FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20190927E00129
1.
Date of relevant event
:
24/09/2019
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
25/09/2019
(dd/mm/yyyy)
3.
Stock code
:
03319
4.
Name of listed corporation
:
A-Living Services Co., Ltd. - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
433,334,000
7.
Name of substantial shareholder
:
Morgan Stanley
8.
Registered office
:
1585 Broadway, New York 10036, New York, USA
9.
Principal place of business in Hong Kong
:
No place of business in Hong Kong
15.
Exchange on which listed
:
New York Stock Exchange
16.
Name of listed parent and exchange on which parent is listed
:
Not applicable
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1704
Miscellaneous
Notice filed because you ceased to have a notifiable interest in the shares of the listed corporation (you must briefly describe the relevant event in the Supplementary Information box)
2201
Interest of corporation controlled by you
2,230,709
HKD
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
23,681,322
5.46
Short position
1,672,110
0.38
Lending Pool
0
0.00
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
21,450,613
4.95
Short position
1,672,123
0.38
Lending Pool
0
0.00
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
21,450,613
Short position
1,672,123
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4105
Unlisted derivatives - Physically settled
Long position
733,600
Short position
733,600
4106
Unlisted derivatives - Cash settled
Long position
587
Short position
2,123
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Morgan Stanley International Holdings Inc.
1585 Broadway, New York, New York, 10036, New York. Place of incorporation: USA
Morgan Stanley
100.00
N
Long position
18,282,276
Short position
1,670,320
Morgan Stanley International Limited
25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOM
Morgan Stanley International Holdings Inc.
100.00
N
Long position
18,268,187
Short position
1,670,320
Morgan Stanley Investments (UK)
20 Bank Street, Canary Wharf, London, E14 4AD, Place of incorporation: UNITED KINGDOM
Morgan Stanley International Limited
100.00
N
Long position
18,268,187
Short position
1,670,320
Morgan Stanley & Co. International plc
Legal & Compliance Department, 25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOM
Morgan Stanley Investments (UK)
100.00
Y
Long position
18,268,187
Short position
1,670,320
Morgan Stanley Capital Management, LLC
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley
100.00
N
Long position
3,182,426
Short position
1,803
Morgan Stanley Domestic Holdings, Inc.
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley Capital Management, LLC
100.00
N
Long position
3,182,426
Short position
1,803
Morgan Stanley & Co. LLC
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
100.00
Y
Long position
3,167,750
Short position
0
Morgan Stanley Swiss Holdings GmbH
Place of incorporation: SWITZERLAND
Morgan Stanley Domestic Holdings, Inc.
100.00
N
Long position
14,089
Short position
0
Morgan Stanley (Switzerland) GmbH
Bahnhofstrasse 92, Zurich, CH-8021, Place of incorporation: SWITZERLAND
Morgan Stanley Swiss Holdings GmbH
100.00
N
Long position
14,089
Short position
0
Morgan Stanley Asia Holdings Limited
P.O. Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Grand Cayman. Place of incorporation: CAYMAN ISLANDS
Morgan Stanley International Holdings Inc.
90.00
N
Long position
14,089
Short position
0
Morgan Stanley Asia Holdings Limited
P.O. Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Grand Cayman. Place of incorporation: CAYMAN ISLANDS
Morgan Stanley (Switzerland) GmbH
10.00
N
Long position
14,089
Short position
0
Morgan Stanley Asia Regional (Holdings) III LLC
P.O. Box 309GT, Ugland House, South Church Street, George Town, Place of incorporation: CAYMAN ISLANDS
Morgan Stanley Asia Holdings Limited
100.00
N
Long position
14,089
Short position
0
Morgan Stanley (Singapore) Holdings Pte. Ltd.
#16-01 Capital Square, 23 Church Street, Singapore, 049481, Place of incorporation: SINGAPORE
Morgan Stanley Asia Regional (Holdings) III LLC
100.00
N
Long position
14,089
Short position
0
Morgan Stanley Investment Management Company
#16-01 Capital Square, 23 Church Street, Singapore, 049481, Place of incorporation: SINGAPORE
Morgan Stanley (Singapore) Holdings Pte. Ltd.
100.00
Y
Long position
14,089
Short position
0
Morgan Stanley Capital Services LLC
1585 Broadway, New York, 10036, Place of incorporation: USA
Morgan Stanley Domestic Holdings, Inc.
100.00
Y
Long position
587
Short position
1,803
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
0
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
Decrease in Shares held in respect of which Morgan Stanley may exercise its right to rehypothecate or dispose of
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
27/09/2019
(dd/mm/yyyy)