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Form Serial Number: |
CS20190930E00221 |
1.
Date of relevant event: |
23/07/2019 (dd/mm/yyyy)
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2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
26/09/2019 (dd/mm/yyyy)
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3.
Stock code: |
01733 |
4.
Name of listed corporation: |
E-Commodities Holdings Limited |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
3,046,562,356 |
7.
Name of substantial shareholder: |
Pacific Alliance Group Asset Management Limited |
8.
Registered office: |
P.O. Box 472, 2nd Floor, Harbour Place, 103 South Church Street, George Town, Grand Cayman, KY1-1106, Cayman Islands |
9.
Principal place of business in Hong Kong: |
N/A |
15.
Exchange on which listed: |
N/A |
16.
Name of listed parent and exchange on which parent is listed: |
N/A |
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17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
1113 | The percentage level of your interest in the shares has increased because: any other event (you must briefly describe the relevant event in the Supplementary Information box) |
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2201 | Interest of corporation controlled by you |
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2201 | Interest of corporation controlled by you |
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83,009,566 |
USD |
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Short position |
1403 | You came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased because: any other event (you must briefly describe the relevant event in the Supplementary Information box) | |
2201 | Interest of corporation controlled by you | |
2201 | Interest of corporation controlled by you | |
83,009,566 |
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18.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 550,282,828 | 18.06 |
Short position | 550,282,828 | 18.06 |
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19.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 633,292,394 | 20.79 |
Short position | 633,292,394 | 20.79 |
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20.
Capacity in which interests disclosed in Box 19 are held: |
Capacity code | Number of shares |
2201 | Interest of corporation controlled by you |
| Long position | 633,292,394 | Short position | 0 |
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2201 | Interest of corporation controlled by you |
| Long position | 0 | Short position | 633,292,394 |
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21.
Further information in respect of derivative interests: |
Derivatives code | Number of shares |
4107 | Unlisted derivatives - Convertible instruments |
| Long position | 633,292,394 | Short position | 0 |
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4107 | Unlisted derivatives - Convertible instruments |
| Long position | 0 | Short position | 633,292,394 |
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22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Pacific Alliance Asia Opportunity Fund L.P. | P.O. Box 472, 2nd Floor, Harbour Place, 103 South Church Street, George Town, Grand Cayman KY1-1106, Cayman Islands/ Cayman Islands | Pacific Alliance Group Asset Management Limited (General Partner) | 0.00 | N | Long position | 633,292,394 | Short position | 633,292,394 |
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Lord Central Opportunity VII Limited | Commence Chambers, P.O. Box 2208, Road Town, Tortola, British Virgin Islands/ British Virgin Islands | Pacific Alliance Asia Opportunity Fund L.P. | 85.71 | Y | Long position | 633,292,394 | Short position | 633,292,394 |
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23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
Names of trust | Address | Status code | Number of shares |
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25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
Names | Address | Relationship Code | Percentage (%) |
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27.
Supplementary information: |
On 25 September 2019, E-Commodities Holdings Limited announced that the Conversion Price of the Convertible Bonds be adjusted from HK$0.72 to HK$0.604 with effect from 23 July 2019, and that the Warrant Subscription Price be adjusted from HK$0.908 to HK$0.761 per Warrant Share with effect from 23 July 2019. The shareholder became aware of the adjustment on 26 September 2019.
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28.
Log/Serial Number of the previous form: |
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29.
Number of concert party document(s) under section 317 attached/uploaded: |
0
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Date of filing this Form 2: |
30/09/2019 (dd/mm/yyyy)
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