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Form Serial Number: |
CS20191104E00447 |
| 1.
Date of relevant event: |
01/11/2019
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
02359 |
| 4.
Name of listed corporation: |
WuXi AppTec Co., Ltd. - H Shares |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
170,513,560 |
| 7.
Name of substantial shareholder: |
Wellington Management Group LLP |
| 8.
Registered office: |
c/o Wellington Management Company LLP, Boston, MA 02210, USA |
| 9.
Principal place of business in Hong Kong: |
17F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong |
| 15.
Exchange on which listed: |
N/A |
| 16.
Name of listed parent and exchange on which parent is listed: |
N/A |
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| 17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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|
Long position |
| 1201 | The percentage level of your interest in the shares has reduced because:
you completed a sale of the shares |
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|
1,090,339 |
HKD |
93.4800 |
93.3020 |
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| Short position |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 28,157,003 | 16.51 |
| Short position | 3,867 | 0.00 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 27,066,664 | 15.87 |
| Short position | 3,896 | 0.00 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| | Long position | 27,066,664 | | Short position | 3,896 |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4103 | Listed derivatives - Convertible instruments |
| |
| 4102 | Listed derivatives - Cash settled |
| | Long position | 7,666 | | Short position | 3,896 |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Wellington Group Holdings LLP | c/o Wellington Management Company LLP, 280 Congress Street, Boston, MA 02210, USA | Wellington Management Group LLP | 99.70 | N | | Long position | 27,066,664 | | Short position | 3,896 |
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| Wellington Investment Advisors Holdings LLP | c/o Wellington Management Company LLP, 280 Congress Street, Boston, MA 02210, USA | Wellington Group Holdings LLP | 99.99 | N | | Long position | 27,066,664 | | Short position | 3,896 |
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| Wellington Management Global Holdings, Ltd. | c/o Wellington Management Group LLP, 280 Congress Street, Boston, MA 02210, USA | Wellington Investment Advisors Holdings LLP | 94.10 | N | | Long position | 5,033,228 | | Short position | 2,581 |
|
| Wellington Management Company LLP | 280 Congress Street, Boston, MA 02210, USA | Wellington Investment Advisors Holdings LLP | 99.99 | Y | | Long position | 22,033,436 | | Short position | 1,315 |
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| Wellington Management Hong Kong Ltd | 17F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong | Wellington Management Global Holdings, Ltd. | 100.00 | Y | |
| Wellington Management International Ltd | Cardinal Place, 80 Victoria Street, London SW1E 5JL, England | Wellington Management Global Holdings, Ltd. | 100.00 | Y | | Long position | 2,580 | | Short position | 2,580 |
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| Wellington Management Singapore Pte. Ltd. | 8 Marina Boulevard, #03-01 Tower 1, Marina Bay Financial Centre 018981, Singapore | Wellington Management Global Holdings, Ltd. | 100.00 | Y | | Long position | 2,215,809 | | Short position | 1 |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
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| 27.
Supplementary information: |
Done in London on 4th November 2019
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| 28.
Log/Serial Number of the previous form: |
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
04/11/2019
(dd/mm/yyyy)
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