FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20190911E00332
1.
Date of relevant event
:
06/09/2019
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
01211
4.
Name of listed corporation
:
BYD Co. Ltd. - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
915,000,000
7.
Name of substantial shareholder
:
Citigroup Inc.
8.
Registered office
:
388 Greenwich Street, New York, 10013, USA
9.
Principal place of business in Hong Kong
:
50/F, Champion Tower, 3 Garden Road, Central, Hong Kong
15.
Exchange on which listed
:
NYSE
16.
Name of listed parent and exchange on which parent is listed
:
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1316
There has been a change in nature of your interest in the shares because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2502
Approved lending agent
2502
Approved lending agent
137,426
HKD
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
50,488,129
5.51
Short position
19,088,512
2.08
Lending Pool
24,968,550
2.72
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
50,344,202
5.50
Short position
19,117,312
2.08
Lending Pool
24,747,087
2.70
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2106
Person having a security interest in shares
Long position
160,000
Short position
0
2201
Interest of corporation controlled by you
Long position
25,437,115
Short position
19,117,312
2502
Approved lending agent
Long position
24,747,087
Short position
0
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4101
Listed derivatives - Physically settled
Long position
29,472
Short position
0
4105
Unlisted derivatives - Physically settled
Long position
99,000
Short position
198,362
4106
Unlisted derivatives - Cash settled
Long position
3,983,500
Short position
0
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Citicorp LLC
388 Greenwich Street, New York, 10013, United States
Citigroup Inc.
100.00
N
Long position
29,116,792
Short position
99,000
Citibank, N.A.
701 East 60th Street North, Sioux Falls, Minnehaha, SD, 57104, United States
Citicorp LLC
100.00
Y
Long position
29,116,792
Short position
99,000
Citigroup Global Markets Holdings Inc.
388 Greenwich Street, New York, 10013, United States
Citigroup Inc.
100.00
N
Long position
21,074,910
Short position
19,018,312
Citigroup Financial Products Inc.
388 Greenwich Street, New York, 10013, United States
Citigroup Global Markets Holdings Inc.
100.00
N
Long position
21,074,910
Short position
19,018,312
Citigroup Global Markets Switzerland Holding GmbH
c/o LacMont AG, Hofstrasse 1A, Switzerland
Citigroup Financial Products Inc.
100.00
N
Long position
481,301
Short position
0
Citigroup Global Markets (International) Finance GmbH
Hardstrasse 201, CH-8005, Zurich, Switzerland
Citigroup Financial Products Inc.
100.00
N
Long position
481,301
Short position
0
Citigroup Global Markets Overseas Finance Limited
Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon,Hong Kong
Citigroup Global Markets Switzerland Holding GmbH
48.14
N
Long position
481,301
Short position
0
Citigroup Global Markets Overseas Finance Limited
Citi Tower, One Bay East, 83 Hoi Bun Road, Kwun Tong, Kowloon, Hong Kong
Citigroup Global Markets (International) Finance GmbH
51.86
N
Long position
481,301
Short position
0
Citigroup Global Markets Hong Kong Holdings Limited
50/F, Champion Tower, Three Garden Road, Central, Hong Kong
Citigroup Global Markets Overseas Finance Limited
100.00
N
Long position
481,301
Short position
0
Citigroup First Investment Management Limited
50/F, Champion Tower, Three Garden Road, Central, Hong Kong
Citigroup Global Markets Hong Kong Holdings Limited
100.00
Y
Long position
481,301
Short position
0
Citigroup Global Markets Hong Kong Limited
50/F, Champion Tower, Three Garden Road, Central, Hong Kong
Citigroup Financial Products Inc.
100.00
Y
Long position
20,000
Short position
99,362
Citigroup Global Markets Inc.
388 Greenwich Street, New York, 10013, United States
Citigroup Financial Products Inc.
100.00
Y
Long position
2,686,157
Short position
13,950,100
Citigroup Global Markets Holdings Bahamas Limited
Citibank Building, 110 Thompson Blvd., Nassau, New Providence, Bahamas
Citigroup Financial Products Inc.
90.00
N
Long position
17,887,452
Short position
4,968,850
Citigroup Global Markets Limited
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, England
Citigroup Global Markets Holdings Bahamas Limited
100.00
Y
Long position
17,887,452
Short position
4,968,850
Citicorp Banking Corporation
New Castle Corporate Commons, Operations One Bldg., One Penn's Way, New Castle, Delaware 19720, United States
Citigroup Inc.
100.00
N
Long position
152,500
Short position
0
Citibank (Switzerland) AG
Hardstrasse 201, Zürich, 8005, Switzerland
Citicorp Banking Corporation
100.00
Y
Long position
152,500
Short position
0
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
The percentage level of Citigroup Inc.'s interest in the shares held in the lending pool of the approved lending agent has reduced. Hence, the percentage figure of shares in which our interest is unchanged passed through a percentage level.
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
11/09/2019
(dd/mm/yyyy)