FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
Form Serial No
:
DA20110527000117
1.
Name of listed corporation
:
Bank of East Asia, Ltd., The
2.
Stock code
:
00023
3.
Class of shares
:
Ordinary Shares
4.
Number of issued shares in class
:
2,058,538,283
5.
Name of director (English) as printed on HKID/Passport
:
(
Surname
)
Li
(
Other names
)
Tzar Kai Richard
8.
Name of director (Chinese)
:
李澤楷
9.
Chinese Character Code
:
262134192818
12.
Date of relevant event
:
25/05/2011
(dd/mm/yyyy)
13.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
122
214
266,600
HKD
31.400
31.182
15.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
4,452,320
0.22
16.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
4,185,720
0.20
17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only)
:
Code describing capacity
Number of shares
Nil
18.
Further information in respect of derivative interests in listed corporation
:
Code describing derivatives
Exercise period
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Price for grant
Exercise price
Price on assignment
Nil
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Nil
20.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Chittonlink Limited
P.O. Box 71, Craigmuir Chambers, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Li Tzar Kai, Richard
100.00
N
Long position
4,185,720
Pacific Century Investment Holdings No. 1 Limited
Portculis TrustNet Chambers, P.O. Box 3444, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Chittonlink Limited
100.00
N
Long position
4,185,720
Pacific Centruy Investment Holdings (Cayman Islands) Limited
Walker House, 87 Mary Street, George Town, Grand Cayman KY1-9005, Cayman Islands (Cayman Islands)
Pacific Century Investment Holdings No. 1 Limited
100.00
N
Long position
4,185,720
Bridge Holdings Company Limited
Walker House, 87 Mary Street, George Town, Grand Cayman KY1-9005, Cayman Islands (Cayman Islands)
Pacific Centruy Investment Holdings (Cayman Islands) Limited
100.00
N
Long position
4,185,720
Bridge Partners, L.P.
Walker House, 87 Mary Street, George Town, Grand Cayman KY1-9005, Cayman Islands (Cayman Islands)
Bridge Holdings Company Limited
100.00
N
Long position
4,185,720
PineBridge Investments Limited
Walker House, 87 Mary Street, George Town, Grand Cayman KY1-9005, Cayman Islands (Cayman Islands)
Bridge Partners, L.P.
100.00
N
Long position
4,185,720
PineBridge Investments Hoding Hong Kong Limited
Level 28, Three Pacific Place, 1 Queen's Road East, Hong Kong (Hong Kong)
PineBridge Investments Limited
100.00
N
Long position
4,057,120
PineBridge Investment Holdings Limited Sarl
21 rue du Fort Elisabeth, L-1463 Luxembourg (Luxembourg)
PineBridge Investments Hoding Hong Kong Limited
100.00
N
Long position
4,057,120
PineBridge Investment Holdings (Gibraltar) No.1 Limited
Suite 3, Second Floor, Icom House, 1/5 Irish Town, Gibraltar (Gibraltar)
Pine Bridge Investment Holdings Limited Sarl
100.00
N
Long position
4,057,120
PineBridge Investments Asia Limited
Clarendon House, 2 Church Street, Hamilton HM11, Bermuda (Bermuda)
Pine Bridge Investment Holdings (Gibraltar) No. 1 Limited
100.00
Y
Long position
4,057,120
PineBridge Investments Holdings US LLC (formerly "PineBridge Global Investments LLC")
c/o Corporation Service Company, 2711 Centerville Road, Suite 400, Wilmington, DE 1980B (Delaware, USA)
PineBridge Investments Limited
100.00
N
Long position
128,600
PineBridge Investments LLC
c/o Corporation Service Company, 2711 Centerville Road, Suite 400, Wilmington, DE 19808 (Delaware, USA)
PineBridge Investments Holdings US LLC (formerly "PineBridge Global Investments LLC")
100.00
Y
Long position
128,600
21.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 3A
:
26/05/2011
(dd/mm/yyyy)
26.
Number of attachments
: