FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
 
Form Serial No: DA20140828000020
1. Name of listed corporation: Climax International Co. Ltd. 
2. Stock code: 00439
3. Class of shares: Ordinary Shares 
4. Number of issued shares in class: 3,116,167,793
5. Name of director (English) as printed on HKID/Passport:
(Surname) Liu
(Other names) Ruopeng
8. Name of director (Chinese): 劉若鵬 
9. Chinese Character Code:
12. Date of relevant event: 22/08/2014
(dd/mm/yyyy)
13. Date when director became aware of the relevant event/ interest in the shares (if later):
 
14. Details of relevant event:
  Relevant event code describing circumstances Code describing capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price per share Average price per share Average consideration per share Consideration code
Long position  136  205  205  2,958,000,000  HKD      0.080  301 
 
15. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long Position2,958,000,000204.07
 
16. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long Position2,958,000,00094.92
 
17. Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only):
Code describing capacityNumber of shares
205
Long position2,958,000,000
 
18. Further information in respect of derivative interests in listed corporation:
Code describing derivatives Exercise period Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsPrice for grantExercise pricePrice on assignment 
Long Position409 22/08/20160.0000.080 1,824,666,666
 
19. Further information in relation to interests of children under 18 and/or spouse:
Name of child/spouseNumber of shares
Nil 
 
20. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling shareholder% controlDirect interestNumber of shares
深圳大鵬光啟聯眾科技合伙企業(有限合伙)深圳市南山區南海大道西、桂廟路北陽光華藝大廈1棟15D-02T (PRC)Liu Ruopeng37.73N
Long position2,958,000,000
深圳大鵬光啟科技有限公司深圳市福田區香梅路1061號中投國際商務中心A棟19D1 (PRC)深圳大鵬光啟聯眾科技合伙企業(有限合伙)53.00N
Long position2,958,000,000
深圳光啟合眾科技有限公司深圳市南山區南海大道西桂廟路北陽光華藝大廈1棟15D-02T (PRC)Liu Ruopeng35.09N
Long position2,958,000,000
深圳光啟創新技術有限公司深圳市福田區香梅路1061號中投國際商務中心A棟19D1 (PRC)深圳大鵬光啟科技有限公司60.00N
Long position2,958,000,000
Wireless Connection Innovative Technology Limited171 Main Street, Road Town, Tortola, British Virgin Islands (British Virgin Islands)深圳光啟創新技術有限公司51.00N
Long position2,958,000,000
Wireless Connection Innovative Technology Limited171 Main Street, Road Town, Tortola, British Virgin Islands (British Virgin Islands)深圳光啟合眾科技有限公司49.00N
Long position2,958,000,000
New Horizon Wireless Technology Limited171 Main Street, Road Town, Tortola, British Virgin Islands (British Virgin Islands)Wireless Connection Innovative Technology Limited100.00Y
Long position2,958,000,000
 
21. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
Nil 
 
22. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
Nil  
 
23. Further information from a party to an agreement under Section 317:
Names of other partiesAddressNumber of shares
Nil 
Total number of shares in which substantial shareholder is interested under section 317 and 318:
 
24. Date of filing this Form 3A: 27/08/2014
(dd/mm/yyyy)
26. Number of attachments: