FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20171219E00230
1. Date of relevant event: 15/12/2017
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 00097
4. Name of listed corporation: Henderson Investment Ltd. 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 3,047,327,395
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) LEE
(Other names) Shau Kee
10. Name of director (Chinese): 李兆基 
11. Chinese Character Code as printed on HKID Card: 262103401015
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1201The number of shares in which you are interested has reduced because:
you completed a sale of the shares
 
2201Interest of corporation controlled by you
 
 
1,406,000  HKD  0.6600  0.6600   
 
Short position 
 
 
 
           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position2,112,274,94369.32
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position2,110,868,94369.27
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2201Interest of corporation controlled by you
Long position2,110,868,943
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
           
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Rimmer (Cayman) Limited ("TDT1")P.O. Box 61, Harbour Centre, George Town, Grand Cayman, KY1-1102, Cayman IslandsLEE Shau Kee100.00N
Long position2,110,868,943
Riddick (Cayman) Limited ("TDT2")P.O. Box 61, Harbour Centre, George Town, Grand Cayman, KY1-1102, Cayman IslandsLEE Shau Kee100.00N
Long position2,110,868,943
Hopkins (Cayman) Limited ("TUT1")P.O. Box 61, Harbour Centre, George Town, Grand Cayman, KY1-1102, Cayman IslandsLEE Shau Kee100.00N
Long position2,110,868,943
Henderson Development Limited ("HD")72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong KongHopkins (Cayman) Limited100.00N
Long position2,110,868,943
Henderson Land Development Company Limited72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong KongHenderson Development Limited72.46N
Long position2,110,868,943
Kingslee S.A.MMG Tower, 23rd Floor, Paseo del Mar Avenue and Pacifico Street, Costa del Este, Panama CityHenderson Land Development Company Limited100.00N
Long position2,110,868,943
Markshing Investment Limited72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong KongKingslee S.A.100.00Y
Long position602,398,418
Darnman Investment Limited72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong KongKingslee S.A.100.00Y
Long position84,642,341
Gainwise Investment Limited72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong KongKingslee S.A.100.00Y
Long position217,250,000
Covite Investment Limited72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong KongKingslee S.A.100.00Y
Long position363,328,900
Banshing Investment Limited72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong KongKingslee S.A.100.00Y
Long position843,249,284
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: Each of TDT1 & TDT2 as respective trustee of Henchild Trust & Henley Trust holds units in Henfull Unit Trust (“UT1”) but is not entitled to any interest/share in any particular property comprising UT1’s trust assets. TUT1 as trustee of UT1 owns all issued ordinary shares of HD. I own all issued shares of TUT1, TDT1 & TDT2. TUT1 in its ordinary course of business as trustee exercises its power to hold shares of HD independently without any reference to me as TUT1’s shareholder.
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 19/12/2017
(dd/mm/yyyy)