FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20190830E00342 
1. Date of relevant event: 27/08/2019
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 01211
4. Name of listed corporation: BYD Co. Ltd. - H Shares 
5. Class of shares: H Shares 
6. Number of issued shares in class: 915,000,000
7. Name of substantial shareholder: Citigroup Inc. 
8. Registered office: 388 Greenwich Street, New York, 10013, USA
9. Principal place of business in Hong Kong: 50/F, Champion Tower, 3 Garden Road, Central, Hong Kong 
15. Exchange on which listed: NYSE
16. Name of listed parent and exchange on which parent is listed:  
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
1113The percentage level of your interest in the shares has increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2201Interest of corporation controlled by you
 2,378,455 HKD
Short position 
 
 
 		            
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position53,669,8235.86
Short position15,206,9401.66
Lending Pool32,146,3153.51
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position56,048,2786.12
Short position17,393,3801.90
Lending Pool32,347,7803.53
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2201Interest of corporation controlled by you
Long position23,700,498
Short position17,393,380
2502Approved lending agent
Long position32,347,780
Short position0

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4101Listed derivatives - Physically settled
Long position29,108
Short position0
4105Unlisted derivatives - Physically settled
Long position99,000
Short position202,234
4106Unlisted derivatives - Cash settled
Long position3,243,000
Short position0
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Citicorp LLC388 Greenwich Street, New York, NY, 10013, United StatesCitigroup Inc.100.00N
Long position36,747,485
Short position99,000
Citibank, N.A.701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United StatesCiticorp LLC100.00Y
Long position36,747,485
Short position99,000
Citigroup Global Markets Holdings Inc.388 Greenwich Street, New York, NY, 10013, United StatesCitigroup Inc.100.00N
Long position19,150,793
Short position17,294,380
Citigroup Financial Products Inc.388 Greenwich Street, New York, NY, 10013, United StatesCitigroup Global Markets Holdings Inc.100.00N
Long position19,150,793
Short position17,294,380
Citigroup Global Markets Switzerland Holding GmbHc/o LacMont AG, Hofstrasse 1A, SwitzerlandCitigroup Financial Products Inc.100.00N
Long position464,804
Short position0
Citigroup Global Markets (International) Finance GmbHHardstrasse 201, CH-8005, Zurich, ZH, SwitzerlandCitigroup Financial Products Inc.100.00N
Long position464,804
Short position0
Citigroup Global Markets Overseas Finance LimitedCiti Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon,Hong KongCitigroup Global Markets Switzerland Holding GmbH48.14N
Long position464,804
Short position0
Citigroup Global Markets Overseas Finance LimitedCiti Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong KongCitigroup Global Markets (International) Finance GmbH51.86N
Long position464,804
Short position0
Citigroup Global Markets Hong Kong Holdings Limited50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong KongCitigroup Global Markets Overseas Finance Limited100.00N
Long position464,804
Short position0
Citigroup First Investment Management Limited50/F, Champion Tower, Three Garden Road, Central, Hong KongCitigroup Global Markets Hong Kong Holdings Limited100.00Y
Long position464,804
Short position0
Citigroup Global Markets Hong Kong Limited50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong KongCitigroup Financial Products Inc.100.00Y
Long position0
Short position103,234
Citigroup Global Markets Inc.50/F, Champion Tower, Three Garden Road, Central, 3 Garden Road,Central, Hong KongCitigroup Financial Products Inc.100.00Y
Long position2,485,693
Short position13,983,300
Citigroup Global Markets Holdings Bahamas LimitedCitibank Buliding, 110 Thompson Blvd., Nassau, New Providence, BahamasCitigroup Financial Products Inc.90.00N
Long position16,200,296
Short position3,207,846
Citigroup Global Markets LimitedCitigroup Centre, Canada Square, Canary Wharf, London, TBD, E14 5LB, EnglandCitigroup Global Markets Holdings Bahamas Limited100.00Y
Long position16,200,296
Short position3,207,846
Citicorp Banking CorporationNew Castle Corporate Commons, Operations One Bldg., One Penn's Way, New Castle, New Castle, DE, 19720, United StatesCitigroup Inc.100.00N
Long position150,000
Short position0
Citibank (Switzerland) AGPrime Tower, Hardstrasse 201, CH-8005, Zurich, ZH, SwitzerlandCiticorp Banking Corporation100.00Y
Long position150,000
Short position0

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information: Citigroup Inc. has borrowed the shares under a securities borrowing and lending agreement.
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 30/08/2019
(dd/mm/yyyy)