Hong Kong Exchanges and Clearing Limited

FORM 2 - Corporate Substantial Shareholder Notice

Form Serial Number:

CS20191004E00023

1. Date of relevant event:

30/09/2019
(dd/mm/yyyy)

2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later):

02/10/2019
(dd/mm/yyyy)

3. Stock code:

02359

4. Name of listed corporation:

WuXi Apptec Co., Ltd. -H Shares

5. Class of shares:

H Shares

6. Number of issued shares in class:

170,513,560

7. Name of substantial shareholder:

Credit Suisse Group AG

8. Registered office:

Paradeplatz 8 , Zurich , 8001, Switzerland

9. Principal place of business in Hong Kong:

N/A

15. Exchange on which listed:

Switzerland, ADS in New York

16. Name of listed parent and exchange on which parent is listed:

N/A

17. Details of relevant event:

Brief description of relevant event

Capacity in which shares were/are held

Number of shares bought/sold or involved

Currency of transaction

On Exchange

Off Exchange

Before relevant event

After relevant event

Highest price (per share)

Average price (per share)

Average consideration (per share)

Nature of consideration

Long position

1113	The percentage level of your interest in the shares has increased because: any other event (you must briefly describe the relevant event in the Supplementary Information box)

2201	Interest of corporation controlled by you

2201	Interest of corporation controlled by you

301,490

Short position

18. Total shares immediately before the relevant event:

	Total number of shares	Percentage figure (%)
Long position	10,190,632	5.98
Short position	7,136,584	4.19

19. Total shares immediately after the relevant event:

	Total number of shares	Percentage figure (%)
Long position	10,492,122	6.15
Short position	7,224,984	4.24

20. Capacity in which interests disclosed in Box 19 are held:

Capacity code

Number of shares

2201	Interest of corporation controlled by you

Long position	10,100,115
Short position	7,217,524

2102	Investment manager

Long position	392,007
Short position	7,460

21. Further information in respect of derivative interests:

Derivatives code

Number of shares

4106	Unlisted derivatives - Cash settled

Long position	2,603,411
Short position	131,880

4103	Listed derivatives - Convertible instruments

Long position	7,016
Short position	0

22. Further information in relation to interests of corporations controlled by substantial shareholder:

Name of controlled corporation

Address and place of incorporation

Name of controlling person

% control

Direct interest (Y/N)

Number of shares

Credit Suisse AG

Paradeplatz 8, Zurich, 8001, Switzerland

Credit Suisse Group AG

100.00

Long position	318,656
Short position	0

Credit Suisse (Hong Kong) Limited

6th Floor, Alexandra House,18 Chater Road, Central,Hong Kong

Credit Suisse AG

100.00

Long position	318,656
Short position	0

Credit Suisse AG

Paradeplatz 8, Zurich, 8001, Switzerland

Credit Suisse Group AG

100.00

Long position	2,389,701
Short position	166,900

Credit Suisse AG

Paradeplatz 8, Zurich, 8001, Switzerland

Credit Suisse Group AG

100.00

Long position	19,180
Short position	0

Credit Suisse Asset Management International Holding Ltd

Uetlibergstrasse 231, Zurich, 8045, Switzerland

Credit Suisse AG

100.00

Long position	19,180
Short position	0

Credit Suisse (Schweiz) AG

Paradeplatz 8, Zurich, 8001, Switzerland

Credit Suisse AG

100.00

Long position	19,180
Short position	0

Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG

Uetlibergstrasse 231, Zurich, 8045, Switzerland

Credit Suisse (Schweiz) AG

49.00

Long position	19,180
Short position	0

Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG

Uetlibergstrasse 231, Zurich, 8045, Switzerland

Credit Suisse Asset Management International Holding Ltd

51.00

Long position	19,180
Short position	0

Credit Suisse Funds AG

Uetlibergstrasse 231, Zurich, 8045, Switzerland

Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG

100.00

Long position	19,180
Short position	0

Credit Suisse Fund Management S.A.

