過往的表格的編號／序號
:
29.
夾附／上載第317條所指的一致行動人士文件的數目
:
將本表格2送交存檔的日期
:
17/06/2019
(日 / 月 / 年)