FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20190725E00239
1.
Date of relevant event
:
22/07/2019
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
02318
4.
Name of listed corporation
:
Ping An Insurance (Group) Co. of China, Ltd. - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
7,447,576,912
7.
Name of substantial shareholder
:
Citigroup Inc.
8.
Registered office
:
388 Greenwich Street, New York, 10013, USA
9.
Principal place of business in Hong Kong
:
50/F, Champion Tower, 3 Garden Road, Central, Hong Kong
15.
Exchange on which listed
:
NYSE
16.
Name of listed parent and exchange on which parent is listed
:
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
11031
The percentage level of your interest in the shares has increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you have a right to take the underlying shares
2201
Interest of corporation controlled by you
4,555,199
HKD
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
518,277,244
6.95
Short position
47,026,001
0.63
Lending Pool
450,680,648
6.05
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
522,832,443
7.02
Short position
47,152,451
0.63
Lending Pool
450,632,168
6.05
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2106
Person having a security interest in shares
Long position
731,981
Short position
0
2201
Interest of corporation controlled by you
Long position
71,468,294
Short position
47,152,451
2502
Approved lending agent
Long position
450,632,168
Short position
0
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4103
Listed derivatives - Convertible instruments
Long position
153,315
Short position
153,315
4101
Listed derivatives - Physically settled
Long position
16,405,358
Short position
27,115,000
4102
Listed derivatives - Cash settled
Long position
0
Short position
105,000
4105
Unlisted derivatives - Physically settled
Long position
21,998,215
Short position
17,841,930
4106
Unlisted derivatives - Cash settled
Long position
6,007,729
Short position
1,771,206
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Citicorp LLC
388 Greenwich Street, New York, New York, NY, 10013, United States
Citigroup Inc.
100.00
N
Long position
462,150,620
Short position
52,944
Citibank, N.A.
701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United States
Citicorp LLC
100.00
Y
Long position
462,029,968
Short position
52,944
Citigroup Global Markets Holdings Inc.
388 Greenwich Street, New York, New York, NY, 10013, United States
Citigroup Inc.
100.00
Y
Long position
742,666
Short position
743,165
Citigroup Global Markets Holdings Inc.
388 Greenwich Street, New York, New York, NY, 10013, United States
Citigroup Inc.
100.00
N
Long position
59,559,157
Short position
46,356,342
Citigroup Financial Products Inc.
388 Greenwich Street, New York, New York, NY, 10013, United States
Citigroup Global Markets Holdings Inc.
100.00
N
Long position
59,559,157
Short position
46,356,342
Citigroup Global Markets Switzerland Holding GmbH
c/o LacMont AG, Hofstrasse 1A, Switzerland
Citigroup Financial Products Inc.
100.00
N
Long position
1,814,729
Short position
0
Citigroup Global Markets (International) Finance GmbH
Hardstrasse 201, CH-8005, Zurich, ZH, Switzerland
Citigroup Financial Products Inc.
100.00
N
Long position
1,814,729
Short position
0
Citigroup Global Markets Overseas Finance Limited
Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon,Hong Kong
Citigroup Global Markets Switzerland Holding GmbH
48.14
N
Long position
1,814,729
Short position
0
Citigroup Global Markets Overseas Finance Limited
Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong
Citigroup Global Markets (International) Finance GmbH
51.86
N
Long position
1,814,729
Short position
0
Citigroup Global Markets Hong Kong Holdings Limited
50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong Kong
Citigroup Global Markets Overseas Finance Limited
100.00
N
Long position
1,814,729
Short position
0
Citigroup First Investment Management Limited
50/F, Champion Tower, Three Garden Road, Central, Hong Kong
Citigroup Global Markets Hong Kong Holdings Limited
100.00
Y
Long position
1,814,729
Short position
0
Citigroup Global Markets Hong Kong Limited
50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong Kong
Citigroup Financial Products Inc.
100.00
Y
Long position
39,251,334
Short position
45,208,522
Citigroup Global Markets Inc.
388 Greenwich Street, New York, NY, 10013, United States
Citigroup Financial Products Inc.
100.00
Y
Long position
139,874
Short position
0
Citigroup Global Markets Holdings Bahamas Limited
Citibank Buliding, 110 Thompson Blvd., Nassau, New Providence, Bahamas
Citigroup Financial Products Inc.
90.00
N
Long position
18,353,220
Short position
1,147,820
Citigroup Global Markets Limited
Citigroup Centre, Canada Square, Canary Wharf, London, TBD, E14 5LB, England
Citigroup Global Markets Holdings Bahamas Limited
100.00
Y
Long position
18,353,220
Short position
1,147,820
Citicorp Banking Corporation
New Castle Corporate Commons, Operations One Bldg., One Penn's Way, New Castle, New Castle, DE, 19720, United States
Citigroup Inc.
100.00
N
Long position
380,000
Short position
0
Citibank (Switzerland) AG
Prime Tower, Hardstrasse 201, CH-8005, Zurich, ZH, Switzerland
Citicorp Banking Corporation
100.00
Y
Long position
380,000
Short position
0
Citibank, N.A.
701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United States
Citicorp LLC
100.00
N
Long position
120,652
Short position
0
Citibank Overseas Investment Corporation
New Castle Corporate Commons, Operations One Bldg., One Penn's Way, New Castle, New Castle, DE, 19720, United States
Citibank, N.A.
100.00
N
Long position
80,860
Short position
0
Citi Overseas Investments Bahamas Inc.
110 Thompson Blvd., P. O. Box N1576, Nassau, New Providence, Bahamas
Citibank Overseas Investment Corporation
100.00
N
Long position
80,860
Short position
0
Citigroup International Luxembourg Limited
31, Z.A. Bourmicht, Bertrange, L-8070, Luxembourg
Citi Overseas Investments Bahamas Inc.
100.00
N
Long position
80,860
Short position
0
Citigroup Participation Luxembourg Limited
31, Z.A. Bourmicht, Bertrange, L-8070, Luxembourg
Citigroup International Luxembourg Limited
100.00
N
Long position
80,860
Short position
0
Cititrust (Bahamas) Limited
110 Thompson Boulevard, Nassau, New Providence, Bahamas
Citigroup Participation Luxembourg Limited
100.00
Y
Long position
80,860
Short position
0
Citicorp Trust Delaware, National Association
20 Montchanin Road, Suite 180, Greenville, New Castle, DE, 19807, United States
Citibank, N.A.
100.00
Y
Long position
6,892
Short position
0
Citicorp Trust South Dakota
701 East 60th Street N., Sioux Falls, Minnehaha, SD, 57104, United States
Citibank, N.A.
100.00
Y
Long position
32,900
Short position
0
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
25/07/2019
(dd/mm/yyyy)