FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20180116E00045
1. Date of relevant event: 10/01/2018
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 01548
4. Name of listed corporation: Genscript Biotech Corporation 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 1,738,334,453
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Wang
(Other names) Ye
10. Name of director (Chinese): 王烨 
11. Chinese Character Code as printed on HKID Card:
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1211The number of shares in which you are interested has reduced because:
you have ceased to be a member of a concert party group or a member of the concert party group has disposed of some of the shares
 
2401A concert party to an agreement to buy shares described in s.317(1)(a)
 
 
290,000  HKD  24.7000  24.2041   
 
Short position 
 
 
 
           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position1,011,745,56758.20
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position1,011,455,56758.19
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2201Interest of corporation controlled by you
Long position887,902,024
2401A concert party to an agreement to buy shares described in s.317(1)(a)
Long position1,011,455,567
2307Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position53,441,296
2101Beneficial owner
Long position120,336,903
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
Long position
4105Unlisted derivatives - Physically settled
  USD1.00USD0.010  6
Long position
4105Unlisted derivatives - Physically settled
31/12/201031/12/2019USD1.00USD0.026  5,344,130
Long position
4105Unlisted derivatives - Physically settled
31/12/201431/07/2025USD1.00USD0.062  68,016,194
Long position
4105Unlisted derivatives - Physically settled
15/07/201131/07/2020USD1.00USD0.103  46,976,573
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
SpouseHu, Zhiyong
Long position53,441,296
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Genscript CorporationSuite, 606, 1220 N. Market Street, Wilmington, DE 19801, County of New Castle, USAZhang Fangliang29.06Y
Long position887,902,024
Genscript CorporationSuite, 606, 1220 N. Market Street, Wilmington, DE 19801, County of New Castle, USAWang Luquan23.59Y
Long position887,902,024
Genscript CorporationSuite, 606, 1220 N. Market Street, Wilmington, DE 19801, County of New Castle, USAWang Ye6.00Y
Long position887,902,024
Genscript CorporationSuite, 606, 1220 N. Market Street, Wilmington, DE 19801, County of New Castle, USAZhang Fangliang12.00Y
Long position887,902,024
Genscript CorporationSuite, 606, 1220 N. Market Street, Wilmington, DE 19801, County of New Castle, USAWang Ye6.00Y
Long position887,902,024
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
2017 WANG YE FAMILY TRUSTAddresses of individuals are not displayed.
5103Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position53,441,296
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
Zhang FangliangAddresses of individuals are not displayed.0
Wang LuquanAddresses of individuals are not displayed.3,216,640
Total number of shares in which a director is interested under sections 317 and 3181,011,455,567
 
34. Supplementary information: The exercise period of the six options as stated in the first line under Box 28 begins on 31 December 2008 and ends on 15 January 2018.
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded: 1
Date of filing this Form 3A: 16/01/2018
(dd/mm/yyyy)