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Form Serial Number: |
CS20190930E00256 |
| 1.
Date of relevant event: |
23/07/2019
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
26/09/2019
(dd/mm/yyyy)
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| 3.
Stock code: |
01733 |
| 4.
Name of listed corporation: |
E-Commodities Holdings Limited |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
3,046,562,356 |
| 7.
Name of substantial shareholder: |
Pacific Alliance Investment Management Limited |
| 8.
Registered office: |
P.O. Box 472, 2nd Floor, Harbour Place, 103 South Church Street, George Town, Grand Cayman, KY1-1106, Cayman Islands |
| 9.
Principal place of business in Hong Kong: |
N/A |
| 15.
Exchange on which listed: |
N/A |
| 16.
Name of listed parent and exchange on which parent is listed: |
N/A |
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| 17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
|
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
|
After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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|
Long position |
| 1113 | The percentage level of your interest in the shares has increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
|
| 2201 | Interest of corporation controlled by you |
|
| 2201 | Interest of corporation controlled by you |
|
83,009,566 |
USD |
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|
| Short position |
| 1403 | You came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
|
| 2201 | Interest of corporation controlled by you |
|
| 2201 | Interest of corporation controlled by you |
|
83,009,566 |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 550,282,828 | 18.06 |
| Short position | 550,282,828 | 18.06 |
|
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 633,292,394 | 20.79 |
| Short position | 633,292,394 | 20.79 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 633,292,394 | | Short position | 0 |
|
| 2201 | Interest of corporation controlled by you |
| | Long position | 0 | | Short position | 633,292,394 |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4107 | Unlisted derivatives - Convertible instruments |
| | Long position | 633,292,394 | | Short position | 0 |
|
| 4107 | Unlisted derivatives - Convertible instruments |
| | Long position | 0 | | Short position | 633,292,394 |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Pacific Alliance Group Asset Management Limited | P.O. Box 472, 2nd Floor, Harbour Place, 103 South Church Street, George Town, Grand Cayman KY1-1106, Cayman Islands/ Cayman Islands | Pacific Alliance Investment Management Limited | 100.00 | N | | Long position | 633,292,394 | | Short position | 633,292,394 |
|
| Pacific Alliance Asia Opportunity Fund L.P. | P.O. Box 472, 2nd Floor, Harbour Place, 103 South Church Street, George Town, Grand Cayman KY1-1106, Cayman Islands/ Cayman Islands | Pacific Alliance Group Asset Management Limited (General Partner) | 0.00 | N | | Long position | 633,292,394 | | Short position | 633,292,394 |
|
| Lord Central Opportunity VII Limited | Commence Chambers, P.O. Box 2208, Road Town, Tortola, British Virgin Islands/ British Virgin Islands | Pacific Alliance Asia Opportunity Fund L.P. | 85.71 | Y | | Long position | 633,292,394 | | Short position | 633,292,394 |
|
| Lord Central Opportunity VII Limited | Commence Chambers, P.O. Box 2208, Road Town, Tortola, British Virgin Islands/ British Virgin Islands | PAG-P Asia Fund L.P. | 14.29 | Y | | Long position | 633,292,394 | | Short position | 633,292,394 |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
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| 27.
Supplementary information: |
On 25 September 2019, E-Commodities Holdings Limited announced that the Conversion Price of the Convertible Bonds be adjusted from HK$0.72 to HK$0.604 with effect from 23 July 2019, and that the Warrant Subscription Price be adjusted from HK$0.908 to HK$0.761 per Warrant Share with effect from 23 July 2019. The shareholder became aware of the adjustment on 26 September 2019.
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| 28.
Log/Serial Number of the previous form: |
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
0
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Date of filing this Form 2: |
30/09/2019
(dd/mm/yyyy)
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