FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20200129E00236 
1. Date of relevant event: 22/01/2020
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 01211
4. Name of listed corporation: BYD Co. Ltd. - H Shares 
5. Class of shares: H Shares 
6. Number of issued shares in class: 915,000,000
7. Name of substantial shareholder: Citigroup Inc. 
8. Registered office: 388 Greenwich Street, New York, 10013, USA
9. Principal place of business in Hong Kong: 50/F, Champion Tower, 3 Garden Road, Central, Hong Kong 
15. Exchange on which listed: NYSE
16. Name of listed parent and exchange on which parent is listed:  
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
1113The percentage level of your interest in the shares has increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2201Interest of corporation controlled by you
 2,111,889 HKD
Short position 
 
 
 		            
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position54,638,3505.97
Short position24,629,0192.69
Lending Pool20,812,9402.27
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position56,750,2396.20
Short position26,952,1962.94
Lending Pool20,814,8612.27
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2106Person having a security interest in shares
Long position103,500
Short position0
2201Interest of corporation controlled by you
Long position35,831,878
Short position26,952,196
2502Approved lending agent
Long position20,814,861
Short position0

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4101Listed derivatives - Physically settled
Long position2,014
Short position0
4105Unlisted derivatives - Physically settled
Long position1,287,762
Short position1,727,296
4106Unlisted derivatives - Cash settled
Long position4,340,500
Short position112,550
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Citicorp LLC388 Greenwich Street, New York, NY 10013, USACitigroup Inc.100.00N
Long position26,280,628
Short position1,187,562
Citibank, N.A.701 East 60th Street North, Sioux Falls, SD 57104, USACiticorp LLC100.00Y
Long position26,280,628
Short position1,187,562
Citigroup Global Markets Holdings Inc.388 Greenwich Street, New York, NY 10013, USACitigroup Inc.100.00N
Long position30,356,111
Short position25,764,634
Citigroup Financial Products Inc.388 Greenwich Street, New York, NY 10013, USACitigroup Global Markets Holdings Inc.100.00N
Long position30,356,111
Short position25,764,634
Citigroup Global Markets Switzerland Holding GmbHHardstrasse 201, Hofstrasse, Zurich CH-8005, SwitzerlandCitigroup Financial Products Inc.100.00N
Long position3,142,407
Short position0
Citigroup Global Markets (International) Finance GmbHHardstrasse 201, Zurich CH-8005, SwitzerlandCitigroup Financial Products Inc.100.00N
Long position3,142,407
Short position0
Citigroup Global Markets Overseas Finance Limited50/F, Champion Tower, Three Garden Road, Central, Hong KongCitigroup Global Markets Switzerland Holding GmbH48.14N
Long position3,142,407
Short position0
Citigroup Global Markets Overseas Finance Limited50/F, Champion Tower, Three Garden Road, Central, Hong KongCitigroup Global Markets (International) Finance GmbH51.86N
Long position3,142,407
Short position0
Citigroup Global Markets Hong Kong Holdings Limited50/F, Champion Tower, Three Garden Road, Hong KongCitigroup Global Markets Overseas Finance Limited100.00N
Long position3,142,407
Short position0
Citigroup First Investment Management Limited50/F, Champion Tower, Three Garden Road, Hong KongCitigroup Global Markets Hong Kong Holdings Limited100.00Y
Long position3,142,407
Short position0
Citigroup Global Markets Holdings Bahamas LimitedCitibank Building, 110 Thompson Blvd., Nassau, BahamasCitigroup Financial Products Inc.90.00N
Long position24,503,555
Short position9,002,927
Citigroup Global Markets LimitedCitigroup Centre, Canada Square, Canary Wharf, London E14 5LB, EnglandCitigroup Global Markets Holdings Bahamas Limited100.00N
Long position0
Short position112,550
Citigroup Global Markets Europe AGFrankfurter Welle, Reuterweg 16, Frankfurt, 60323, GermanyCitigroup Global Markets Limited100.00Y
Long position0
Short position112,550
Citigroup Global Markets Hong Kong Limited50/F, Champion Tower, Three Garden Road, Central, Hong KongCitigroup Financial Products Inc.100.00Y
Long position349,200
Short position539,734
Citigroup Global Markets Inc.388 Greenwich Street, New York, NY 10013, USACitigroup Financial Products Inc.100.00Y
Long position2,360,949
Short position16,221,973
Citigroup Global Markets LimitedCitigroup Centre, Canada Square, Canary Wharf, London E14 5LB, EnglandCitigroup Global Markets Holdings Bahamas Limited100.00Y
Long position24,503,555
Short position8,890,377
Citicorp Banking CorporationNew Castle Corporate Commons, Operations One Bldg., One Penn's Way, New Castle, DE 19720, USACitigroup Inc.100.00N
Long position113,500
Short position0
Citibank (Switzerland) AGHardstrasse 201, Zurich, 8005, SwitzerlandCiticorp Banking Corporation100.00Y
Long position113,500
Short position0

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information: Citigroup Inc. has borrowed the shares under securities borrowing and lending agreement.
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 29/01/2020
(dd/mm/yyyy)