FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20180608E00402
1.
Date of relevant event
:
05/06/2018
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
01548
4.
Name of listed corporation
:
Genscript Biotech Corporation
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
1,757,924,795
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
Wang
(
Other names
)
Ye
10.
Name of director (Chinese)
:
王烨
11.
Chinese Character Code as printed on HKID Card
:
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
Short position
14012
You came to have a short position in the shares or the number of shares in which you have a short position increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you are under an obligation to deliver the underlying shares
2201
Interest of corporation controlled by you
75,000,000
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
1,010,955,561
57.50
Short position
15,000,000
0.85
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
1,010,955,561
57.50
Short position
90,000,000
5.11
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2201
Interest of corporation controlled by you
Long position
887,402,024
Short position
75,000,000
2401
A concert party to an agreement to buy shares described in s.317(1)(a)
Long position
1,010,955,561
2307
Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position
53,441,296
2101
Beneficial owner
Long position
120,336,897
Short position
15,000,000
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
Long position
4105
Unlisted derivatives - Physically settled
31/12/2010
31/12/2019
USD
1.00
USD
0.026
3,312,610
Long position
4105
Unlisted derivatives - Physically settled
31/12/2014
31/07/2025
USD
1.00
USD
0.062
68,016,194
Long position
4105
Unlisted derivatives - Physically settled
15/07/2011
31/07/2020
USD
1.00
USD
0.103
34,008,093
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
Spouse
Hu, Zhiyong
Long position
53,441,296
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Genscript Corporation
Suite 606, 1220 N. Market Street, Wilmington, DE 19801, County of New Castle, USA
Zhang Fangliang
28.83
Y
Long position
887,402,024
Short position
75,000,000
Genscript Corporation
Suite 606, 1220 N. Market Street, Wilmington, DE 19801, County of New Castle, USA
Wang Luquan
23.68
Y
Long position
887,402,024
Short position
75,000,000
Genscript Corporation
Suite 606, 1220 N. Market Street, Wilmington, DE 19801, County of New Castle, USA
Wang Ye
6.02
Y
Long position
887,402,024
Short position
75,000,000
Genscript Corporation
Suite 606, 1220 N. Market Street, Wilmington, DE 19801, County of New Castle, USA
Zhang Fangliang
12.04
Y
Long position
887,402,024
Short position
75,000,000
Genscript Corporation
Suite 606, 1220 N. Market Street, Wilmington, DE 19801, County of New Castle, USA
Wang Ye
6.02
Y
Long position
887,402,024
Short position
75,000,000
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
2017 WANG YE FAMILY TRUST
Addresses of individuals are not displayed.
5103
Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position
53,441,296
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Zhang Fangliang
Addresses of individuals are not displayed.
0
Wang Luquan
Addresses of individuals are not displayed.
3,216,640
Total number of shares in which a director is interested under sections 317 and 318
1,010,955,561
34.
Supplementary information
:
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
1
A0000000000000127773.pdf
Date of filing this Form 3A
:
08/06/2018
(dd/mm/yyyy)