FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20191015E00441 
1. Date of relevant event: 10/10/2019
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): 14/10/2019
(dd/mm/yyyy)
3. Stock code: 02359
4. Name of listed corporation: WuXi Apptec Co., Ltd. -H Shares 
5. Class of shares: H Shares 
6. Number of issued shares in class: 170,513,560
7. Name of substantial shareholder: Credit Suisse Group AG 
8. Registered office: Paradeplatz 8 , Zurich , 8001, Switzerland
9. Principal place of business in Hong Kong: N/A 
15. Exchange on which listed: Switzerland, ADS in New York
16. Name of listed parent and exchange on which parent is listed: N/A 
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
1704Miscellaneous
Notice filed because you ceased to have a notifiable interest in the shares of the listed corporation (you must briefly describe the relevant event in the Supplementary Information box)
2201Interest of corporation controlled by you
2201Interest of corporation controlled by you
1,322,500
Short position 
 
 
 
           
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position8,790,3825.16
Short position5,918,0523.47
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position7,467,8824.38
Short position5,152,1523.02
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2201Interest of corporation controlled by you
Long position7,040,795
Short position5,146,392
2102Investment manager
Long position427,087
Short position5,760

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4106Unlisted derivatives - Cash settled
Long position1,691,211
Short position141,880
4103Listed derivatives - Convertible instruments
Long position91,208
Short position119,272
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position373,640
Short position119,272
Credit Suisse (Hong Kong) Limited6th Floor, Alexandra House,18 Chater Road, Central,Hong KongCredit Suisse AG100.00Y
Long position373,640
Short position119,272
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00Y
Long position1,477,101
Short position122,900
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position54,260
Short position0
Credit Suisse Asset Management International Holding LtdUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse AG100.00N
Long position54,260
Short position0
Credit Suisse (Schweiz) AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse AG100.00N
Long position54,260
Short position0
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AGUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse (Schweiz) AG49.00N
Long position54,260
Short position0
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AGUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse Asset Management International Holding Ltd51.00N
Long position54,260
Short position0
Credit Suisse Funds AGUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse Asset Management & Investor Services (Schweiz) Holding AG100.00Y
Long position54,260
Short position0
Credit Suisse Fund Management S.A.5, rue Jean Monnet,Luxembourg,2180Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG100.00Y
Long position54,260
Short position0
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position80
Short position0
Credit Suisse InternationalOne Cabot Square, London E14 4QJ, EnglandCredit Suisse Group AG50.00Y
Long position80
Short position0
Credit Suisse InternationalOne Cabot Square, London E14 4QJ, EnglandCredit Suisse AG50.00Y
Long position80
Short position0
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position1,539,974
Short position1,254,220
Credit Suisse Investments (UK)One Cabot Square, London E14 4QJ, EnglandCredit Suisse Group AG31.00N
Long position1,539,974
Short position1,254,220
Credit Suisse Investments (UK)One Cabot Square, London E14 4QJ, EnglandCredit Suisse AG69.00N
Long position1,539,974
Short position1,254,220
Credit Suisse Investment Holdings (UK)One Cabot Square, London E14 4QJ, EnglandCredit Suisse Investments (UK)100.00N
Long position1,539,974
Short position1,254,220
Credit Suisse Securities (Europe) LimitedOne Cabot Square, London E14 4QJ, EnglandCredit Suisse Investments Holdings (UK)100.00Y
Long position1,539,974
Short position1,254,220
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position0
Short position5,760
Credit Suisse Holdings (USA), Inc.11 Madison Avenue, New York, NY 10010, USACredit Suisse AG100.00N
Long position0
Short position5,760
Credit Suisse (USA), Inc.11 Madison Avenue, New York, NY 10010, USACredit Suisse Holdings (USA), Inc.100.00N
Long position0
Short position5,760
CSAM Americas Holding Corp.11 Madison Avenue, New York, NY 10010, USACredit Suisse (USA), Inc.100.00N
Long position0
Short position5,760
Credit Suisse MB LLC11 Madison Avenue, New York, NY 10010, USACSAM Americas Holding Corp.100.00N
Long position0
Short position5,760
Merchant Holding, LLC11 Madison Avenue, New York, NY 10010, USACredit Suisse MB LLC100.00N
Long position0
Short position5,760
QT Fund Ltd1 Madison Avenue,New York,New York,10010Merchant Holding, LLC100.00Y
Long position0
Short position5,760
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position372,827
Short position0
Credit Suisse Asset Management International Holding LtdUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse AG100.00N
Long position372,827
Short position0
Credit Suisse (Schweiz) AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse AG100.00N
Long position372,827
Short position0
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AGUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse (Schweiz) AG49.00N
Long position372,827
Short position0
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AGUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse Asset Management International Holding Ltd51.00N
Long position372,827
Short position0
Credit Suisse Funds AGUetlibergstrasse 231, Zurich, 8045, SwitzerlandCredit Suisse Asset Management & Investor Services (Schweiz) Holding AG100.00Y
Long position372,827
Short position0
Credit Suisse AGParadeplatz 8, Zurich, 8001, SwitzerlandCredit Suisse Group AG100.00N
Long position3,650,000
Short position3,650,000
Credit Suisse Holdings (USA), Inc.11 Madison Avenue, New York, NY 10010, USACredit Suisse AG100.00N
Long position3,650,000
Short position3,650,000
Credit Suisse (USA), Inc.11 Madison Avenue, New York, NY 10010, USACredit Suisse Holdings (USA), Inc.100.00N
Long position3,650,000
Short position3,650,000
Credit Suisse Securities (USA) LLC11 Madison Avenue, New York, NY 10010, USACredit Suisse (USA), Inc.100.00Y
Long position3,650,000
Short position3,650,000

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information: Ceased to have a notifiable interest due to returning of shares pursuant to a securities borrowing and lending agreement and unwinding of cash settled swap.
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 15/10/2019
(dd/mm/yyyy)