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Form Serial Number: |
CS20210824E00418 |
| 1.
Date of relevant event: |
17/09/2019
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
02359 |
| 4.
Name of listed corporation: |
WuXi AppTec Co., Ltd. - H Shares |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
170,513,560 |
| 7.
Name of substantial shareholder: |
HSBC Holdings plc |
| 8.
Registered office: |
8 Canada Square, London E14 5HQ, United Kingdom |
| 9.
Principal place of business in Hong Kong: |
1 Queen's Road Central, Hong Kong |
| 15.
Exchange on which listed: |
London, Hong Kong, Paris, New York, Bermuda |
| 16.
Name of listed parent and exchange on which parent is listed: |
N/A |
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| 17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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|
Long position |
| 1013 | You first acquire a notifiable interest because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
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21,048,032 |
HKD |
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| Short position |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,857,024 | 1.08 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 22,950,419 | 13.45 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| |
| 2201 | Interest of corporation controlled by you |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4103 | Listed derivatives - Convertible instruments |
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| 4106 | Unlisted derivatives - Cash settled |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| HSBC Asia Holdings Limited | 1 Queen's Road Central, Hong Kong SAR (Place of Incorporation: Hong Kong SAR) | HSBC Holdings plc | 100.00 | N | |
| The Hongkong and Shanghai Banking Corporation Limited | 1 Queen's Road Central, Hong Kong SAR (Place of Incorporation: Hong Kong SAR) | HSBC Asia Holdings Limited | 100.00 | Y | |
| The Hongkong and Shanghai Banking Corporation Limited | 1 Queen's Road Central, Hong Kong SAR (Place of Incorporation: Hong Kong SAR) | HSBC Asia Holdings Limited | 100.00 | N | |
| Wayfoong Nominees Limited | 1 Queen's Road Central, Hong Kong SAR (Place of Incorporation: Hong Kong SAR) | The Hongkong and Shanghai Banking Corporation Limited | 100.00 | N | |
| Hang Seng Bank Limited | 83 Des Voeux Road Central, Hong Kong SAR (Place of Incorporation: Hong Kong SAR) | Wayfoong Nominees Limited | 62.14 | N | |
| Hang Seng Insurance Company Limited | 83 Des Voeux Road Central, Hong Kong SAR (Place of Incorporation: Hong Kong SAR) | Hang Seng Bank Limited | 100.00 | Y | |
| HSBC Insurance (Asia-Pacific) Holdings Limited | Level 32, HSBC Main Building 1 Queen's Road Central, Hong Kong SAR (Place of Incorporation: Hong Kong SAR) | The Hongkong and Shanghai Banking Corporation Limited | 100.00 | N | |
| HSBC Insurance (Asia) Limited | 18th Floor, Tower 1, HSBC Centre 1 Sham Mong Road, Kowloon, Hong Kong SAR (Place of Incorporation: Hong Kong SAR) | HSBC Insurance (Asia-Pacific) Holdings Limited | 100.00 | N | |
| HSBC Life (International) Limited | 37 Front Street Hamilton, Bermuda HM 11 (Place of Incorporation: Bermuda) | HSBC Insurance (Asia) Limited | 100.00 | Y | |
| HSBC Bank plc | 8 Canada Square, London, United Kingdom E14 5HQ (Place of Incorporation: United Kingdom) | HSBC Holdings plc | 100.00 | Y | |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
| (private) | Addresses of individuals are not displayed. | | |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
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| 27.
Supplementary information: |
One of the controlled corporations of HSBC Holdings plc, The Hongkong and Shanghai Banking Corporation Limited, was appointed as Trustee of bonds convertible into shares.
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| 28.
Log/Serial Number of the previous form: |
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
24/08/2021
(dd/mm/yyyy)
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