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Form Serial Number: |
CS20190807E00027 |
| 1.
Date of relevant event: |
02/08/2019
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
01666 |
| 4.
Name of listed corporation: |
Tong Ren Tang Technologies Co. Ltd. - H Shares |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
628,704,000 |
| 7.
Name of substantial shareholder: |
Mitsubishi UFJ Financial Group, Inc. |
| 8.
Registered office: |
2-7-1, Marunouchi, Chiyoda-ku, Tokyo, JAPAN |
| 9.
Principal place of business in Hong Kong: |
N/A |
| 15.
Exchange on which listed: |
TOKYO STOCK EXCHANGE and NEW YORK STOCK EXCHANGE |
| 16.
Name of listed parent and exchange on which parent is listed: |
N/A |
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| 17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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|
Long position |
| 1013 | You first acquire a notifiable interest because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
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| 2201 | Interest of corporation controlled by you |
|
71,311,000 |
HKD |
0.0000 |
0.0000 |
0.0000 |
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| Short position |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 346,000 | 0.05 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 71,657,000 | 11.39 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 71,657,000 | | Short position | 0 |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Mitsubishi UFJ Trust and Banking Corporation | 1-4-5, Marunouchi, Chiyoda-ku, Tokyo, Japan / Place of incorporation: Japan | Mitsubishi UFJ Financial Group, Inc. | 100.00 | N | | Long position | 71,409,000 | | Short position | 0 |
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| Mitsubishi UFJ Trust and Banking Corporation | 1-4-5, Marunouchi, Chiyoda-ku, Tokyo, Japan / Place of incorporation: Japan | Mitsubishi UFJ Financial Group, Inc. | 100.00 | Y | | Long position | 248,000 | | Short position | 0 |
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| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 1-12-1 Yurakucho, Chiyoda-ku, Tokyo, Japan/ Place of incorporation: Japan | Mitsubishi UFJ Trust and Banking Corporation | 100.00 | Y | | Long position | 98,000 | | Short position | 0 |
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| Carol Australia Holdings Pty Limited | Tower One International Towers Sydney, Level 46, 100 Barangaroo Avenue, Sydney NSW 2000, Australia / Place of incorporation: Australia | Mitsubishi UFJ Trust and Banking Corporation | 100.00 | N | | Long position | 71,311,000 | | Short position | 0 |
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| First State Investment Managers (Asia) Limited | Ground Floor, Tower 1, 201 Sussex Street, Sydney NSW 2000 Australia / Place of incorporation: Australia | Carol Australia Holdings Pty Limited | 100.00 | N | | Long position | 71,311,000 | | Short position | 0 |
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| First State Investments (Hong Kong) Ltd | 25/F, One Exchange Square, 8 Connaught Place, Central, HK / Place of incorporation: Hong Kong | First State Investment Managers (Asia) Limited | 100.00 | Y | | Long position | 65,206,000 | | Short position | 0 |
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| FSIB Ltd | Clarendon House, 2 Church Street, Hamilton HM11, Bermuda/ Place of incorporation: Bermuda | First State Investment Managers (Asia) Limited | 100.00 | N | | Long position | 6,105,000 | | Short position | 0 |
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| First State Investments Holdings (Singapore) Limited | 38 Beach Road Part#06-11, South Beach Tower, Singapore/ Place of incorporation: Singapore | FSIB Ltd | 100.00 | N | | Long position | 6,105,000 | | Short position | 0 |
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| First State Investments (Singapore) | 38 Beach Road, #06-11 South Beach Tower, Singapore, 189767/Place of incorporation: Singapore | First State Investments Holdings (Singapore) Limited | 100.00 | Y | | Long position | 6,105,000 | | Short position | 0 |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
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| 27.
Supplementary information: |
Mitsubishi UFJ Financial Group, Inc. acquired the notification interest in the shares by virtue of its acquisition of the global asset management business of Colonial First State Global Asset Management (including those listed in Box 22) from Commonwealth Bank of Australia and Colonial First State Group Limited on 2 August, 2019.
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| 28.
Log/Serial Number of the previous form: |
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
07/08/2019
(dd/mm/yyyy)
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