| |
|
Form Serial Number: |
CS20190918E00217 |
| 1.
Date of relevant event: |
17/09/2019
(dd/mm/yyyy)
|
| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
00365 |
| 4.
Name of listed corporation: |
紫光科技（控股）有限公司 |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
1,455,000,000 |
| 7.
Name of substantial shareholder: |
中青信投控股有限責任公司 |
| 8.
Registered office: |
中國北京市海淀區知春路7號致真大廈B座19層1902室 |
| 9.
Principal place of business in Hong Kong: |
无 |
| 15.
Exchange on which listed: |
|
| 16.
Name of listed parent and exchange on which parent is listed: |
|
|
| 17.
Details of relevant event: |
|
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
|
Off Exchange
|
| Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Nature of consideration
|
|
Long position |
| 1001 | You first acquire a notifiable interest because:
you purchased the shares |
|
|
| 2201 | Interest of corporation controlled by you |
|
986,829,420 |
HKD |
|
|
1.0032 |
|
| Short position |
|
|
|
|
|
|
|
|
|
|
|
| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 0 | 0.00 |
|
|
| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 986,829,420 | 67.82 |
|
|
| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| 2201 | Interest of corporation controlled by you |
| |
|
|
|
|
| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| | |
|
|
| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| 中青芯鑫(蘇州工業園區)資產管理有限責任公司 | 中國蘇州工業園區蘇虹東路183號東沙湖股權投資中心14棟211室（PRC） | 中青信投控股有限責任公司 | 49.00 | N | |
| 上海青芯企業管理諮詢有限公司 | 中國（上海）自由貿易試驗區富特西一路99號一層101-A2室 | 中青芯鑫(蘇州工業園區)資產管理有限責任公司 | 50.10 | N | |
| Sino Xin Ding Limited | 9/F., MW Tower, No. 111 Bonham Strand, Sheung Wan, Hong Kong | 上海青芯企業管理諮詢有限公司 | 100.00 | Y | |
|
|
|
| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
|
|
| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
| | | |
|
|
| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
|
|
| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
| | | |
|
| |
| 27.
Supplementary information: |
紫光集團有限公司通過全資子公司北京紫光資本管理有限公司（“北京紫光資本”）之全資子公司紫光科技戰略投資有限公司（“紫光科技戰略”）持有上市法團紫光科技（控股）有限公司（00365.HK）（“紫光控股”）986,829,420股股份，及紫光控股發行之可轉換為370,000,000股股份的可轉股債券。如紫光控股于2019年9月17日所做公告，北京紫光資本、紫光科技戰略与Sino Xin Ding Limited（中文名：芯鼎有限公司）簽署股權購買協議，紫光科技戰略將其持有的67.82%紫光控股股權轉讓給芯鼎有限公司，可轉還債券不涉及此次轉讓。芯鼎有限公司系上海青芯企業管理諮詢有限公司（“上海青芯”）全資子公司，中青芯鑫(蘇州工業園區)資產管理有限責任公司（“中青芯鑫”）持有上海青芯50.1%股權，紫光集團有限公司全資子公司中青信投有限公司持有中青芯鑫49%股權。根據《證券及期貨條例》第XV部披露權益相關條款，本次股權轉讓前後，紫光集團對紫光控股的持有權益數量及比例沒有變化，僅受控法團主體及持股結構發生變化。
|
| 28.
Log/Serial Number of the previous form: |
|
| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
|
|
Date of filing this Form 2: |
18/09/2019
(dd/mm/yyyy)
|
|
|
|
|