5, rue Jean Monnet,Luxembourg,2180

Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG

100.00

Long position	19,180
Short position	0

Credit Suisse AG

Paradeplatz 8, Zurich, 8001, Switzerland

Credit Suisse Group AG

100.00

Long position	80
Short position	0

Credit Suisse International

One Cabot Square, London E14 4QJ, England

Credit Suisse Group AG

50.00

Long position	80
Short position	0

Credit Suisse International

One Cabot Square, London E14 4QJ, England

Credit Suisse AG

50.00

Long position	80
Short position	0

Credit Suisse AG

Paradeplatz 8, Zurich, 8001, Switzerland

Credit Suisse Group AG

100.00

Long position	4,049,278
Short position	3,708,224

Credit Suisse Investments (UK)

One Cabot Square, London E14 4QJ, England

Credit Suisse Group AG

31.00

Long position	4,049,278
Short position	3,708,224

Credit Suisse Investments (UK)

One Cabot Square, London E14 4QJ, England

Credit Suisse AG

69.00

Long position	4,049,278
Short position	3,708,224

Credit Suisse Investment Holdings (UK)

One Cabot Square, London E14 4QJ, England

Credit Suisse Investments (UK)

100.00

Long position	4,049,278
Short position	3,708,224

Credit Suisse Securities (Europe) Limited

One Cabot Square, London E14 4QJ, England

Credit Suisse Investments Holdings (UK)

100.00

Long position	4,049,278
Short position	3,708,224

Credit Suisse AG

Paradeplatz 8, Zurich, 8001, Switzerland

Credit Suisse Group AG

100.00

Long position	0
Short position	7,460

Credit Suisse Holdings (USA), Inc.

11 Madison Avenue, New York, NY 10010, USA

Credit Suisse AG

100.00

Long position	0
Short position	7,460

Credit Suisse (USA), Inc.

11 Madison Avenue, New York, NY 10010, USA

Credit Suisse Holdings (USA), Inc.

100.00

Long position	0
Short position	7,460

CSAM Americas Holding Corp.

11 Madison Avenue, New York, NY 10010, USA

Credit Suisse (USA), Inc.

100.00

Long position	0
Short position	7,460

Credit Suisse MB LLC

11 Madison Avenue, New York, NY 10010, USA

CSAM Americas Holding Corp.

100.00

Long position	0
Short position	7,460

Merchant Holding, LLC

11 Madison Avenue, New York, NY 10010, USA

Credit Suisse MB LLC

100.00

Long position	0
Short position	7,460

QT Fund Ltd

1 Madison Avenue,New York,New York,10010

Merchant Holding, LLC

100.00

Long position	0
Short position	7,460

Credit Suisse AG

Paradeplatz 8, Zurich, 8001, Switzerland

Credit Suisse Group AG

100.00

Long position	372,827
Short position	0

Credit Suisse Asset Management International Holding Ltd

Uetlibergstrasse 231, Zurich, 8045, Switzerland

Credit Suisse AG

100.00

Long position	372,827
Short position	0

Credit Suisse (Schweiz) AG

Paradeplatz 8, Zurich, 8001, Switzerland

Credit Suisse AG

100.00

Long position	372,827
Short position	0

Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG

Uetlibergstrasse 231, Zurich, 8045, Switzerland

Credit Suisse (Schweiz) AG

49.00

Long position	372,827
Short position	0

Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG

Uetlibergstrasse 231, Zurich, 8045, Switzerland

Credit Suisse Asset Management International Holding Ltd

51.00

Long position	372,827
Short position	0

Credit Suisse Funds AG

Uetlibergstrasse 231, Zurich, 8045, Switzerland

Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG

100.00

Long position	372,827
Short position	0

Credit Suisse AG

Paradeplatz 8, Zurich, 8001, Switzerland

Credit Suisse Group AG

100.00

Long position	3,342,400
Short position	3,342,400

Credit Suisse Holdings (USA), Inc.

11 Madison Avenue, New York, NY 10010, USA

Credit Suisse AG

100.00

Long position	3,342,400
Short position	3,342,400

Credit Suisse (USA), Inc.

11 Madison Avenue, New York, NY 10010, USA

Credit Suisse Holdings (USA), Inc.

100.00

Long position	3,342,400
Short position	3,342,400

Credit Suisse Securities (USA) LLC

11 Madison Avenue, New York, NY 10010, USA

Credit Suisse (USA), Inc.

100.00

Long position	3,342,400
Short position	3,342,400

23. Further information in relation to interests held by substantial shareholder jointly with another person:

Name of joint shareholder	Address	Number of shares

24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:

Names of trust	Address	Status code	Number of shares

25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):

Names of other parties	Address	Number of shares

Total number of shares in which a substantial shareholder is interested under sections 317 and 318

26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:

Names	Address	Relationship Code	Percentage (%)

27. Supplementary information:

Percentage level of short interest has increased due to stock borrow and entering into cash settled swap.

28. Log/Serial Number of the previous form:

29. Number of concert party document(s) under section 317 attached/uploaded:

Date of filing this Form 2:

04/10/2019
(dd/mm/yyyy)