FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20170906E00161
1. Date of relevant event: 26/03/2017
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later): 06/09/2017
(dd/mm/yyyy)
3. Stock code: 00486
4. Name of listed corporation: United Company RUSAL Plc 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 15,193,014,862
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Deripaska
(Other names) Oleg
10. Name of director (Chinese):  
11. Chinese Character Code as printed on HKID Card:
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
12041The number of shares in which you are interested has reduced because:
expiry or cancellation without exercise of equity derivatives under which (choose one):
you had a right to take the underlying shares
 
2201Interest of corporation controlled by you
 
 
1,309,620,048  USD       
 
Short position 
 
 
 
           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position8,657,294,08756.98
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position7,347,674,03948.36
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2101Beneficial owner
Long position35,374,065
2201Interest of corporation controlled by you
Long position7,312,299,974
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
           
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Fidelitas Investments Ltd.325 Waterfront Drive, Omar Hodge Building, 2nd Floor, Wickham's Cay, Road Town, Tortola, British Virgin Islands (BVI)Oleg Deripaska100.00N
Long position7,312,299,974
B-Finance Ltd.Vanterpool Plaza, 2nd Floor, Wickhams Cay I, PO Box 873, Road Town, Tortola, British Virgin Islands (BVI)Fidelitas Investments Ltd.100.00N
Long position7,312,299,974
EN+ Group LimitedWhiteley Chambers, Don Street, St. Helier Jersey, Channel Islands, JE4 9WG (Jersey)B-Finance Ltd.70.35Y
Long position7,312,299,974
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
(Private)Addresses of individuals are not displayed.
5103Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position7,312,299,974
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information:
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded: 0
Date of filing this Form 3A: 06/09/2017
(dd/mm/yyyy)