FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20190121E00380
1.
Date of relevant event
:
16/01/2019
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
00027
4.
Name of listed corporation
:
Galaxy Entertainment Group Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
4,328,854,823
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
LUI
(
Other names
)
Yiu Tung, Francis
10.
Name of director (Chinese)
:
呂耀東
11.
Chinese Character Code as printed on HKID Card
:
071250692639
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
1303
There has been a change in nature of your interest in the shares because:
you have exercised rights to the shares under equity derivatives
2101
Beneficial owner
2101
Beneficial owner
1,650,000
HKD
32.5000
3101
Cash
Short position
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
1,807,229,309
41.75
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
1,807,229,309
41.75
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2101
Beneficial owner
Long position
48,853,979
2201
Interest of corporation controlled by you
Long position
396,150,099
2501
Other (you must describe the capacity in the Supplementary Information box)
Long position
1,362,225,231
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
Long position
4105
Unlisted derivatives - Physically settled
24/12/2016
23/12/2021
HKD
1.00
HKD
24.800
637,333
Long position
4105
Unlisted derivatives - Physically settled
24/12/2017
23/12/2021
HKD
1.00
HKD
24.800
637,333
Long position
4105
Unlisted derivatives - Physically settled
24/12/2018
23/12/2021
HKD
1.00
HKD
24.800
637,334
Long position
4105
Unlisted derivatives - Physically settled
12/03/2018
11/09/2022
HKD
1.00
HKD
28.350
1,445,483
Long position
4105
Unlisted derivatives - Physically settled
28/12/2017
27/12/2022
HKD
1.00
HKD
33.490
472,333
Long position
4105
Unlisted derivatives - Physically settled
28/12/2018
27/12/2022
HKD
1.00
HKD
33.490
472,333
Long position
4105
Unlisted derivatives - Physically settled
28/12/2019
27/12/2022
HKD
1.00
HKD
33.490
472,334
Long position
4105
Unlisted derivatives - Physically settled
28/12/2019
HKD
1.00
162,934
Long position
4105
Unlisted derivatives - Physically settled
27/12/2018
26/12/2023
HKD
1.00
HKD
62.360
290,333
Long position
4105
Unlisted derivatives - Physically settled
27/12/2019
26/12/2023
HKD
1.00
HKD
62.360
290,333
Long position
4105
Unlisted derivatives - Physically settled
27/12/2020
26/12/2023
HKD
1.00
HKD
62.360
290,334
Long position
4105
Unlisted derivatives - Physically settled
27/12/2019
HKD
1.00
50,066
Long position
4105
Unlisted derivatives - Physically settled
27/12/2020
HKD
1.00
50,068
Long position
4105
Unlisted derivatives - Physically settled
28/12/2019
27/12/2024
HKD
1.00
HKD
48.650
1,249,666
Long position
4105
Unlisted derivatives - Physically settled
28/12/2020
27/12/2024
HKD
1.00
HKD
48.650
1,249,666
Long position
4105
Unlisted derivatives - Physically settled
28/12/2021
27/12/2024
HKD
1.00
HKD
48.650
1,249,668
Long position
4105
Unlisted derivatives - Physically settled
28/12/2019
HKD
1.00
121,200
Long position
4105
Unlisted derivatives - Physically settled
28/12/2020
HKD
1.00
121,200
Long position
4105
Unlisted derivatives - Physically settled
28/12/2021
HKD
1.00
121,200
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Recurrent Profits Limited
Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Lui Yiu Tung, Francis
100.00
Y
Long position
103,096,039
Top Notch Opportunities Limited
Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Lui Yiu Tung, Francis
84.54
N
Long position
171,916,021
First Kingdom Group Limited
3rd Floor, J&C Building, P.O. Box 933, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Top Notch Opportunities Limited
100.00
Y
Long position
171,916,021
Kentlake International Investments Limited
Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Lui Yiu Tung, Francis
61.11
Y
Long position
67,500,000
Kentlake International Investments Limited
Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Lui Yiu Tung, Francis
61.11
N
Long position
53,638,039
Master Light Limited
3rd Floor, J&C Building, P.O. Box 933, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Kentlake International Investments Limited
100.00
Y
Long position
53,638,039
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
N/A
Addresses of individuals are not displayed.
5102
Beneficiary of a trust (other than a discretionary interest)
Long position
1,362,225,231
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
The capacity in box 27 under code 2501 is the discretionary beneficiary of a discretionary family trust. The status in box 32 should be the discretionary beneficiary of a discretionary family trust. Since none of the code is applicable, code 5102 was chosen in box 32.
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
21/01/2019
(dd/mm/yyyy)