FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20180426E00489
1. Date of relevant event: 23/04/2018
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 01103
4. Name of listed corporation: 上海大生农业金融科技股份有限公司 - H股 
5. Class of shares: H Shares 
6. Number of issued shares in class: 6,202,079,812
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Lan
(Other names) Huasheng
10. Name of director (Chinese): 蘭華升 
11. Chinese Character Code as printed on HKID Card: 569554780581
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1305There has been a change in nature of your interest in the shares because:
you have provided an interest in the shares as security to a person other than a qualified lender
 
2201Interest of corporation controlled by you
 
2201Interest of corporation controlled by you
 
150,000,000         
 
Short position 
 
 
 
           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position2,379,288,00038.36
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position2,379,288,00038.36
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2201Interest of corporation controlled by you
Long position2,379,288,000
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
           
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
大生控股有限公司中國(上海)自由貿易試驗區馬吉路28號21層2108E室蘭華升70.00N
Long position2,379,288,000
深圳市大生農業集團有限公司深圳市福田區金田路2028號皇崗商務中心主樓22樓01單位大生控股有限公司30.00N
Long position2,379,288,000
深圳前海大生股權投資基金有限公司深圳市前海深港合作區前灣一路1號A棟201室蘭華升70.00N
Long position2,379,288,000
深圳市大生農業集團有限公司深圳市福田區金田路2028號皇崗商務中心主樓22樓01單位深圳前海大生股權投資基金有限公司70.00N
Long position2,379,288,000
香港大生投資控股有限公司香港九龍觀塘成業街11-13號華成工商中心9樓904室深圳市大生農業集團有限公司100.00Y
Long position2,379,288,000
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information:
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 26/04/2018
(dd/mm/yyyy)