FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20190820E00351
1.
Date of relevant event
:
15/08/2019
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
02318
4.
Name of listed corporation
:
Ping An Insurance (Group) Co. of China, Ltd. - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
7,447,576,912
7.
Name of substantial shareholder
:
UBS Group AG
8.
Registered office
:
BAHNHOFSTRASSE 45 8001 ZURICH SWITZERLAND
9.
Principal place of business in Hong Kong
:
52/F TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
15.
Exchange on which listed
:
SIX Swiss Exchange AG
16.
Name of listed parent and exchange on which parent is listed
:
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
Short position
1502
You ceased to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares decreased because:
you returned the shares borrowed under a securities borrowing and lending agreement
2201
Interest of corporation controlled by you
31,130,026
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
1,881,248,555
25.26
Short position
1,954,076,921
26.24
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
1,881,248,555
25.26
Short position
1,922,946,895
25.82
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2106
Person having a security interest in shares
Long position
22,130,803
Short position
0
2201
Interest of corporation controlled by you
Long position
1,859,117,752
Short position
1,922,946,895
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4101
Listed derivatives - Physically settled
Long position
42,393,837
Short position
40,161,175
4102
Listed derivatives - Cash settled
Long position
356,650
Short position
19,679,500
4105
Unlisted derivatives - Physically settled
Long position
1,284,118,406
Short position
803,563,731
4106
Unlisted derivatives - Cash settled
Long position
403,991,078
Short position
430,190,216
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
UBS AG
Bahnhofstrasse 45, Zürich, Switzerland
UBS Group AG
100.00
Y
Long position
1,660,380,993
Short position
1,922,821,895
UBS Bank (Canada)
154 University Avenue, Toronto, Ontario, Canada
UBS Group AG
100.00
Y
Long position
82,501
Short position
0
UBS Europe SE
Bockenheimer Landstrasse 2-4 OpernTurm, Frankfurt am Main Germany
UBS Group AG
100.00
Y
Long position
187,500
Short position
0
UBS Financial Services Inc.
Corporation Service Company 251 Little Falls Drive, Wilmington, New Castle / DE , USA
UBS Group AG
100.00
Y
Long position
162,120
Short position
0
UBS La Maison de Gestion
4 place Saint-Thomas d'Aquin, Paris, France
UBS Group AG
100.00
Y
Long position
148,500
Short position
0
UBS Swiss Financial Advisers AG
Lowenstrasse 49, Zurich, Switzerland
UBS Group AG
100.00
Y
Long position
103,000
Short position
0
UBS Switzerland AG
Bahnhofstrasse 45, Zürich, Switzerland
UBS Group AG
100.00
Y
Long position
24,139,040
Short position
0
UBS Trustees (Bahamas) Limited
East Bay Street, Nassau, Bahamas
UBS Group AG
100.00
Y
Long position
129,500
Short position
0
UBS Trustees (Cayman) Limited
Cayman Corporate Centre, 27 Hospital Road ,George Town, Grand Cayman, Cayman Islands
UBS Group AG
100.00
Y
Long position
12,000
Short position
0
UBS Trustees (Jersey) Limited
1 IFC, St. Helier ,Jersey
UBS Group AG
100.00
Y
Long position
57,001
Short position
0
UBS Trustees (Singapore) Limited
One Raffles Quay, #50-01 North Tower, Singapore
UBS Group AG
100.00
Y
Long position
9,000
Short position
0
UBS Asset Management (Americas) Inc.
Corporation Service Company, 251 Little Falls Drive, Wilmington, Delaware, USA
UBS Group AG
100.00
Y
Long position
5,988,988
Short position
0
UBS Asset Management (Australia) Ltd
Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia
UBS Group AG
100.00
Y
Long position
783,500
Short position
0
UBS Asset Management (Canada) Inc.
161 Bay Street, BCE Place Suite 4100, Toronto, Canada
UBS Group AG
100.00
Y
Long position
3,414,500
Short position
0
UBS Asset Management (Deutschland) GmbH
Bockenheimer Landstrasse 2-4, Frankfurt am Main, Germany
UBS Group AG
100.00
Y
Long position
577,224
Short position
0
UBS Asset Management (Hong Kong) Ltd
43-52 Floors, Two International Finance Centre, 8 Finance Street, Central, Hong Kong
UBS Group AG
100.00
Y
Long position
15,671,166
Short position
0
UBS Asset Management (Japan) Ltd
Otemachi First Square, 5-1 Otemachi 1-chome, Chiyoda-ku, Tokyo, Japan
UBS Group AG
100.00
Y
Long position
1,054,500
Short position
0
UBS Asset Management Life Ltd
5 Broadgate, London, United Kingdom
UBS Group AG
100.00
Y
Long position
681,500
Short position
0
UBS Asset Management (Singapore) Ltd
One Raffles Quay, #50-01 North Tower, Singapore
UBS Group AG
100.00
Y
Long position
27,225,000
Short position
125,000
UBS Asset Management Switzerland AG
Bahnhofstrasse 45, Zürich, Switzerland
UBS Group AG
100.00
Y
Long position
5,171,294
Short position
0
UBS Asset Management Trust Company
Illinois Corporation Service Company 801 Adlai Stevenson Drive, Springfield, IL, USA
UBS Group AG
100.00
Y
Long position
5,111,500
Short position
0
UBS Asset Management (UK) Limited
5 Broadgate, London, United Kingdom
UBS Group AG
100.00
Y
Long position
23,129,566
Short position
0
UBS Fund Management (Luxembourg) S.A.
33A avenue J.F. Kennedy, Luxembourg
UBS Group AG
100.00
Y
Long position
70,679,359
Short position
0
UBS Fund Management (Switzerland) AG
Aeschenplatz 6, Basel, Switzerland
UBS Group AG
100.00
Y
Long position
14,060,000
Short position
0
UBS Hana Asset Management Company Ltd
15/F Hana Financial Investment Bldg, 82 Uisadang daero/Yeongdeungpo-gu,Seoul, Korea, South
UBS Group AG
51.00
Y
Long position
158,500
Short position
0
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
20/08/2019
(dd/mm/yyyy)